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person · Reporting owner

Nefkens Michael G

Disclosed activity across 3 companies

Tapewire entity
149040
SEC CIK
0001566846

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594EVP & GM, Regions & IndustriesFebruary 23, 2018February 27, 2018
Hewlett Packard Enterprise CoHPE · Entity 2984EVP, GM Enterprise ServicesMarch 13, 2017March 14, 2017
RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292Director · President and CEOMay 20, 2020May 21, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date February 23, 2018 · Filed February 27, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-02-23 transaction · row 1
1 source row

Row 1 · 2018-02-23 · Sale · Disposed 39,448 · Balance 0

Hewlett Packard Enterprise Co

Report date March 13, 2017 · Filed March 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect412.148 Reported balance After 2017-03-13 transaction · row 1
1 source row

Row 1 · 2017-03-13 · Sale · Disposed 257,965 · Balance 412.148

F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Common StockSEC Table I · non-derivativeIndirectBy Michael Nefkens Trust 02/27/091,012 Reported balance Holding disclosure · report date 2017-03-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,012

F2: There is no reportable change since the last filing. This is a reiteration of holdings only.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F2: There is no reportable change since the last filing. This is a reiteration of holdings only.

RESIDEO TECHNOLOGIES, INC.

Report date May 20, 2020 · Filed May 21, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,071 Ending reported balance After 2020-05-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-05-20 · Exercise / conversion · Acquired 11,823 · Balance 59,724

Row 2 · 2020-05-20 · Tax withholding · Disposed 4,653 · Balance 55,071

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-05-20Direct106,412 Reported balance After 2020-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-20 · Exercise / conversion · Disposed 11,823 · Balance 106,412

F1: Instrument converts to common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2017 Filed Mar 9, 2017 23:01 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 66.7213 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-17-000024 · edgar.xml · derivative · entry 5

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,941.7213

Underlying: Common Stock · 66.7213 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

F7 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

Read SEC document
December 11, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 33,659 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · derivative · entry 8

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

F3 · price: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which vested on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,673 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.3714 shares due to the rounding of fractional shares.

Read SEC document
December 11, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 17,564 $24.51 $430,493.64
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 6

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,377.119

Read SEC document
December 11, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 33,659 $24.51 $824,982.09
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 5

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,941.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 24,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · derivative · entry 9

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,875

Underlying: Common Stock · 24,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

F4 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 805 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.8291 shares due to the rounding of fractional shares.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 12,981 $24.51 $318,164.31
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,282.119

Read SEC document
December 10, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 24,875 $24.51 $609,686.25
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 3

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,263.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 25,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · derivative · entry 10

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,122

Underlying: Common Stock · 25,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F5 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F5 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

F5 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 310 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.5846 shares due to the rounding of fractional shares.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 13,339 $24.51 $326,938.89
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,388.119

Read SEC document
December 09, 2016 Filed Dec 13, 2016 23:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 25,562 $24.51 $626,524.62
Disclosure

SEC source: 0001179706-16-000573 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,727.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 23:18 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 47,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000524 · edgar.xml · derivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,916.9498

Underlying: Common Stock · 47,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 23:18 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 25,004 $23.55 $588,844.20
Disclosure

SEC source: 0001179706-16-000524 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,165

Read SEC document
November 23, 2016 Filed Nov 28, 2016 23:18 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 47,918 $23.55 $1,128,468.90
Disclosure

SEC source: 0001179706-16-000524 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 23:34 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 42,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000501 · edgar.xml · derivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 48,153 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · price: As previously reported, on 12/11/13 the reporting person was granted 48,153 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 48,153 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 48,153 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 23:34 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 21,920 $22.04 $483,116.80
Disclosure

SEC source: 0001179706-16-000501 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,251.119

Read SEC document
November 04, 2016 Filed Nov 8, 2016 23:34 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 42,008 $22.04 $925,856.32
Disclosure

SEC source: 0001179706-16-000501 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,171.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 69,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 6

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,712

Underlying: Common Stock · 69,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 506.7710 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 844 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9326 shares due to the rounding of fractional shares.

