Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OLD REPUBLIC INTERNATIONAL CORPORI · Entity 1438 | SrVP &Chief Investment Officer | May 06, 2020 | May 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OLD REPUBLIC INTERNATIONAL CORP
Report date May 06, 2020 · Filed May 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2020 Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $16.17 · Expires 2030-03-16 | Direct | 35,000 |
Reported balance
After 2020-05-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-06 · Grant · Acquired 35,000 · Balance 35,000 F1: While the option was approved on 3/17/20, notice was not provided to the option holder until May 6, 2020. F2: These shares vest and become exercisable each December 31 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. Also, vesting shall accelerate if the optionee dies, becomes disabled, retires or a change of control of the company occurs. For those optionees over age 65 and who have been employed for 10 years or more by the company on the date of the grant, 100% of the option shares vest immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: While the option was approved on 3/17/20, notice was not provided to the option holder until May 6, 2020.
F2: These shares vest and become exercisable each December 31 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. Also, vesting shall accelerate if the optionee dies, becomes disabled, retires or a change of control of the company occurs. For those optionees over age 65 and who have been employed for 10 years or more by the company on the date of the grant, 100% of the option shares vest immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2020 Filed May 6, 2020 19:59 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Grant2020 Employee Stock Option · Derivative | 35,000 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0000074260-20-000053 · wf-form4_158879517008842.xml · derivative · entry 1 BOONE CHARLES S · CIK 0001185428 · SrVP &Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-03-16 F1 · date: While the option was approved on 3/17/20, notice was not provided to the option holder until May 6, 2020. F2 · shares: These shares vest and become exercisable each December 31 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. Also, vesting shall accelerate if the optionee dies, becomes disabled, retires or a change of control of the company occurs. For those optionees over age 65 and who have been employed for 10 years or more by the company on the date of the grant, 100% of the option shares vest immediately. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:31 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversion2013 Employee Stock Option · Derivative | 15,500 | $12.57 Strike: $12.57 | $194,835.00 |
DisclosureSEC source: 0000074260-19-000071 · wf-form4_156702069826869.xml · derivative · entry 6 BOONE CHARLES S · CIK 0001185428 · Sr. VP - Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,500 shares Expires 2023-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:31 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | SaleCommon Stock | 15,500 | $22.84 | $354,020.00 |
DisclosureSEC source: 0000074260-19-000071 · wf-form4_156702069826869.xml · nonDerivative · entry 2 BOONE CHARLES S · CIK 0001185428 · Sr. VP - Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:31 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversionCommon Stock | 15,500 | $12.57 | $194,835.00 |
DisclosureSEC source: 0000074260-19-000071 · wf-form4_156702069826869.xml · nonDerivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Sr. VP - Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversion2012 Employee Stock Option · Derivative | 15,500 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · derivative · entry 9 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,500 shares Expires 2022-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversion2011 Employee Stock Otion · Derivative | 15,000 | $0.00 Strike: $12.33 | $0.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · derivative · entry 8 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 7 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By BSP Disclosed balance after: 6,680 F3 · kind: No transactions to report related to this indirect ownership of 6,680 shares. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 6 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By ESSOP Disclosed balance after: 59,857 F2 · kind: No transactions to report related to this indirect ownership of 59,857 shares. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 5 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,000 F1 · kind: No transactions to report related to this indirect ownership of 9,000 shares Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | SaleCommon Stock | 15,500 | $22.69 | $351,695.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 4 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversionCommon Stock | 15,500 | $10.80 | $167,400.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 3 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | SaleCommon Stock | 15,000 | $22.69 | $340,350.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 2 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:52 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversionCommon Stock | 15,000 | $12.33 | $184,950.00 |
DisclosureSEC source: 0000074260-19-000042 · primary_doc.xml · nonDerivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Senior Vice Pres-Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2019 Filed May 10, 2019 19:25 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Grant2019 Employee Stock Option · Derivative | 30,000 | $0.00 Strike: $21.12 | $0.00 |
