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Santini Alexander A

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149675
SEC CIK
0001690619

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEXICON PHARMACEUTICALS, INC.LXRX · Entity 4970EVP and CCOApril 22, 2020April 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEXICON PHARMACEUTICALS, INC.

Report date April 22, 2020 · Filed April 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,584 Ending reported balance After 2020-04-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-04-22 · Grant · Acquired 19,893 · Balance 62,397

F1: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals.

Row 2 · 2020-04-22 · Tax withholding · Disposed 6,813 · Balance 55,584

F2: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Filing footnotes · ownership attribution and instrument terms

F1: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals.

F2: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2020 Filed Apr 24, 2020 21:12 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Tax withholdingCommon Stock 6,813 $1.96 $13,353.48
Disclosure

SEC source: 0001127602-20-014492 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,584

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 21:12 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantCommon Stock 19,893 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014492 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,397

F1 · kind: Issued upon vesting of performance-based restricted stock units granted on December 5, 2019, the vesting of which was determined by the compensation committee in its sole discretion based on pre-specified corporate goals.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 22,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · derivative · entry 9

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,707

Underlying: Common Stock · 22,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 8,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · derivative · entry 8

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

Underlying: Common Stock · 8,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 2,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · derivative · entry 7

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

Underlying: Common Stock · 2,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 2,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · derivative · entry 6

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Tax withholdingCommon Stock 12,420 $2.77 $34,403.40
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 5

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,504

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 22,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 4

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 8,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:16 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008965 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:12 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantStock Option (Right to Buy) · Derivative 211,690 $0.00 Strike: $3.31 $0.00
Disclosure

SEC source: 0001127602-20-004597 · form4.xml · derivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,690

Underlying: Common Stock · 211,690 shares

Expires 2030-02-06

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:12 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantRestricted Stock Units · Derivative 70,560 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004597 · form4.xml · derivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,560

Underlying: Common Stock · 70,560 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 20:26 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 PurchaseCommon Stock 2,000 $3.52 $7,040.00
Disclosure

SEC source: 0001127602-19-028812 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,661

Read SEC document
September 18, 2019 Filed Sep 19, 2019 20:26 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 PurchaseCommon Stock 2,500 $3.23 $8,075.00
Disclosure

SEC source: 0001127602-19-028812 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,661

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 8,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · derivative · entry 7

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927

Underlying: Common Stock · 8,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 2,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · derivative · entry 6

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185

Underlying: Common Stock · 2,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · derivative · entry 5

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Underlying: Common Stock · 2,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Tax withholdingCommon Stock 4,544 $5.51 $25,037.44
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 4

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 8,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:18 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009264 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:10 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantRestricted Stock Units · Derivative 68,560 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004888 · form4.xml · derivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,560

Underlying: Common Stock · 68,560 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:10 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantStock Option (Right to Buy) · Derivative 127,320 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001127602-19-004888 · form4.xml · derivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,320

Underlying: Common Stock · 127,320 shares

Expires 2029-02-07

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2020) and vests 1/48th per month for each month of service thereafter

Read SEC document
May 23, 2018 Filed May 25, 2018 20:43 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 PurchaseCommon Stock 745 $9.78 $7,286.10
Disclosure

SEC source: 0001127602-18-018984 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,297

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 2,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · derivative · entry 5

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,778

Underlying: Common Stock · 2,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units · Derivative 2,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · derivative · entry 4

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,705

Underlying: Common Stock · 2,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Tax withholdingCommon Stock 1,652 $8.53 $14,091.56
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · nonDerivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:09 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009731 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:14 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantStock Option (Right to Buy) · Derivative 71,940 $0.00 Strike: $9.79 $0.00
Disclosure

SEC source: 0001127602-18-005204 · form4.xml · derivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,940

Underlying: Common Stock · 71,940 shares

Expires 2028-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2019) and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:14 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantRestricted Stock Units · Derivative 25,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005204 · form4.xml · derivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,390

Underlying: Common Stock · 25,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F2 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

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February 28, 2017 Filed Mar 1, 2017 23:51 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009396 · form4.xml · derivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,058

Underlying: Common Stock · 2,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

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February 28, 2017 Filed Mar 1, 2017 23:51 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Tax withholdingCommon Stock 1,093 $16.45 $17,979.85
Disclosure

SEC source: 0001127602-17-009396 · form4.xml · nonDerivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

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February 28, 2017 Filed Mar 1, 2017 23:51 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 Exercise / conversionCommon Stock 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009396 · form4.xml · nonDerivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

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February 09, 2017 Filed Feb 13, 2017 21:27 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantRestricted Stock Units (Phantom Stock) · Derivative 10,370 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005425 · form4.xml · derivative · entry 2

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,370

Underlying: Common Stock · 10,370 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

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February 09, 2017 Filed Feb 13, 2017 21:27 UTC LEXICON PHARMACEUTICALS, INC. LXRX · Entity 4970 GrantStock Option (Right to Buy) · Derivative 41,470 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001127602-17-005425 · form4.xml · derivative · entry 1

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,470

Underlying: Common Stock · 41,470 shares

Expires 2027-02-09

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/9/2018) and vests 1/48th per month for each month of service thereafter

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.