Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Sr. VP and CFO | February 26, 2026 | February 27, 2026 |
| T-Mobile US, Inc.TMUS · Entity 2064 | Director | June 16, 2026 | June 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 26, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,364 |
Reported balance
After 2026-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-26 · Grant · Acquired 10,364 · Balance 10,364 F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030. |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25 | Direct | 41,455 |
Reported balance
After 2026-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-26 · Grant · Acquired 41,455 · Balance 41,455 F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.
F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.
T-Mobile US, Inc.
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,461 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 1,384 · Balance 5,461 F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2009 Filed Jul 1, 2009 16:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-033017 · rrd247345.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,252 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 15, 2009 Filed Jun 16, 2009 14:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-030911 · rrd246075.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 29, 2009 Filed Jun 1, 2009 14:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-027828 · rrd244400.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 16,455 | $0.00 Strike: $78.13 | $0.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · derivative · entry 21 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,455 shares Expires 2013-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $102.45 | $61,470.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 20 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,948.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $102.44 | $307,320.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 19 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,548.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,300 | $102.43 | $235,589.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 18 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,548.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $102.42 | $122,904.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 17 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,848.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $102.41 | $122,892.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 16 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,048.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $102.40 | $184,320.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 15 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,248.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.39 | $20,478.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 14 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,048.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $102.38 | $61,428.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 13 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,248.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.37 | $20,474.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 12 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,848.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $102.36 | $10,236.13 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 11 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,048.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $102.36 | $40,944.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 10 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $102.35 | $30,705.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 9 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,548.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $102.31 | $40,924.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 8 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,848.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.30 | $20,460.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 7 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,248.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,300 | $102.25 | $235,175.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 6 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,448.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.24 | $20,448.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,748.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $102.24 | $10,223.50 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,948.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 755 | $102.23 | $77,183.65 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,048.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $102.22 | $40,888.00 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,803.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 16,455 | $78.13 | $1,285,629.15 |
DisclosureSEC source: 0001181431-09-026609 · rrd243669.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,203.8759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,595 | $102.61 | $266,272.95 |
DisclosureSEC source: 0001181431-09-026611 · rrd243670.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,153.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $102.48 | $10,248.00 |
DisclosureSEC source: 0001181431-09-026611 · rrd243670.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748.8759 Read SEC document |
| May 21, 2009 Filed May 22, 2009 16:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $102.46 | $10,246.00 |
DisclosureSEC source: 0001181431-09-026611 · rrd243670.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,848.8759 Read SEC document |
| May 15, 2009 Filed May 18, 2009 13:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-025258 · rrd242947.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,240 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024236 · rrd242210.xml · derivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053 Underlying: Common Stock · 1,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 395 | $101.79 | $40,207.05 |
DisclosureSEC source: 0001181431-09-024236 · rrd242210.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748.8659 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024236 · rrd242210.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143.8659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023355 · rrd241780.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2009 Filed May 1, 2009 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-022083 · rrd241090.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,223 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 15, 2009 Filed Apr 16, 2009 14:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-020091 · rrd239979.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2009 Filed Apr 1, 2009 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-018003 · rrd238720.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 13, 2009 Filed Mar 16, 2009 13:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-015659 · rrd237444.xml · derivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 13, 2009 Filed Mar 16, 2009 13:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 129 | $90.36 Strike: $0.00 | $11,656.44 |
DisclosureSEC source: 0001181431-09-015659 · rrd237444.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,157 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007217 · rrd232465.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,677 | $92.36 | $154,887.72 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · nonDerivative · entry 6 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,050 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · nonDerivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,727 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,124 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · derivative · entry 8 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,124 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 2,276 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · derivative · entry 7 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,276 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $92.01 | $101,211.00 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897 Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,230 | $92.00 | $205,160.00 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,997 Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,276 | $88.96 | $202,461.58 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,124 | $88.96 | $99,985.42 |
DisclosureSEC source: 0001181431-09-006248 · rrd231621.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 19:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-000115 · rrd228314.xml · derivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 19:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $84.16 Strike: $0.00 | $673.28 |
DisclosureSEC source: 0001181431-09-000115 · rrd228314.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 15, 2008 Filed Dec 16, 2008 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-067555 · rrd226595.xml · derivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 15, 2008 Filed Dec 16, 2008 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $82.77 Strike: $0.00 | $413.85 |
DisclosureSEC source: 0001181431-08-067555 · rrd226595.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.