Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIVE BELOW, INCFIVE · Entity 3393 | Director | June 18, 2019 | June 20, 2019 |
| GameStop Corp.GME · Entity 3621 | Chief Transformation Officer | May 09, 2020 | May 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIVE BELOW, INC
Report date June 18, 2019 · Filed June 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,113 |
Reported balance
After 2019-06-18 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-06-18 · Grant · Acquired 1,066 · Balance 6,113 |
| Common StockSEC Table I · non-derivative | Direct | 8,575 |
Reported balance
Holding disclosure · report date 2019-06-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,575 F1: The reporting person owns the reported securities jointly with his wife. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person owns the reported securities jointly with his wife.
GameStop Corp.
Report date May 09, 2020 · Filed May 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 201,155 |
Reported balance
After 2020-05-09 transaction · row 1
1 source rowRow 1 · 2020-05-09 · Tax withholding · Disposed 26,693 · Balance 201,155 F1: Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes, with the number of shares withheld based on the 5/8/2020 closing price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes, with the number of shares withheld based on the 5/8/2020 closing price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2020 Filed May 12, 2020 20:17 UTC | GameStop Corp. GME · Entity 3621 | Tax withholdingClass A Common Stock, par value $0.001 per share | 26,693 | $4.98 | $132,931.14 |
DisclosureSEC source: 0001326380-20-000044 · wf-form4_158931461707349.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,155 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes, with the number of shares withheld based on the 5/8/2020 closing price. Read SEC document |
| March 09, 2020 Filed Apr 8, 2020 20:16 UTC | GameStop Corp. GME · Entity 3621 | Disposition to issuerClass A Common Stock, par value $0.001 per share | 46,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-20-000025 · wf-form4_158637696492584.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,848 F1 · shares: Forfeiture of restricted shares of original grant based on attainment of 0% of stated performance target. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:08 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000298 · edgar.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,113 Read SEC document |
| May 09, 2019 Filed May 13, 2019 21:12 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock, par value $0.001 per share | 85,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-19-000078 · wf-form4_155778195243275.xml · nonDerivative · entry 2 Kaufman Daniel · CIK 0001665514 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,828 F2 · shares: Grant of restricted shares vesting on May 9, 2022, subject to certain performance targets. Read SEC document |
| May 09, 2019 Filed May 13, 2019 21:12 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock, par value $0.001 per share | 85,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-19-000078 · wf-form4_155778195243275.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,688 F1 · shares: Grant of restricted shares vesting in equal annual installments on May 9 of each of the years 2020 through 2022. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 21:00 UTC | GameStop Corp. GME · Entity 3621 | Disposition to issuerClass A Common Stock, par value $0.001 per share | 5,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-19-000038 · wf-form4_155380683832605.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Legal & Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,548 F1 · shares: Forfeiture of restricted shares of original grant based on attainment of 0% of stated performance targets. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 21:38 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 3,995 | $133.18 | $532,070.48 |
DisclosureSEC source: 0001192482-18-000438 · edgar.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.0454 to $133.3100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reporting person owns the reported securities jointly with his wife. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:20 UTC | GameStop Corp. GME · Entity 3621 | Tax withholdingClass A Common Stock, par value $0.001 per share | 7,355 | $16.98 | $124,887.90 |
DisclosureSEC source: 0001326380-18-000105 · wf-form4_153540120676038.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Legal & Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,603 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes, with the number of shares withheld based on the 8/22/18 closing price. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:10 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000313 · edgar.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,047 Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 21:12 UTC | GameStop Corp. GME · Entity 3621 | Tax withholdingClass A Common Stock, par value $0.001 per share | 1,586 | $13.48 | $21,379.28 |
DisclosureSEC source: 0001326380-18-000039 · wf-form4_152391311965934.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Legal & Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,958 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes, with the number of shares withheld based on the 4/9/18 closing price. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:17 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock, par value $0.001 per share | 46,980 | $15.97 | $750,270.60 |
DisclosureSEC source: 0001326380-18-000015 · wf-form4_151976626227405.xml · nonDerivative · entry 2 Kaufman Daniel · CIK 0001665514 · Chief Legal & Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,544 F2 · shares: Grant of restricted shares vesting on February 23, 2021, subject to achievement of certain performance targets. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:17 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock, par value $0.001 per share | 23,490 | $15.97 | $375,135.30 |
DisclosureSEC source: 0001326380-18-000015 · wf-form4_151976626227405.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Chief Legal & Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,564 F1 · shares: Grant of restricted shares vesting in equal annual installments on February 23 of each of the years 2019 through 2021. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:12 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-17-000177 · edgar.xml · nonDerivative · entry 1 Kaufman Daniel · CIK 0001665514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.