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person · Reporting owner

Shriver Anthony Kennedy

Disclosed activity across 1 company

Tapewire entity
149669
SEC CIK
0001720570

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

cbdMD, Inc.

Report date April 23, 2020 · Filed April 24, 2020

Section 16 reporting ended · disclosed 2020-04-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeIndirectSee Footnotes50,000 Reported balance Holding disclosure · report date 2020-04-23 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 50,000

F1: The number of shares of common stock beneficially owned by the Reporting Person includes 50,000 shares held of record by Best Buddies International. Mr. Shriver has voting and dispositive control over securities held by Best Buddies International. Mr. Shriver disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F2: The Reporting Person previously served as a member of Issuer's board of directors. The Reporting Person did not stand for re-election at the Issuer's 2020 annual meeting of shareholders held on April 23, 2020 and, accordingly, no longer serves on the Issuer's board of directors.

Common StockSEC Table I · non-derivativeDirect77,500 Reported balance Holding disclosure · report date 2020-04-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 77,500

F2: The Reporting Person previously served as a member of Issuer's board of directors. The Reporting Person did not stand for re-election at the Issuer's 2020 annual meeting of shareholders held on April 23, 2020 and, accordingly, no longer serves on the Issuer's board of directors.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.41 · Expires 2029-05-09Direct20,000 Reported balance Holding disclosure · report date 2020-04-23 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 20,000

F2: The Reporting Person previously served as a member of Issuer's board of directors. The Reporting Person did not stand for re-election at the Issuer's 2020 annual meeting of shareholders held on April 23, 2020 and, accordingly, no longer serves on the Issuer's board of directors.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.34 · Expires 2028-08-16Direct7,000 Reported balance Holding disclosure · report date 2020-04-23 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 7,000

F2: The Reporting Person previously served as a member of Issuer's board of directors. The Reporting Person did not stand for re-election at the Issuer's 2020 annual meeting of shareholders held on April 23, 2020 and, accordingly, no longer serves on the Issuer's board of directors.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares of common stock beneficially owned by the Reporting Person includes 50,000 shares held of record by Best Buddies International. Mr. Shriver has voting and dispositive control over securities held by Best Buddies International. Mr. Shriver disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F2: The Reporting Person previously served as a member of Issuer's board of directors. The Reporting Person did not stand for re-election at the Issuer's 2020 annual meeting of shareholders held on April 23, 2020 and, accordingly, no longer serves on the Issuer's board of directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 13, 2019 12:21 UTC cbdMD, Inc. LEVB · Entity 8230 GrantStock Option · Derivative 20,000 $0.00 Strike: $5.41 $0.00
Disclosure

SEC source: 0001654954-19-005738 · section16.xml · derivative · entry 1

Shriver Anthony Kennedy · CIK 0001720570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-05-09

Read SEC document
August 16, 2018 Filed Aug 17, 2018 16:32 UTC cbdMD, Inc. LEVB · Entity 8230 GrantOptions grant · Derivative 7,000 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0001654954-18-009329 · section16.xml · derivative · entry 1

Shriver Anthony Kennedy · CIK 0001720570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-08-16

Read SEC document
January 01, 2018 Filed Jan 4, 2018 13:57 UTC cbdMD, Inc. LEVB · Entity 8230 Exercise / conversionrestricted stock grant · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-000102 · section16.xml · derivative · entry 2

Shriver Anthony Kennedy · CIK 0001720570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of restricted stock grant.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 13:57 UTC cbdMD, Inc. LEVB · Entity 8230 Exercise / conversionCommon stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-000102 · section16.xml · nonDerivative · entry 1

Shriver Anthony Kennedy · CIK 0001720570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 127,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of restricted stock grant.

F2 · ownership.nature: Includes 50,000 shares of common stock held of record by Best Buddies(R) International. Mr. Shriver has voting and dispositive control over securities held by Best Buddies(R) International. Mr. Shriver disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.