Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Senior Vice President | May 05, 2020 | May 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date May 05, 2020 · Filed May 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,879 |
Ending reported balance
After 2020-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-05 · Purchase · Acquired 2,500 · Balance 5,379 Row 2 · 2020-05-06 · Purchase · Acquired 500 · Balance 5,879 |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401K Plan | 209 |
Reported balance
Holding disclosure · report date 2020-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 209 F1: Includes 15 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report. |
| Common StockSEC Table I · non-derivative | IndirectHeld in IRA | 10,600 |
Reported balance
Holding disclosure · report date 2020-05-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 15 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2020 Filed May 7, 2020 13:34 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 500 | $15.90 | $7,950.00 |
DisclosureSEC source: 0001209191-20-027583 · doc4.xml · nonDerivative · entry 2 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,879 Read SEC document |
| May 05, 2020 Filed May 7, 2020 13:34 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 2,500 | $19.23 | $48,075.00 |
DisclosureSEC source: 0001209191-20-027583 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,379 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 19:35 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013357 · doc4.xml · derivative · entry 4 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 1,558 shares Expires 2023-02-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:47 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012533 · doc4.xml · derivative · entry 6 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 201 shares Expires 2020-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:47 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012533 · doc4.xml · derivative · entry 5 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 807 shares Expires 2020-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:47 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 395 | $30.41 | $12,011.95 |
DisclosureSEC source: 0001209191-20-012533 · doc4.xml · nonDerivative · entry 2 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:47 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012533 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:36 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004697 · doc4.xml · derivative · entry 4 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201 Underlying: Common Stock · 201 shares Expires 2020-02-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| September 14, 2019 Filed Sep 16, 2019 20:04 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049619 · doc4.xml · derivative · entry 5 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2019-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| September 14, 2019 Filed Sep 16, 2019 20:04 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 509 | $31.16 | $15,860.44 |
DisclosureSEC source: 0001209191-19-049619 · doc4.xml · nonDerivative · entry 2 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 Read SEC document |
| September 14, 2019 Filed Sep 16, 2019 20:04 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-049619 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 02, 2019 Filed May 3, 2019 19:54 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 10,600 | $28.45 | $301,570.00 |
DisclosureSEC source: 0001209191-19-027289 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 10,600 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:48 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014538 · doc4.xml · derivative · entry 3 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: Common Stock · 1,457 shares Expires 2022-02-26 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:21 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 345 | $28.55 | $9,849.75 |
DisclosureSEC source: 0001209191-18-056869 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Read SEC document |
| May 17, 2018 Filed May 22, 2018 18:33 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | OtherCommon Stock | 113 | $32.41 | $3,662.33 |
DisclosureSEC source: 0001209191-18-032238 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held in 401K Plan Disclosed balance after: 113 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014909 · doc4.xml · derivative · entry 2 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common Stock · 970 shares Expires 2021-02-27 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 15:20 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 930 | $32.15 | $29,899.50 |
DisclosureSEC source: 0001209191-17-062260 · doc4.xml · nonDerivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:55 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013713 · doc4.xml · derivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807 Underlying: Common Stock · 807 shares Expires 2020-02-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 19:48 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141567 · doc4.xml · derivative · entry 1 DUGAN JOSEPH L · CIK 0001259040 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2019-09-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.