Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | Portfolio Manager | April 13, 2020 | April 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtus Dividend, Interest & Premium Strategy Fund
Report date April 13, 2020 · Filed April 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,201.7263 |
Last balance in matching sequence
After 2020-04-13 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2020-04-13 · Sale · Disposed 100 · Balance 4,601.7263 F1: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Row 2 · 2020-04-13 · Sale · Disposed 200 · Balance 4,401.7263 F1: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Row 3 · 2020-04-13 · Sale · Disposed 300 · Balance 4,101.7263 F1: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Row 4 · 2020-04-13 · Sale · Disposed 900 · Balance 3,201.7263 F1: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Row 5 · 2020-04-13 · Sale · Disposed 2,000 · Balance 1,201.7263 F1: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended.
F2: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2020 Filed Apr 15, 2020 20:13 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | SaleCommon Stock | 2,000 | $10.09 | $20,180.00 |
DisclosureSEC source: 0001209191-20-024569 · doc4.xml · nonDerivative · entry 5 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201.7263 F1 · shares: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 20:13 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | SaleCommon Stock | 900 | $10.10 | $9,090.00 |
DisclosureSEC source: 0001209191-20-024569 · doc4.xml · nonDerivative · entry 4 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201.7263 F1 · shares: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 20:13 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | SaleCommon Stock | 300 | $10.12 | $3,036.00 |
DisclosureSEC source: 0001209191-20-024569 · doc4.xml · nonDerivative · entry 3 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,101.7263 F1 · shares: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 20:13 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | SaleCommon Stock | 200 | $10.14 | $2,028.00 |
DisclosureSEC source: 0001209191-20-024569 · doc4.xml · nonDerivative · entry 2 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,401.7263 F1 · shares: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 20:13 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | SaleCommon Stock | 100 | $10.11 | $1,011.00 |
DisclosureSEC source: 0001209191-20-024569 · doc4.xml · nonDerivative · entry 1 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601.7263 F1 · shares: In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 09:08 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 100 | $9.01 | $901.00 |
DisclosureSEC source: 0001209191-20-019439 · doc4.xml · nonDerivative · entry 3 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 09:08 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 1,600 | $9.02 | $14,424.96 |
DisclosureSEC source: 0001209191-20-019439 · doc4.xml · nonDerivative · entry 2 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 09:08 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 1,800 | $9.07 | $16,326.00 |
DisclosureSEC source: 0001209191-20-019439 · doc4.xml · nonDerivative · entry 1 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 15:45 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 1,000 | $13.40 | $13,395.00 |
DisclosureSEC source: 0001209191-17-067044 · doc4.xml · nonDerivative · entry 1 Mowrey John R. · CIK 0001711739 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.