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SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND

Disclosed activity across 2 companies

Tapewire entity
12569
SEC CIK
0001357260

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-04-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth Fund III, L.P.2,917,829 Last balance in matching sequence After 2020-04-21 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2020-04-17 · Sale · Disposed 91,465 · Balance 3,010,570

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 2 · 2020-04-20 · Sale · Disposed 56,517 · Balance 2,954,053

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 3 · 2020-04-21 · Sale · Disposed 36,224 · Balance 2,917,829

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital IX, L.P.513,904 Last balance in matching sequence After 2020-04-21 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 4 · 2020-04-17 · Sale · Disposed 16,109 · Balance 530,238

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 5 · 2020-04-20 · Sale · Disposed 9,954 · Balance 520,284

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 6 · 2020-04-21 · Sale · Disposed 6,380 · Balance 513,904

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Franchise Fund, L.P.489,923 Last balance in matching sequence After 2020-04-21 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 7 · 2020-04-17 · Sale · Disposed 15,358 · Balance 505,495

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 8 · 2020-04-20 · Sale · Disposed 9,490 · Balance 496,005

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 9 · 2020-04-21 · Sale · Disposed 6,082 · Balance 489,923

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth III Principals Fund, LLC142,902 Last balance in matching sequence After 2020-04-21 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 10 · 2020-04-17 · Sale · Disposed 4,479 · Balance 147,444

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 11 · 2020-04-20 · Sale · Disposed 2,768 · Balance 144,676

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 12 · 2020-04-21 · Sale · Disposed 1,774 · Balance 142,902

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Franchise Partners, L.P.66,798 Last balance in matching sequence After 2020-04-21 transaction · row 15 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 13 · 2020-04-17 · Sale · Disposed 2,094 · Balance 68,921

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 14 · 2020-04-20 · Sale · Disposed 1,294 · Balance 67,627

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 15 · 2020-04-21 · Sale · Disposed 829 · Balance 66,798

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth Partners III, L.P.32,165 Last balance in matching sequence After 2020-04-21 transaction · row 18 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 16 · 2020-04-17 · Sale · Disposed 1,008 · Balance 33,187

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 17 · 2020-04-20 · Sale · Disposed 623 · Balance 32,564

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 18 · 2020-04-21 · Sale · Disposed 399 · Balance 32,165

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Entrepreneurs Annex Fund, L.P.21,410 Last balance in matching sequence After 2020-04-21 transaction · row 21 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 19 · 2020-04-17 · Sale · Disposed 671 · Balance 22,091

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 20 · 2020-04-20 · Sale · Disposed 415 · Balance 21,676

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 21 · 2020-04-21 · Sale · Disposed 266 · Balance 21,410

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2014-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital XI, LP3,539,209 Reported balance After 2014-10-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2014-10-03 · Other · Disposed 1,769,605 · Balance 3,539,209

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital XI Principals Fund, LLC385,039 Reported balance After 2014-10-03 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2014-10-03 · Other · Disposed 192,519 · Balance 385,039

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Technology Partners XI, LP111,799 Reported balance After 2014-10-03 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2014-10-03 · Other · Disposed 55,899 · Balance 111,799

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth Fund III, LP1,475,592 Reported balance Holding disclosure · report date 2014-10-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,475,592

F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth III Principals Fund, LLC76,202 Reported balance Holding disclosure · report date 2014-10-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 76,202

F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth Partners III, LP16,150 Reported balance Holding disclosure · report date 2014-10-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 16,150

F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 266 $1.19 $317.07
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 21

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 21,410

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 399 $1.19 $475.61
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 18

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 32,165

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 829 $1.19 $988.17
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 15

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 66,798

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,774 $1.19 $2,114.61
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 12

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 142,902

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,082 $1.19 $7,249.74
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 9

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 489,923

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,380 $1.19 $7,604.96
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 6

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 513,904

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 36,224 $1.19 $43,179.01
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 3

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 2,917,829

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 415 $1.30 $538.67
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 20

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 21,676

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 623 $1.30 $808.65
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 17

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 32,564

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,294 $1.30 $1,679.61
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 14

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 67,627

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 2,768 $1.30 $3,592.86
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 11

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 144,676

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 9,490 $1.30 $12,318.02
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 8

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 496,005

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 9,954 $1.30 $12,920.29
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 5

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 520,284

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 56,517 $1.30 $73,359.07
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 2

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 2,954,053

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 671 $1.35 $902.50
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 19

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 22,091

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,008 $1.35 $1,355.76
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 16

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 33,187

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 2,094 $1.35 $2,816.43
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 13

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 68,921

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 4,479 $1.35 $6,024.26
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 10

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 147,444

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 15,358 $1.35 $20,656.51
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 7

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 505,495

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 16,109 $1.35 $21,666.61
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 4

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 530,238

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:49 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 91,465 $1.35 $123,020.43
Disclosure

SEC source: 0000899243-20-011107 · doc4.xml · nonDerivative · entry 1

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 3,010,570

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 141 $1.32 $186.68
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 21

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 22,762

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 213 $1.32 $282.01
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 18

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 34,195

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 441 $1.32 $583.88
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 15

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 71,015

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 944 $1.32 $1,249.86
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 12

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 151,923

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 3,237 $1.32 $4,285.79
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 9

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 520,853

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 3,396 $1.32 $4,496.30
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 6

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 546,347

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 19,281 $1.32 $25,528.04
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 3

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 3,102,035

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 295 $1.33 $392.65
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 20

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 22,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 444 $1.33 $590.96
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 17

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 34,408

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 921 $1.33 $1,225.85
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 14

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 71,456

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,971 $1.33 $2,623.40
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 11

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 152,867

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,757 $1.33 $8,993.57
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 8

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 524,090

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 7,088 $1.33 $9,434.13
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 5

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 549,743

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 40,244 $1.33 $53,564.76
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 2

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 3,121,316

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.27 to $1.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 924 $1.47 $1,353.66
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 19

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 23,198

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,389 $1.47 $2,034.89
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 16

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 34,852

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 2,884 $1.47 $4,225.06
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 13

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 72,377

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,169 $1.47 $9,037.59
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 10

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 154,838

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 21,151 $1.47 $30,986.22
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 7

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 530,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 22,186 $1.47 $32,502.49
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 4

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 556,831

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 125,965 $1.47 $184,538.73
Disclosure

SEC source: 0000899243-20-010865 · doc4.xml · nonDerivative · entry 1

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 3,161,560

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 290 $0.98 $285.07
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 7

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 24,122

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 437 $0.98 $429.57
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 6

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 36,241

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 905 $0.98 $889.62
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 5

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 75,261

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,936 $0.98 $1,903.09
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 4

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 161,007

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,637 $0.98 $6,524.17
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 3

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 551,998

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,962 $0.98 $6,843.65
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 2

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 579,017

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 39,526 $0.98 $38,854.06
Disclosure

SEC source: 0000899243-20-010165 · doc4.xml · nonDerivative · entry 1

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 3,287,525

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 21:33 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 237 $1.03 $244.58
Disclosure

SEC source: 0000899243-20-009754 · doc4.xml · nonDerivative · entry 21

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 24,412

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.