Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Investment Personnel | May 15, 2020 | May 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date May 15, 2020 · Filed May 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0.875 |
Last balance in matching sequence
After 2020-05-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-05-15 · Sale · Disposed 101 · Balance 2,577.875 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Row 2 · 2020-05-15 · Sale · Disposed 600 · Balance 1,977.875 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Row 3 · 2020-05-15 · Sale · Disposed 977 · Balance 1,000.875 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Row 4 · 2020-05-15 · Sale · Disposed 1,000 · Balance 0.875 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 18, 2020 17:18 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 1,000 | $10.83 | $10,834.10 |
DisclosureSEC source: 0001225208-20-007871 · doc4.xml · nonDerivative · entry 4 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.875 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2020 Filed May 18, 2020 17:18 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 977 | $10.84 | $10,585.80 |
DisclosureSEC source: 0001225208-20-007871 · doc4.xml · nonDerivative · entry 3 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000.875 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2020 Filed May 18, 2020 17:18 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 600 | $10.84 | $6,501.00 |
DisclosureSEC source: 0001225208-20-007871 · doc4.xml · nonDerivative · entry 2 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977.875 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2020 Filed May 18, 2020 17:18 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 101 | $10.83 | $1,094.24 |
DisclosureSEC source: 0001225208-20-007871 · doc4.xml · nonDerivative · entry 1 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577.875 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 14:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 1,200 | $14.53 | $17,436.00 |
DisclosureSEC source: 0001225208-20-004864 · doc4.xml · nonDerivative · entry 4 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,619.87 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 14:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 1,000 | $14.55 | $14,545.00 |
DisclosureSEC source: 0001225208-20-004864 · doc4.xml · nonDerivative · entry 3 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819.87 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 14:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 700 | $14.51 | $10,157.00 |
DisclosureSEC source: 0001225208-20-004864 · doc4.xml · nonDerivative · entry 2 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819.87 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 14:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 100 | $14.52 | $1,452.00 |
DisclosureSEC source: 0001225208-20-004864 · doc4.xml · nonDerivative · entry 1 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,519.87 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 20:23 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 1,670 | $17.90 | $29,893.00 |
DisclosureSEC source: 0001225208-19-010535 · doc4.xml · nonDerivative · entry 6 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254.431 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 20:23 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 1,582 | $17.85 | $28,238.70 |
DisclosureSEC source: 0001225208-19-010535 · doc4.xml · nonDerivative · entry 5 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,924.431 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 20:23 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 300 | $17.90 | $5,371.02 |
DisclosureSEC source: 0001225208-19-010535 · doc4.xml · nonDerivative · entry 4 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,506.431 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 20:23 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 300 | $17.90 | $5,371.05 |
DisclosureSEC source: 0001225208-19-010535 · doc4.xml · nonDerivative · entry 3 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806.431 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 20:23 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 250 | $17.87 | $4,467.50 |
DisclosureSEC source: 0001225208-19-010535 · doc4.xml · nonDerivative · entry 2 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,106.431 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 20:23 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 100 | $17.90 | $1,790.30 |
DisclosureSEC source: 0001225208-19-010535 · doc4.xml · nonDerivative · entry 1 Senkpiel Mark · CIK 0001563212 · Investment Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,356.431 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.