DisclosureSEC source: 0000074260-19-000033 · wf-form4_155751631792099.xml · derivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Sr. VP - Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-03-19 F1 · date: Date of notice to the optionee. F2 · shares: These shares vest and become exercisable each December 31 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. Also, vesting shall accelerate if the optionee dies, becomes disabled, retires or a change of control of the company occurs. For those optionees over age 65 and who have been employed for 10 years or more by the company on the date of the grant, 100% of the option shares vest immediately. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversion2010 Employee Stock Option · Derivative | 11,500 | $12.08 Strike: $12.08 | $138,920.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · derivative · entry 9 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversion2009 Employee Stock Option · Derivative | 12,500 | $10.48 Strike: $10.48 | $131,000.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · derivative · entry 8 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 7 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By ORI BSP Disclosed balance after: 6,442 F3 · kind: No transactions to report related to this indirect ownership of 6,442 shares. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 6 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESSOP Disclosed balance after: 57,443 F2 · kind: No transactions to report related to this indirect ownership of 57,443 shares. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 5 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,000 F1 · kind: No transactions to report related to this indirect ownership of 9,000 shares. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | SaleCommon Stock | 11,500 | $21.26 | $244,490.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 4 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversionCommon Stock | 11,500 | $12.08 | $138,920.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 3 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | SaleCommon Stock | 12,500 | $21.34 | $266,750.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 2 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:28 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversionCommon Stock | 12,500 | $10.48 | $131,000.00 |
DisclosureSEC source: 0000074260-18-000042 · primary_doc.xml · nonDerivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Sr. VP/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:26 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Grant2018 Employee Stock Option · Derivative | 25,000 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0000074260-18-000019 · primary_doc.xml · derivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-20 F1 · date: Date of notice to the optionee. F2 · shares: These shares vest and become exercisable each December 31 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. Also, vesting shall accelerate if the optionee dies, becomes disabled, retires or a change in control of the company occurs. For those optionees over age 65 and who have been employed for 10 years or more by the company on the date of the grant, 100% of the options shares vest immediately. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversion2008 Employee Stock Option · Derivative | 15,000 | $12.95 Strike: $12.95 | $194,250.00 |
DisclosureSEC source: 0000074260-17-000089 · primary_doc.xml · derivative · entry 6 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-17-000089 · primary_doc.xml · nonDerivative · entry 5 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By ORI BSP Disclosed balance after: 6,046 F3 · kind: No transactions to report related to this indirect ownership of 6,046 shares. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-17-000089 · primary_doc.xml · nonDerivative · entry 4 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By ORI ESSOP Disclosed balance after: 53,911 F2 · kind: No transactions to report related to this indirect ownership of 53,911 shares. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000074260-17-000089 · primary_doc.xml · nonDerivative · entry 3 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 9,000 F1 · kind: No transactions to report related to this indirect ownership of 9,000 shares. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | SaleCommon Stock | 15,000 | $20.96 | $314,400.00 |
DisclosureSEC source: 0000074260-17-000089 · primary_doc.xml · nonDerivative · entry 2 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Exercise / conversionCommon Stock | 15,000 | $12.95 | $194,250.00 |
DisclosureSEC source: 0000074260-17-000089 · primary_doc.xml · nonDerivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Sr. VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 19:14 UTC | OLD REPUBLIC INTERNATIONAL CORP ORI · Entity 1438 | Grant2017 Employee Stock Option · Derivative | 20,000 | $0.00 Strike: $19.98 | $0.00 |
DisclosureSEC source: 0000074260-17-000029 · primary_doc.xml · derivative · entry 1 BOONE CHARLES S · CIK 0001185428 · Sr. VP / Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-03-22 F1 · date: Date of notice to the optionee. F2 · shares: These shares vest and become exercisable each December 31 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. Also, vesting shall accelerate if the optionee dies, becomes disabled, retires or a change of control of the company occurs. For those optionees over age 65 and who have been employed for 10 years or more by the company on the date of grant, 100% of the option shares vest immediately. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.