Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NOVANTA INCNOVT · Entity 3857 | Director | January 02, 2020 | January 06, 2020 |
| SHYFT GROUP, INC.SPAR · Entity 77937 | Director | May 20, 2020 | May 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NOVANTA INC
Report date January 02, 2020 · Filed January 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 992 |
Reported balance
After 2020-01-02 transaction · row 1
1 source rowRow 1 · 2020-01-02 · Exercise / conversion · Acquired 992 · Balance 992 F1: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-01-02 · Exercise / conversion · Disposed 992 · Balance 0 F1: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 682 |
Reported balance
After 2020-01-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-02 · Grant · Acquired 682 · Balance 682 F2: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F3: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,497 |
Reported balance
After 2020-01-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-02 · Grant · Acquired 682 · Balance 30,497 F4: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.
F2: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).
F3: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.
F4: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.
SHYFT GROUP, INC.
Report date May 20, 2020 · Filed May 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,347 |
Reported balance
After 2020-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-20 · Grant · Acquired 6,203 · Balance 49,347 F1: Restricted Stock Units with one-year vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units with one-year vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 20, 2020 16:18 UTC | SHYFT GROUP, INC. SPAR · Entity 77937 | GrantCommon Stock | 6,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-011413 · rdgdoc.xml · nonDerivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,347 F1 · security: Restricted Stock Units with one-year vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:24 UTC | NOVANTA INC NOVT · Entity 3857 | GrantDeferred Stock Units · Derivative | 682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-001218 · form4.xml · derivative · entry 4 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,497 Underlying: Common Stock · 682 shares Expires not disclosed F4 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. F4 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. F4 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. F4 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:24 UTC | NOVANTA INC NOVT · Entity 3857 | GrantRestricted Stock Units · Derivative | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001218 · form4.xml · derivative · entry 3 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682 Underlying: Common Stock · 682 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F3 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F3 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:24 UTC | NOVANTA INC NOVT · Entity 3857 | Exercise / conversionRestricted Stock Units · Derivative | 992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-001218 · form4.xml · derivative · entry 2 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:24 UTC | NOVANTA INC NOVT · Entity 3857 | Exercise / conversionCommon Stock | 992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-001218 · form4.xml · nonDerivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares. Read SEC document |
| May 22, 2019 Filed May 30, 2019 15:14 UTC | SHYFT GROUP, INC. SPAR · Entity 77937 | GrantCommon Stock | 11,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-011059 · rdgdoc.xml · nonDerivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,144 F1 · security: Restricted Stock Units with one-year vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:56 UTC | SHYFT GROUP, INC. SPAR · Entity 77937 | GrantCommon Stock | 7,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-006385 · rdgdoc.xml · nonDerivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,996 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:22 UTC | NOVANTA INC NOVT · Entity 3857 | GrantDeferred Stock Units · Derivative | 992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001172 · form4.xml · derivative · entry 2 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,815 Underlying: Common Stock · 992 shares Expires not disclosed F3 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F3 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F3 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F3 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:22 UTC | NOVANTA INC NOVT · Entity 3857 | GrantRestricted Stock Units · Derivative | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001172 · form4.xml · derivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992 Underlying: Common Stock · 992 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F2 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). F2 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 10:47 UTC | SHYFT GROUP, INC. SPAR · Entity 77937 | PurchaseCommon stock | 20,000 | $7.31 | $146,242.00 |
DisclosureSEC source: 0001437749-18-019619 · rdgdoc.xml · nonDerivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,130 F1 · price: 1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.28 to $7.34, inclusive. The reporting person undertakes to provide to Spartan Motors, Inc., any security holder of Spartan Motors, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 15:19 UTC | SHYFT GROUP, INC. SPAR · Entity 77937 | GrantCommon Stock | 4,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-006216 · rdgdoc.xml · nonDerivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 19:16 UTC | NOVANTA INC NOVT · Entity 3857 | GrantDeferred Stock Units · Derivative | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000452 · form4.xml · derivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,823 Underlying: Common Stock · 1,250 shares Expires not disclosed F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:16 UTC | NOVANTA INC NOVT · Entity 3857 | GrantDeferred Stock Units · Derivative | 2,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000291 · form4.xml · derivative · entry 1 ROMEO DOMINIC A · CIK 0001276009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,573 Underlying: Common Stock · 2,977 shares Expires not disclosed F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. F1 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.