Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DROPBOX, INC.
Report date April 16, 2020 · Filed April 21, 2020
Section 16 reporting ended · disclosed 2020-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2020-04-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-04-16 · Conversion · Acquired 125,000 · Balance 125,000 F1: 125,000 shares of Class B Common Stock were converted into 125,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Row 2 · 2020-04-16 · Sale · Disposed 125,000 · Balance 0 F3: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4: This transaction was executed in multiple trades at prices ranging from $18.43 to $19.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Row 3 · 2020-04-20 · Conversion · Acquired 498,900 · Balance 498,900 F5: 498,900 shares of Class B Common Stock were converted into 498,900 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Row 4 · 2020-04-20 · Sale · Disposed 498,900 · Balance 0 F3: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F6: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 28,235,483 |
Reported balance
After 2020-04-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-04-16 · Conversion · Disposed 125,000 · Balance 28,235,483 F7: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 27,736,583 |
Reported balance
After 2020-04-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-04-20 · Conversion · Disposed 498,900 · Balance 27,736,583 F7: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: 125,000 shares of Class B Common Stock were converted into 125,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee.
F3: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F4: This transaction was executed in multiple trades at prices ranging from $18.43 to $19.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: 498,900 shares of Class B Common Stock were converted into 498,900 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F6: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2020 Filed Apr 21, 2020 00:57 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 498,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003069 · primarydocument.xml · derivative · entry 6 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,736,583 Underlying: Class A Common Stock · 498,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 00:57 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 498,900 | $20.10 | $10,030,085.16 |
DisclosureSEC source: 0001562180-20-003069 · primarydocument.xml · nonDerivative · entry 4 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F6 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 00:57 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 498,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003069 · primarydocument.xml · nonDerivative · entry 3 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 498,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: 498,900 shares of Class B Common Stock were converted into 498,900 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 16, 2020 Filed Apr 21, 2020 00:57 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003069 · primarydocument.xml · derivative · entry 5 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,235,483 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 16, 2020 Filed Apr 21, 2020 00:57 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 125,000 | $18.71 | $2,338,600.00 |
DisclosureSEC source: 0001562180-20-003069 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $18.43 to $19.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 16, 2020 Filed Apr 21, 2020 00:57 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003069 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 125,000 shares of Class B Common Stock were converted into 125,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:09 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002912 · primarydocument.xml · derivative · entry 3 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,360,483 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:09 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 125,000 | $17.85 | $2,231,612.50 |
DisclosureSEC source: 0001562180-20-002912 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $17.39 to $18.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:09 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002912 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 125,000 shares of Class B Common Stock were converted into 125,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 19, 2020 Filed Mar 24, 2020 01:35 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 19,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002673 · primarydocument.xml · derivative · entry 4 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,485,483 Underlying: Class A Common Stock · 19,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F6 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F6 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 19, 2020 Filed Mar 24, 2020 01:35 UTC | DROPBOX, INC. DBX · Entity 1121 | Disposition to issuerClass A Common Stock | 4,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002673 · primarydocument.xml · nonDerivative · entry 3 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: In connection with the termination of the reporting person as an officer of the issuer, the reporting person has disposed 4,400,000 shares to the issuer pursuant to the terms of a restricted stock agreement between the issuer and the reporting person. Read SEC document |
| March 19, 2020 Filed Mar 24, 2020 01:35 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 19,360 | $17.06 | $330,231.26 |
DisclosureSEC source: 0001562180-20-002673 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 19, 2020 Filed Mar 24, 2020 01:35 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 19,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002673 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 19,360 shares of Class B Common Stock were converted into 19,360 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 00:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 39,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002638 · primarydocument.xml · derivative · entry 7 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,504,843 Underlying: Class A Common Stock · 39,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 00:59 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 39,521 | $17.03 | $673,232.33 |
DisclosureSEC source: 0001562180-20-002638 · primarydocument.xml · nonDerivative · entry 4 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F6 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.125. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 00:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 39,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002638 · primarydocument.xml · nonDerivative · entry 3 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: 39,521 shares of Class B Common Stock were converted into 39,521 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 42,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002638 · primarydocument.xml · derivative · entry 6 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,544,364 Underlying: Class A Common Stock · 42,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:59 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 66,119 | $17.03 | $1,126,237.99 |
DisclosureSEC source: 0001562180-20-002638 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 42,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002638 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 42,219 shares of Class B Common Stock were converted into 42,219 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 23:02 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 1,100 | $20.00 | $22,000.00 |
DisclosureSEC source: 0001562180-20-002177 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,900 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:02 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 125,000 | $19.14 | $2,392,150.00 |
DisclosureSEC source: 0001562180-20-002177 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,000 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $18.80 to $19.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 02:25 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 139,133 | $21.72 | $3,021,787.89 |
DisclosureSEC source: 0001562180-20-001773 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 150,000 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $21.40 to $22.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 02:25 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 110,867 | $20.83 | $2,309,481.56 |
DisclosureSEC source: 0001562180-20-001773 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 289,133 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.39 to $21.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:28 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005657 · primarydocument.xml · derivative · entry 4 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,586,583 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:28 UTC | DROPBOX, INC. DBX · Entity 1121 | GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005657 · primarydocument.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,000 F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:28 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005657 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 50,000 shares of Class B Common Stock were converted into 50,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 18:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004267 · primarydocument.xml · derivative · entry 3 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,636,583 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 400,000 shares of Class B Common Stock were converted into 400,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F1 · derivative.exercise_date: 400,000 shares of Class B Common Stock were converted into 400,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F1 · derivative.expiration_date: 400,000 shares of Class B Common Stock were converted into 400,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 18:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004267 · primarydocument.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 400,000 shares of Class B Common Stock were converted into 400,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:35 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 2,333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008941 · doc4.xml · derivative · entry 4 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,036,583 Underlying: Class A Common Stock · 2,333,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:35 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 2,333,333 | $20.07 | $46,819,493.31 |
DisclosureSEC source: 0000899243-18-008941 · doc4.xml · nonDerivative · entry 2 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Represents the sale price to the underwriters in the Issuer's initial public offering of $20.0655 per share. F1 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:35 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 2,333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008941 · doc4.xml · nonDerivative · entry 1 Ferdowsi Arash · CIK 0001734434 · Director · Co-Founder · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,333,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.