organization · Reporting owner
SEQUOIA CAPITAL IX
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAFEPRESS INC.
Report date September 29, 2017 · Filed October 03, 2017
Jointly reported with SC XI MANAGEMENT LLC, SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND, SEQUOIA CAPITAL FRANCHISE FUND LP, SEQUOIA CAPITAL FRANCHISE PARTNERS LP, SEQUOIA CAPITAL XI, SEQUOIA CAPITAL XI PRINCIPALS FUND, SEQUOIA TECHNOLOGY PARTNERS XI, SCFF MANAGEMENT LLC, SC IX.I MANAGEMENT, LLC
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-29 · Sale · Disposed 16,396 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F1: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-09-29 · Sale · Disposed 901,768 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F2: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-09-29 · Sale · Disposed 122,968 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F3: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-09-29 · Sale · Disposed 393,497 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F4: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-09-29 · Sale · Disposed 1,258,026 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F5: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-09-29 · Sale · Disposed 136,865 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F6: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-09-29 · Sale · Disposed 39,738 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F7: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes..
F4: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F6: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
Elevate Credit, Inc.
Report date April 17, 2020 · Filed April 21, 2020
Jointly reported with SCGF III MANAGEMENT LLC, SEQUOIA CAPITAL GROWTH FUND III, SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND, MORITZ MICHAEL J, SEQUOIA CAPITAL FRANCHISE PARTNERS LP, SEQUOIA CAPITAL FRANCHISE FUND LP, LEONE DOUGLAS M, SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND, SEQUOIA CAPITAL GROWTH PARTNERS III
Section 16 reporting ended · disclosed 2020-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Growth Fund III, L.P. | 2,917,829 |
Last balance in matching sequence
After 2020-04-21 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-04-17 · Sale · Disposed 91,465 · Balance 3,010,570 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2020-04-20 · Sale · Disposed 56,517 · Balance 2,954,053 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 3 · 2020-04-21 · Sale · Disposed 36,224 · Balance 2,917,829 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital IX, L.P. | 513,904 |
Last balance in matching sequence
After 2020-04-21 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 4 · 2020-04-17 · Sale · Disposed 16,109 · Balance 530,238 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2020-04-20 · Sale · Disposed 9,954 · Balance 520,284 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2020-04-21 · Sale · Disposed 6,380 · Balance 513,904 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Franchise Fund, L.P. | 489,923 |
Last balance in matching sequence
After 2020-04-21 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 7 · 2020-04-17 · Sale · Disposed 15,358 · Balance 505,495 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2020-04-20 · Sale · Disposed 9,490 · Balance 496,005 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2020-04-21 · Sale · Disposed 6,082 · Balance 489,923 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Growth III Principals Fund, LLC | 142,902 |
Last balance in matching sequence
After 2020-04-21 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 10 · 2020-04-17 · Sale · Disposed 4,479 · Balance 147,444 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 11 · 2020-04-20 · Sale · Disposed 2,768 · Balance 144,676 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 12 · 2020-04-21 · Sale · Disposed 1,774 · Balance 142,902 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Franchise Partners, L.P. | 66,798 |
Last balance in matching sequence
After 2020-04-21 transaction · row 15
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 13 · 2020-04-17 · Sale · Disposed 2,094 · Balance 68,921 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 14 · 2020-04-20 · Sale · Disposed 1,294 · Balance 67,627 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 15 · 2020-04-21 · Sale · Disposed 829 · Balance 66,798 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Growth Partners III, L.P. | 32,165 |
Last balance in matching sequence
After 2020-04-21 transaction · row 18
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 16 · 2020-04-17 · Sale · Disposed 1,008 · Balance 33,187 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 17 · 2020-04-20 · Sale · Disposed 623 · Balance 32,564 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 18 · 2020-04-21 · Sale · Disposed 399 · Balance 32,165 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Entrepreneurs Annex Fund, L.P. | 21,410 |
Last balance in matching sequence
After 2020-04-21 transaction · row 21
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 19 · 2020-04-17 · Sale · Disposed 671 · Balance 22,091 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 20 · 2020-04-20 · Sale · Disposed 415 · Balance 21,676 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 21 · 2020-04-21 · Sale · Disposed 266 · Balance 21,410 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.
F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.
F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.
F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 3,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 19 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,258,026 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9). F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 22, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 1,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 18 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 393,497 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9). F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 22, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 17 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 122,968 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9). F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 22, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 2,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 16 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 901,768 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9). F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 22, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 15 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,396 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9). F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 14 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,862 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F7 · ownership.nature: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 13 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 137,292 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F6 · ownership.nature: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 12 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,261,954 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 96 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 11 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 394,726 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 30 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 10 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 123,352 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 9 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 904,583 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 8 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,447 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 331 | $2.19 | $724.89 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 7 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,872 F7 · ownership.nature: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 1,138 | $2.19 | $2,492.22 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 6 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 137,325 F6 · ownership.nature: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 10,465 | $2.19 | $22,918.35 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 5 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,262,261 F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 3,273 | $2.19 | $7,167.87 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 4 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 394,822 F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 1,023 | $2.19 | $2,240.37 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 123,382 F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 7,501 | $2.19 | $16,427.19 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 904,803 F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:40 UTC | CAFEPRESS INC. PRSS · Entity 162508 | SaleCommon Stock | 136 | $2.19 | $297.84 |
DisclosureSEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,451 F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 3,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 28 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 8,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 11,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 27 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 29,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 5,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 26 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 12,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 17,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 25 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 43,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 10,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 24 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 25,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 34,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 23 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 87,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 23,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 22 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth III Principals Fund Disclosed balance after: 0 Underlying: Common Stock · 57,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 77,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 21 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 194,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 75,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 20 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 189,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 256,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 19 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 640,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 82,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 18 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 206,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 279,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 17 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 698,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries B Preferred Stock · Derivative | 469,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 16 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,174,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionSeries A Preferred Stock · Derivative | 1,587,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 15 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,967,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 8,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 14 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. Disclosed balance after: 37,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 29,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 13 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. Disclosed balance after: 29,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 12,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 12 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P. Disclosed balance after: 56,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 43,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 11 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P. Disclosed balance after: 43,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 25,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 10 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P. Disclosed balance after: 117,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · balance_after: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 87,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 9 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P. Disclosed balance after: 91,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · balance_after: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 57,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 8 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC Disclosed balance after: 251,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 194,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 7 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC Disclosed balance after: 194,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 189,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 6 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P. Disclosed balance after: 863,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · balance_after: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 640,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 5 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P. Disclosed balance after: 673,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F6 · balance_after: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF III Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 206,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 4 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital IX, L.P. Disclosed balance after: 905,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 698,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 3 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital IX, L.P. Disclosed balance after: 698,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 1,174,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 2 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P. Disclosed balance after: 5,142,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:54 UTC | Elevate Credit, Inc. ELVT · Entity 116120 | ConversionCommon Stock | 3,967,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026777 · doc4.xml · nonDerivative · entry 1 SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P. Disclosed balance after: 3,967,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date. F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.