F6 · price: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 506.7710 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 844 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9326 shares due to the rounding of fractional shares.

F6 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 506.7710 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 844 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9326 shares due to the rounding of fractional shares.

F6 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 506.7710 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 844 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.9326 shares due to the rounding of fractional shares.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 36,452 $22.02 $802,673.04
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,163

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 69,857 $22.02 $1,538,251.14
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,615.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes the acquisition of 0.0260 shares at $22.4933 per share received on 11/01/16 through dividends paid in shares.

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October 31, 2016 Filed Nov 3, 2016 22:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 185.4335 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 7

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,683.4154

Underlying: Common Stock · 185.4335 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 185.4335 dividend equivalent rights being reported reflect 185.4335 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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October 31, 2016 Filed Nov 3, 2016 22:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 117.8351 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 5

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,749.1709

Underlying: Common Stock · 117.8351 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F5 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.8351 dividend equivalent rights being reported reflect 117.8351 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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October 31, 2016 Filed Nov 3, 2016 22:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 78.2924 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000481 · edgar.xml · derivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,658.6286

Underlying: Common Stock · 78.2924 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · price: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

F4 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 restricted stock units ("RSUs"), 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.2924 dividend equivalent rights being reported reflect 78.2924 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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September 15, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 69,731 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 8

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,822

Underlying: Common Stock · 69,731 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

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September 15, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,769 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 7

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,769 shares

Expires 2019-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

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September 15, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 69,731 $22.00 $1,534,082.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,758.093

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/16.

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September 15, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 69,731 $15.01 $1,046,662.31
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 3

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,489.093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 37,769 $22.00 $830,918.00
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,758.093

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/16.

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September 15, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 37,769 $15.80 $596,750.20
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,527.093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total direct beneficial ownership includes the acquisition of 0.0330 shares at $17.7723 per share received on 04/06/16 through dividends paid in shares, and 0.03200 shares at $18.4008 per share received on 07/06/16 through dividends paid in shares.

F3 · balance_after: The total direct beneficial ownership reflects an increase of 117,409 shares due to the transfer of 117,409 shares from the reporting person's trust on 05/25/16.

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April 06, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 458.4488 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 12

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,497.9819

Underlying: Common Stock · 458.4488 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F12 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 458.4488 dividend equivalent rights being reported reflect 231.9983 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F12 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 458.4488 dividend equivalent rights being reported reflect 231.9983 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F12 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 458.4488 dividend equivalent rights being reported reflect 231.9983 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F12 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 458.4488 dividend equivalent rights being reported reflect 231.9983 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

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April 06, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,252.8947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 11

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,061.296

Underlying: Common Stock · 1,252.8947 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F11 · shares: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,252.8947 dividend equivalent rights being reported reflect 634.0281 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F11 · price: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,252.8947 dividend equivalent rights being reported reflect 634.0281 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F11 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,252.8947 dividend equivalent rights being reported reflect 634.0281 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F11 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,252.8947 dividend equivalent rights being reported reflect 634.0281 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

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April 06, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 291.3248 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 10

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,631.3358

Underlying: Common Stock · 291.3248 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F10 · shares: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 291.3248 dividend equivalent rights being reported reflect 147.4251 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 143.8997 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F10 · price: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 291.3248 dividend equivalent rights being reported reflect 147.4251 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 143.8997 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F10 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 291.3248 dividend equivalent rights being reported reflect 147.4251 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 143.8997 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F10 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 291.3248 dividend equivalent rights being reported reflect 147.4251 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 143.8997 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

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April 06, 2016 Filed Sep 19, 2016 20:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 193.563 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-16-000448 · edgar.xml · derivative · entry 9

Nefkens Michael G · CIK 0001566846 · EVP, Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,580.3362

Underlying: Common Stock · 193.563 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.5630 dividend equivalent rights being reported reflect 97.9527 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 95.6103 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · price: As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.5630 dividend equivalent rights being reported reflect 97.9527 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 95.6103 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.5630 dividend equivalent rights being reported reflect 97.9527 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 95.6103 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

F9 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.5630 dividend equivalent rights being reported reflect 97.9527 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 95.6103 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.