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SEQUOIA CAPITAL FRANCHISE FUND LP

Disclosed activity across 2 companies

Tapewire entity
149733
SEC CIK
0001085206

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-09-29 · Sale · Disposed 16,396 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F1: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-09-29 · Sale · Disposed 901,768 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F2: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-09-29 · Sale · Disposed 122,968 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F3: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes..

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-09-29 · Sale · Disposed 393,497 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F4: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-09-29 · Sale · Disposed 1,258,026 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F5: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-09-29 · Sale · Disposed 136,865 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F6: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-09-29 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-09-29 · Sale · Disposed 39,738 · Balance 0

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F7: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes

Filing footnotes · ownership attribution and instrument terms

F1: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes..

F4: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Section 16 reporting ended · disclosed 2020-04-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth Fund III, L.P.2,917,829 Last balance in matching sequence After 2020-04-21 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2020-04-17 · Sale · Disposed 91,465 · Balance 3,010,570

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 2 · 2020-04-20 · Sale · Disposed 56,517 · Balance 2,954,053

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 3 · 2020-04-21 · Sale · Disposed 36,224 · Balance 2,917,829

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital IX, L.P.513,904 Last balance in matching sequence After 2020-04-21 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 4 · 2020-04-17 · Sale · Disposed 16,109 · Balance 530,238

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 5 · 2020-04-20 · Sale · Disposed 9,954 · Balance 520,284

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 6 · 2020-04-21 · Sale · Disposed 6,380 · Balance 513,904

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Franchise Fund, L.P.489,923 Last balance in matching sequence After 2020-04-21 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 7 · 2020-04-17 · Sale · Disposed 15,358 · Balance 505,495

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 8 · 2020-04-20 · Sale · Disposed 9,490 · Balance 496,005

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 9 · 2020-04-21 · Sale · Disposed 6,082 · Balance 489,923

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth III Principals Fund, LLC142,902 Last balance in matching sequence After 2020-04-21 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 10 · 2020-04-17 · Sale · Disposed 4,479 · Balance 147,444

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 11 · 2020-04-20 · Sale · Disposed 2,768 · Balance 144,676

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 12 · 2020-04-21 · Sale · Disposed 1,774 · Balance 142,902

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Franchise Partners, L.P.66,798 Last balance in matching sequence After 2020-04-21 transaction · row 15 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 13 · 2020-04-17 · Sale · Disposed 2,094 · Balance 68,921

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 14 · 2020-04-20 · Sale · Disposed 1,294 · Balance 67,627

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 15 · 2020-04-21 · Sale · Disposed 829 · Balance 66,798

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Growth Partners III, L.P.32,165 Last balance in matching sequence After 2020-04-21 transaction · row 18 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 16 · 2020-04-17 · Sale · Disposed 1,008 · Balance 33,187

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 17 · 2020-04-20 · Sale · Disposed 623 · Balance 32,564

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 18 · 2020-04-21 · Sale · Disposed 399 · Balance 32,165

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital Entrepreneurs Annex Fund, L.P.21,410 Last balance in matching sequence After 2020-04-21 transaction · row 21 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 19 · 2020-04-17 · Sale · Disposed 671 · Balance 22,091

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 20 · 2020-04-20 · Sale · Disposed 415 · Balance 21,676

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 21 · 2020-04-21 · Sale · Disposed 266 · Balance 21,410

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.41, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F5: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

F6: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

F7: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 141 $4.26 $601.22
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 18

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 55,916

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 294 $4.26 $1,253.62
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 15

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 116,135

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF Management, LLC and each of the managing members may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 628 $4.26 $2,677.79
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 12

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 248,402

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 2,154 $4.26 $9,184.66
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 9

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 851,684

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF Management, LLC and each of the managing members may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 2,259 $4.26 $9,632.38
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 6

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 893,360

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 12,829 $4.26 $54,702.86
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 3

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 5,072,318

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 51 $4.07 $207.67
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 20

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 37,312

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 77 $4.07 $313.54
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 17

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 56,057

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 160 $4.07 $651.52
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 14

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 116,429

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF Management, LLC and each of the managing members may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 341 $4.07 $1,388.55
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 11

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 249,030

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,171 $4.07 $4,768.31
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 8

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 853,838

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF Management, LLC and each of the managing members may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,228 $4.07 $5,000.42
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 5

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 895,619

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 6,972 $4.07 $28,389.98
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 2

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 5,085,147

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 77 $4.21 $324.09
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 19

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 37,363

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 115 $4.21 $484.04
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 16

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Partners III, L.P.

