Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DWS MUNICIPAL INCOME TRUSTKTF · Entity 5805 | Director | August 09, 2019 | August 13, 2019 |
| DWS STRATEGIC MUNICIPAL INCOME TRUSTKSM · Entity 15747 | Director | August 09, 2019 | August 13, 2019 |
| PORTLAND GENERAL ELECTRIC CO /OR/POR · Entity 3819 | Director | April 22, 2020 | April 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DWS MUNICIPAL INCOME TRUST
Report date August 09, 2019 · Filed August 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,460 |
Reported balance
After 2019-08-09 transaction · row 1
1 source rowRow 1 · 2019-08-09 · Purchase · Acquired 2,460 · Balance 2,460 |
DWS STRATEGIC MUNICIPAL INCOME TRUST
Report date August 09, 2019 · Filed August 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,335 |
Reported balance
After 2019-08-09 transaction · row 1
1 source rowRow 1 · 2019-08-09 · Purchase · Acquired 2,335 · Balance 2,335 |
PORTLAND GENERAL ELECTRIC CO /OR/
Report date April 22, 2020 · Filed April 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,993 |
Reported balance
After 2020-04-22 transaction · row 2
1 source rowRow 2 · 2020-04-22 · Grant · Acquired 2,218 · Balance 26,993 |
| Common StockSEC Table I · non-derivative | IndirectJohn W. Ballantine Trust | 300 |
Reported balance
Holding disclosure · report date 2020-04-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 300 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2020 Filed Apr 23, 2020 16:35 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003648 · marketforms-48569.xml · nonDerivative · entry 2 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,993 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 18:05 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | GrantCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003062 · marketforms-48470.xml · nonDerivative · entry 2 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,775 F1 · shares: Dividend Equivalent Units associated with award granted on April 24, 2019 vesting on March 31, 2020. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 16:30 UTC | DWS MUNICIPAL INCOME TRUST KTF · Entity 5805 | PurchaseCommon Stock | 2,460 | $11.61 | $28,560.60 |
DisclosureSEC source: 0000088053-19-000774 · ownership.xml · nonDerivative · entry 1 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 12:29 UTC | DWS STRATEGIC MUNICIPAL INCOME TRUST KSM · Entity 15747 | PurchaseCommon Stock | 2,335 | $12.26 | $28,627.10 |
DisclosureSEC source: 0000088053-19-000773 · ownership.xml · nonDerivative · entry 1 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335 Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 20:45 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | GrantCommon Stock | 2,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-002901 · marketforms-44773.xml · nonDerivative · entry 2 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 19:19 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | GrantCommon Stock | 2,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-003032 · marketforms-41757.xml · nonDerivative · entry 1 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,867 Read SEC document |
| September 18, 2017 Filed Sep 21, 2017 00:58 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | GrantCommon Stock | 1,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005696 · marketforms-39757.xml · nonDerivative · entry 1 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,416 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:54 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | Disposition to issuerCommon Stock | 2,052 | $41.42 | $84,993.84 |
DisclosureSEC source: 0001214659-17-003941 · marketforms-39042.xml · nonDerivative · entry 1 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,583 F1 · price: On June 7, 2017, Portland General Electric Co. (the "Company") rescinded its May 4, 2016 award of restricted shares to the reporting person and determined to replace that award with a future award equal in value to the grant-date value of the rescinded award. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:14 UTC | PORTLAND GENERAL ELECTRIC CO /OR/ POR · Entity 3819 | GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-002762 · marketforms-38541.xml · nonDerivative · entry 1 BALLANTINE JOHN W · CIK 0001244130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,635 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.