Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MFA FINANCIAL, INC.MFA · Entity 5045 | Director | May 04, 2020 | May 05, 2020 |
| RPT RealtyNYSE: RPT · Entity 95506 | Director | July 01, 2018 | July 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MFA FINANCIAL, INC.
Report date May 04, 2020 · Filed May 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 82,684 |
Reported balance
After 2020-05-04 transaction · row 1
1 source rowRow 1 · 2020-05-04 · Grant · Acquired 19,697 · Balance 82,684 F1: The reported acquisition represents shares granted to the Reporting Person in lieu of cash fees payable to the Reporting Person for his service as a Director for the first calendar quarter of 2020. Pursuant to the terms of the Second Forbearance Agreement, dated as of April 27, 2020, by and among MFA Financial, Inc. (the "Company") and certain of its repurchase agreement financing counterparties, the Company is contractually prohibited from paying cash fees to its Directors for such period. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported acquisition represents shares granted to the Reporting Person in lieu of cash fees payable to the Reporting Person for his service as a Director for the first calendar quarter of 2020. Pursuant to the terms of the Second Forbearance Agreement, dated as of April 27, 2020, by and among MFA Financial, Inc. (the "Company") and certain of its repurchase agreement financing counterparties, the Company is contractually prohibited from paying cash fees to its Directors for such period.
RPT Realty
Report date July 01, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 52,268 |
Reported balance
After 2018-07-01 transaction · row 1
1 source rowRow 1 · 2018-07-01 · Grant · Acquired 6,813 · Balance 52,268 F1: These shares are granted under the Ramco-Gershenson Properties Trust 2012 Omnibus Long-Term Incentive Plan. F2: Under the Ramco-Gershenson Properties trust Deferred Fee Plan for Trustees, each trustee may elect to defer the receipt of all or a portion of the fees (cash and stock) earned for services until the earlier of (i) January 15 of the year following the termination of such trustee's service, (ii) the first day of the month after such trustee's retirement age, (iii) upon a change in controls of the trust or before (iv) upon the death of such trustee. The trustee may elect to credit any cash fees to a stock account or a cash account. Stock fees deferred can only be credited to the stock account. Mr. Blank has elected to defer only the stock-based portion of his 2018 retainer fee which is set forth in Table I above. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are granted under the Ramco-Gershenson Properties Trust 2012 Omnibus Long-Term Incentive Plan.
F2: Under the Ramco-Gershenson Properties trust Deferred Fee Plan for Trustees, each trustee may elect to defer the receipt of all or a portion of the fees (cash and stock) earned for services until the earlier of (i) January 15 of the year following the termination of such trustee's service, (ii) the first day of the month after such trustee's retirement age, (iii) upon a change in controls of the trust or before (iv) upon the death of such trustee. The trustee may elect to credit any cash fees to a stock account or a cash account. Stock fees deferred can only be credited to the stock account. Mr. Blank has elected to defer only the stock-based portion of his 2018 retainer fee which is set forth in Table I above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 5, 2020 21:09 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantCommon Stock, par value $0.01 per share | 19,697 | $1.65 | $32,500.05 |
DisclosureSEC source: 0001104659-20-056981 · a4.xml · nonDerivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,684 F1 · shares: The reported acquisition represents shares granted to the Reporting Person in lieu of cash fees payable to the Reporting Person for his service as a Director for the first calendar quarter of 2020. Pursuant to the terms of the Second Forbearance Agreement, dated as of April 27, 2020, by and among MFA Financial, Inc. (the "Company") and certain of its repurchase agreement financing counterparties, the Company is contractually prohibited from paying cash fees to its Directors for such period. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 18:34 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 9,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-035306 · a4.xml · derivative · entry 2 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,636 Underlying: Common Stock · 9,260 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F2 · kind: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F2 · price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 18:34 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 9,260 | $7.12 | $65,931.20 |
DisclosureSEC source: 0001104659-19-035306 · a4.xml · nonDerivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2014. Read SEC document |
| May 23, 2019 Filed May 28, 2019 18:54 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 20,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-032011 · a4.xml · derivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,896 Underlying: Common Stock · 20,604 shares Expires 2025-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2025. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2025. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:45 UTC | RPT Realty NYSE: RPT · Entity 95506 | GrantCommon Shares of Beneficial Interest | 6,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000842183-18-000081 · wf-form4_153065071951656.xml · nonDerivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,268 F1 · shares: These shares are granted under the Ramco-Gershenson Properties Trust 2012 Omnibus Long-Term Incentive Plan. F2 · shares: Under the Ramco-Gershenson Properties trust Deferred Fee Plan for Trustees, each trustee may elect to defer the receipt of all or a portion of the fees (cash and stock) earned for services until the earlier of (i) January 15 of the year following the termination of such trustee's service, (ii) the first day of the month after such trustee's retirement age, (iii) upon a change in controls of the trust or before (iv) upon the death of such trustee. The trustee may elect to credit any cash fees to a stock account or a cash account. Stock fees deferred can only be credited to the stock account. Mr. Blank has elected to defer only the stock-based portion of his 2018 retainer fee which is set forth in Table I above. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 15:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 8,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-040090 · a4.xml · derivative · entry 2 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,292 Underlying: Common Stock · 8,206 shares Expires 2018-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F2 · kind: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F2 · price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 15:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 8,206 | $7.74 | $63,514.44 |
DisclosureSEC source: 0001104659-18-040090 · a4.xml · nonDerivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Read SEC document |
| May 24, 2018 Filed May 29, 2018 15:00 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 19,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-036221 · a4.xml · derivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,498 Underlying: Common Stock · 19,481 shares Expires 2024-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:59 UTC | RPT Realty NYSE: RPT · Entity 95506 | GrantCommon Shares of Beneficial Interest | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0000842183-17-000083 · wf-form4_149929196036791.xml · nonDerivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,455 F1 · shares: These shares are granted under the Ramco-Gershenson Properties Trust 2012 Omnibus Long-Term Incentive Plan. F2 · shares: Under the Ramco-Gershenson Properties trust Deferred Fee Plan for Trustees, each trustee may elect to defer the receipt of all or a portion of the fees (cash and stock) earned for services until the earlier of (i) January 15 of the year following the termination of such trustee's service, (ii) the first day of the month after such trustee's retirement age, (iii) upon a change in controls of the trust or before (iv) upon the death of such trustee. The trustee may elect to credit any cash fees to a stock account or a cash account. Stock fees deferred can only be credited to the stock account. Mr. Blank has elected to defer only the stock-based portion of his 2017 retainer fee which is set forth in Table I above. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:42 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 18,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-036003 · a4.xml · derivative · entry 1 BLANK STEPHEN R · CIK 0001161919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,017 Underlying: Common Stock · 18,051 shares Expires 2022-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2022. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.