Disclosed balance after: 56,134

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 239 $4.21 $1,005.95
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 13

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Partners, L.P.

Disclosed balance after: 116,589

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF Management, LLC and each of the managing members may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 511 $4.21 $2,150.80
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 10

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC

Disclosed balance after: 249,371

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,754 $4.21 $7,382.59
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 7

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Franchise Fund, L.P.

Disclosed balance after: 855,009

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6 · ownership.nature: SCFF Management, LLC is the general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. The managing members of SCFF Management, LLC are Douglas M. Leone and Michael J. Moritz. Each of the managing members of SCFF Management, LLC and each of the managing members may be deemed to share beneficial ownership of the shares held by the Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management, LLC and each of the managing members of SCFF Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners, L.P.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 1,840 $4.21 $7,744.56
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 4

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital IX, L.P.

Disclosed balance after: 896,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. As a result, SC IX.I Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 10,444 $4.21 $43,958.80
Disclosure

SEC source: 0000899243-19-015438 · doc4.xml · nonDerivative · entry 1

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Growth Fund III, L.P.

Disclosed balance after: 5,092,119

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: SCGF III Management, LLC is the general partner of each of Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth Fund III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth III Principals Fund, LLC.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 39,738 $1.75 $69,656.74
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 7

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F7 · ownership.nature: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 136,865 $1.75 $239,910.66
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 6

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F6 · ownership.nature: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 1,258,026 $1.75 $2,205,193.78
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 5

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 393,497 $1.75 $689,760.89
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 4

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 122,968 $1.75 $215,550.61
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 3

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes..

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 901,768 $1.75 $1,580,709.13
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 2

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:06 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 16,396 $1.75 $28,740.55
Disclosure

SEC source: 0000899243-17-023379 · doc4.xml · nonDerivative · entry 1

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 124 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 21

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,738

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F7 · ownership.nature: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 427 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 20

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 136,865

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F6 · ownership.nature: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 3,928 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 19

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,258,026

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 18

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 393,497

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 384 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 17

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 122,968

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 2,815 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 16

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 901,768

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 51 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 15

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,396

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 10 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 14

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,862

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F7 · ownership.nature: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 33 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 13

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 137,292

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F6 · ownership.nature: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 12

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,261,954

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 96 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 11

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 394,726

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 10

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,352

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 9

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 904,583

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 4 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 8

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,447

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 331 $2.19 $724.89
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 7

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,872

F7 · ownership.nature: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 1,138 $2.19 $2,492.22
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 6

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 137,325

F6 · ownership.nature: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 10,465 $2.19 $22,918.35
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 5

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,262,261

F5 · ownership.nature: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 3,273 $2.19 $7,167.87
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 4

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 394,822

F4 · ownership.nature: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 1,023 $2.19 $2,240.37
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 3

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,382

F3 · ownership.nature: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 7,501 $2.19 $16,427.19
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 2

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 904,803

F2 · ownership.nature: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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September 20, 2017 Filed Sep 22, 2017 21:40 UTC CAFEPRESS INC. PRSS · Entity 162508 SaleCommon Stock 136 $2.19 $297.84
Disclosure

SEC source: 0000899243-17-022463 · doc4.xml · nonDerivative · entry 1

SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner

SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner

SCFF MANAGEMENT LLC · CIK 0001133918 · 10% owner

SC IX.I MANAGEMENT, LLC · CIK 0001297909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,451

F1 · ownership.nature: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 10, 2017 Filed Apr 12, 2017 21:54 UTC Elevate Credit, Inc. ELVT · Entity 116120 ConversionSeries B Preferred Stock · Derivative 3,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 28

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 8,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.exercise_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.expiration_date: The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

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April 10, 2017 Filed Apr 12, 2017 21:54 UTC Elevate Credit, Inc. ELVT · Entity 116120 ConversionSeries A Preferred Stock · Derivative 11,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026777 · doc4.xml · derivative · entry 27

SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner

SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner

SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND · CIK 0001296083 · 10% owner

MORITZ MICHAEL J · CIK 0001201045 · 10% owner

SEQUOIA CAPITAL FRANCHISE PARTNERS LP · CIK 0001092521 · 10% owner

SEQUOIA CAPITAL FRANCHISE FUND LP · CIK 0001085206 · 10% owner

SEQUOIA CAPITAL IX · CIK 0001096113 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner

SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 29,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F6 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: SC IX.I Management, LLC is the general partner of each of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.