Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Bancorp, Inc.HBK · Entity 157871 | Director · President and CEO | May 01, 2019 | May 03, 2019 |
| ORRSTOWN FINANCIAL SERVICES INCORRF · Entity 5109 | Director | May 01, 2020 | May 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Bancorp, Inc.
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2019-05-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-05-01 · Tax withholding · Disposed 420 · Balance 22,706 F3: All unvested shares of restricted stock automatically vest in full at the Effective Time (as defined in the Agreement and Plan of Merger dated October 23, 2018, by and among Buyer and the Issuer, to the extent not previously forfeited, and shall be considered outstanding shares of common stock entitled to receive the Merger Consideration. Row 2 · 2019-05-01 · Other · Disposed 22,706 · Balance 0 F1: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. F3: All unvested shares of restricted stock automatically vest in full at the Effective Time (as defined in the Agreement and Plan of Merger dated October 23, 2018, by and among Buyer and the Issuer, to the extent not previously forfeited, and shall be considered outstanding shares of common stock entitled to receive the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 0 |
Reported balance
After 2019-05-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-05-01 · Other · Disposed 12,501 · Balance 0 F1: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2019-05-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-05-01 · Other · Disposed 15,000 · Balance 0 F1: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 0 |
Reported balance
After 2019-05-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-05-01 · Other · Disposed 500 · Balance 0 F1: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2019-05-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-05-01 · Other · Disposed 8,451 · Balance 0 F1: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.85 · Expires 2024-02-03 | Direct | 0 |
Reported balance
After 2019-05-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-01 · Other · Disposed 74,000 · Balance 0 F2: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2028-04-01 | Direct | 0 |
Reported balance
After 2019-05-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-01 · Other · Disposed 4,197 · Balance 0 F2: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock.
F2: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes.
F3: All unvested shares of restricted stock automatically vest in full at the Effective Time (as defined in the Agreement and Plan of Merger dated October 23, 2018, by and among Buyer and the Issuer, to the extent not previously forfeited, and shall be considered outstanding shares of common stock entitled to receive the Merger Consideration.
F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
ORRSTOWN FINANCIAL SERVICES INC
Report date May 01, 2020 · Filed May 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Orrstown Financial Services, Inc, Common StockSEC Table I · non-derivative | Direct | 25,583 |
Reported balance
After 2020-05-01 transaction · row 1
1 source rowRow 1 · 2020-05-01 · Grant · Acquired 1,000 · Balance 25,583 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2020 Filed May 7, 2020 21:52 UTC | ORRSTOWN FINANCIAL SERVICES INC ORRF · Entity 5109 | GrantOrrstown Financial Services, Inc, Common Stock | 1,000 | $13.61 | $13,610.00 |
DisclosureSEC source: 0000826154-20-000148 · wf-form4_158888832484561.xml · nonDerivative · entry 1 DeAlmeida Robert A · CIK 0001557126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,583 Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 22:10 UTC | ORRSTOWN FINANCIAL SERVICES INC ORRF · Entity 5109 | GrantOrrstown Financial Services, Inc., Common, Restricted Stock | 1,199 | $22.10 | $26,497.90 |
DisclosureSEC source: 0000826154-20-000022 · wf-form4_157990383962721.xml · nonDerivative · entry 1 DeAlmeida Robert A · CIK 0001557126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,530 Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 11:57 UTC | ORRSTOWN FINANCIAL SERVICES INC ORRF · Entity 5109 | GrantOrrstown Financial Services, Inc, Common Stock | 1,000 | $21.02 | $21,020.00 |
DisclosureSEC source: 0000826154-19-000156 · wf-form4_156716622944342.xml · nonDerivative · entry 1 DeAlmeida Robert A · CIK 0001557126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,324 Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherStock Options · Derivative | 4,197 | Not disclosed Strike: $14.25 | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · derivative · entry 8 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,197 shares Expires 2028-04-01 F2 · price: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. F2 · derivative.exercise_date: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherStock Options · Derivative | 74,000 | Not disclosed Strike: $13.85 | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · derivative · entry 7 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,000 shares Expires 2024-02-03 F2 · price: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. F2 · derivative.exercise_date: Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $16.90 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherCommon Stock | 8,451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · nonDerivative · entry 6 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 0 F1 · price: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. F4 · balance_after: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · nonDerivative · entry 5 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 0 F1 · price: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · nonDerivative · entry 4 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherCommon Stock | 12,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · nonDerivative · entry 3 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F1 · price: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | OtherCommon Stock | 22,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · nonDerivative · entry 2 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share of Issuer common stock was converted into and became exchangeable for the right to receive (i) $4.10 in cash and (ii) 0.54 shares of Orrstown Financial Services, Inc. ("Buyer") common stock. F3 · balance_after: All unvested shares of restricted stock automatically vest in full at the Effective Time (as defined in the Agreement and Plan of Merger dated October 23, 2018, by and among Buyer and the Issuer, to the extent not previously forfeited, and shall be considered outstanding shares of common stock entitled to receive the Merger Consideration. Read SEC document |
| May 01, 2019 Filed May 3, 2019 15:18 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | Tax withholdingCommon Stock | 420 | $15.76 | $6,619.20 |
DisclosureSEC source: 0001567619-19-009741 · doc1.xml · nonDerivative · entry 1 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,706 F3 · balance_after: All unvested shares of restricted stock automatically vest in full at the Effective Time (as defined in the Agreement and Plan of Merger dated October 23, 2018, by and among Buyer and the Issuer, to the extent not previously forfeited, and shall be considered outstanding shares of common stock entitled to receive the Merger Consideration. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 15:39 UTC | Hamilton Bancorp, Inc. HBK · Entity 157871 | SaleCommon Stock | 17,800 | $14.14 | $251,777.44 |
DisclosureSEC source: 0001567619-19-009240 · doc1.xml · nonDerivative · entry 1 DeAlmeida Robert A · CIK 0001557126 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferred Comp Plan Trust Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.