Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
XWELL, Inc.
Report date April 16, 2020 · Filed April 22, 2020
Section 16 reporting ended · disclosed 2020-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 5.00% Unsecured Convertible Note due 2022SEC Table II · derivative / convertible security · Conversion / exercise price $3.10 | Direct | 0 |
Reported balance
After 2020-04-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-16 · Sale · Disposed 2,500,000 · Balance 0 F1: $2.5 million aggregate principal amount of XpresSpa Group, Inc.'s 5.00% Unsecured Convertible Notes due May 31, 2022 (the "Note"), which is convertible into shares of Series E Convertible Preferred Stock at a conversion price of $2.00 per share. F2: Subject to receipt of approval of the shareholders of the issuer, the conversion price of the Note may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Series E Preferred Stock becoming issuable. F3: The Note is convertible at the holder's option into shares of Series E Preferred Stock at any time and from time to time. F4: The Note matures on May 31, 2022. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2025-01-08 | Direct | 0 |
Reported balance
After 2020-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-20 · Sale · Disposed 937,500 · Balance 0 F5: Subject to receipt of approval of the shareholders of the issuer, the exercise price of the Common Stock Warrants may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Common Stock becoming issuable. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 | Direct | 0 |
Reported balance
After 2020-04-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-20 · Sale · Disposed 967,742 · Balance 0 F6: Holder has the right to convert any of the Series E Convertible Preferred at any time and from time to time. F7: The Series E Convertible Preferred Stock matures on November 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: $2.5 million aggregate principal amount of XpresSpa Group, Inc.'s 5.00% Unsecured Convertible Notes due May 31, 2022 (the "Note"), which is convertible into shares of Series E Convertible Preferred Stock at a conversion price of $2.00 per share.
F2: Subject to receipt of approval of the shareholders of the issuer, the conversion price of the Note may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Series E Preferred Stock becoming issuable.
F3: The Note is convertible at the holder's option into shares of Series E Preferred Stock at any time and from time to time.
F4: The Note matures on May 31, 2022.
F5: Subject to receipt of approval of the shareholders of the issuer, the exercise price of the Common Stock Warrants may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Common Stock becoming issuable.
F6: Holder has the right to convert any of the Series E Convertible Preferred at any time and from time to time.
F7: The Series E Convertible Preferred Stock matures on November 13, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2020 Filed Apr 22, 2020 00:44 UTC | XWELL, Inc. XSPA · Entity 1233 | SaleSeries E Convertible Preferred Stock · Derivative | 967,742 | $0.33 Strike: $2.00 | $323,225.83 |
DisclosureSEC source: 0000950103-20-007902 · dp126535_4-calm.xml · derivative · entry 3 Calm.com, Inc. · CIK 0001721834 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires not disclosed F6 · derivative.exercise_date: Holder has the right to convert any of the Series E Convertible Preferred at any time and from time to time. F7 · derivative.expiration_date: The Series E Convertible Preferred Stock matures on November 13, 2025. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 00:44 UTC | XWELL, Inc. XSPA · Entity 1233 | SaleCommon Stock Warrants · Derivative | 937,500 | $0.11 Strike: $2.00 | $100,312.50 |
DisclosureSEC source: 0000950103-20-007902 · dp126535_4-calm.xml · derivative · entry 2 Calm.com, Inc. · CIK 0001721834 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 937,500 shares Expires 2025-01-08 F5 · derivative.exercise_price: Subject to receipt of approval of the shareholders of the issuer, the exercise price of the Common Stock Warrants may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Common Stock becoming issuable. Read SEC document |
| April 16, 2020 Filed Apr 22, 2020 00:44 UTC | XWELL, Inc. XSPA · Entity 1233 | Sale5.00% Unsecured Convertible Note due 2022 · Derivative | 2,500,000 | $2,375,000.00 Strike: $3.10 | $5,937,500,000,000.00 |
DisclosureSEC source: 0000950103-20-007902 · dp126535_4-calm.xml · derivative · entry 1 Calm.com, Inc. · CIK 0001721834 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series E Convertible Preferred Stock · 1,445,816 shares Expires not disclosed F1 · security: $2.5 million aggregate principal amount of XpresSpa Group, Inc.'s 5.00% Unsecured Convertible Notes due May 31, 2022 (the "Note"), which is convertible into shares of Series E Convertible Preferred Stock at a conversion price of $2.00 per share. F2 · derivative.exercise_price: Subject to receipt of approval of the shareholders of the issuer, the conversion price of the Note may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Series E Preferred Stock becoming issuable. F3 · derivative.exercise_date: The Note is convertible at the holder's option into shares of Series E Preferred Stock at any time and from time to time. F4 · derivative.expiration_date: The Note matures on May 31, 2022. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 20:05 UTC | XWELL, Inc. XSPA · Entity 1233 | PurchaseCommon Stock Warrants · Derivative | 937,500 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000950103-19-009279 · dp109685_4-calm.xml · derivative · entry 2 Calm.com, Inc. · CIK 0001721834 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,500 Underlying: Common Stock · 937,500 shares Expires 2025-01-08 F5 · derivative.exercise_price: Subject to receipt of approval of the shareholders of the issuer, the exercise price of the Common Stock Warrants may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Common Stock becoming issuable. F6 · price: The Common Stock Warrants were issued as partial consideration (along with the Note and other consideration) for Calm's investment in the issuer on July 8, 2019. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 20:05 UTC | XWELL, Inc. XSPA · Entity 1233 | Purchase5.00% Unsecured Convertible Note due 2022 · Derivative | Not disclosed | $2,500,000.00 Strike: $3.10 | $2,500,000.00 |
DisclosureSEC source: 0000950103-19-009279 · dp109685_4-calm.xml · derivative · entry 1 Calm.com, Inc. · CIK 0001721834 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Series E Convertible Preferred Stock · 806,451 shares Expires not disclosed F1 · security: On July 8, 2019, Calm.com, Inc. ("Calm") purchased $2.5 million aggregate principal amount of 5.00% Unsecured Convertible Notes due May 31, 2022 (the "Note") from the issuer, which will be initially convertible into shares of Series E Convertible Preferred Stock at a conversion price of $3.10 per share. F2 · derivative.exercise_price: Subject to receipt of approval of the shareholders of the issuer, the conversion price of the Note may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Series E Preferred Stock becoming issuable. F3 · derivative.exercise_date: The Note is convertible at Calm's option into shares of Series E Preferred Stock at any time and from time to time. F4 · derivative.expiration_date: The Note matures on May 31, 2022. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 17:32 UTC | XWELL, Inc. XSPA · Entity 1233 | PurchaseSeries E Convertible Preferred Stock · Derivative | 322,581 | $3.10 Strike: $0.62 | $1,000,001.10 |
DisclosureSEC source: 0000950103-19-000008 · dp100308_4.xml · derivative · entry 1 Calm.com, Inc. · CIK 0001721834 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,742 Underlying: Common Stock · 1,612,903 shares Expires not disclosed F1 · derivative.exercise_date: Calm.com, Inc. has the right to convert any of the Series E Convertible Preferred at any time and from time to time. F2 · derivative.expiration_date: The Series E Convertible Preferred Stock matures on November 13, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.