person · Reporting owner

DIMICCO DANIEL R

Disclosed activity across 2 companies

Tapewire entity: 149372
SEC CIK: 0001181101

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Duke Energy CORPDUK · Entity 2925	Director	May 07, 2020	May 08, 2020
NRC GROUP HOLDINGS CORP.HCAC.U · Entity 154032	Director	June 22, 2017	June 22, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Duke Energy CORP

Report date May 07, 2020 · Filed May 08, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,459.118	Reported balance After 2020-05-07 transaction · row 1 1 source row Row 1 · 2020-05-07 · Grant · Acquired 1,992.28 · Balance 10,459.118

NRC GROUP HOLDINGS CORP.

Report date June 22, 2017 · Filed June 22, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	75,000	Reported balance Holding disclosure · report date 2017-06-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 75,000 F1: The reporting person also has pecuniary interests in shares of common stock through his membership interest in Hennessy Capital Partners III LLC, over which the reporting person does not have voting or dispositive control.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person also has pecuniary interests in shares of common stock through his membership interest in Hennessy Capital Partners III LLC, over which the reporting person does not have voting or dispositive control.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 07, 2020 Filed May 8, 2020 19:18 UTC	Duke Energy CORP DUK · Entity 2925	GrantCommon Stock	1,992.28	$80.31	$160,000.01	Disclosure SEC source: 0001326160-20-000135 · wf-form4_158897990305462.xml · nonDerivative · entry 1 DIMICCO DANIEL R · CIK 0001181101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,459.118 Read SEC document
May 02, 2019 Filed May 6, 2019 16:36 UTC	Duke Energy CORP DUK · Entity 2925	GrantCommon Stock	1,781.539	$89.81	$160,000.02	Disclosure SEC source: 0001326160-19-000131 · wf-form4_155717498106157.xml · nonDerivative · entry 1 DIMICCO DANIEL R · CIK 0001181101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,466.838 Read SEC document
May 03, 2018 Filed May 7, 2018 16:52 UTC	Duke Energy CORP DUK · Entity 2925	GrantCommon Stock	2,006.018	$79.76	$160,000.00	Disclosure SEC source: 0001326160-18-000123 · wf-form4_152572636111301.xml · nonDerivative · entry 1 DIMICCO DANIEL R · CIK 0001181101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,685.299 Read SEC document
May 04, 2017 Filed May 8, 2017 18:29 UTC	Duke Energy CORP DUK · Entity 2925	GrantCommon Stock	1,937.281	$82.59	$160,000.04	Disclosure SEC source: 0001326160-17-000093 · wf-form4_149428254331372.xml · nonDerivative · entry 1 DIMICCO DANIEL R · CIK 0001181101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679.281 Read SEC document
December 20, 2016 Filed Dec 22, 2016 15:06 UTC	Duke Energy CORP DUK · Entity 2925	GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative	446	$77.35	$34,498.10	Disclosure SEC source: 0001326160-16-000433 · wf-form4_148243716716683.xml · derivative · entry 1 DIMICCO DANIEL R · CIK 0001181101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,372 Underlying: Common Stock · 446 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document
October 05, 2016 Filed Oct 6, 2016 16:22 UTC	Duke Energy CORP DUK · Entity 2925	GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative	396	$77.09	$30,527.64	Disclosure SEC source: 0001326160-16-000394 · wf-form4_147578531597393.xml · derivative · entry 1 DIMICCO DANIEL R · CIK 0001181101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,489 Underlying: Common Stock · 396 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.