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person · Reporting owner

KAVANAUGH JAMES J

Disclosed activity across 2 companies

Tapewire entity
14900
SEC CIK
0001433640

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Sr. VP and CFOFebruary 26, 2026February 27, 2026
T-Mobile US, Inc.TMUS · Entity 2064DirectorJune 16, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date February 26, 2026 · Filed February 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,364 Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-26 · Grant · Acquired 10,364 · Balance 10,364

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25Direct41,455 Reported balance After 2026-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-26 · Grant · Acquired 41,455 · Balance 41,455

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Filing footnotes · ownership attribution and instrument terms

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

T-Mobile US, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,461 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 1,384 · Balance 5,461

F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2012 Filed Nov 1, 2012 14:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056008 · rrd359073.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,126

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2012 Filed Nov 1, 2012 14:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $194.53 Strike: $0.00 $1,556.24
Disclosure

SEC source: 0001181431-12-056008 · rrd359073.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,123

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 15, 2012 Filed Oct 16, 2012 14:08 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-054713 · rrd358282.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 15, 2012 Filed Oct 16, 2012 14:08 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $208.93 Strike: $0.00 $1,462.51
Disclosure

SEC source: 0001181431-12-054713 · rrd358282.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 18:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-052460 · rrd357131.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 18:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $207.45 Strike: $0.00 $1,452.15
Disclosure

SEC source: 0001181431-12-052460 · rrd357131.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 14, 2012 Filed Sep 17, 2012 14:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-050682 · rrd356286.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 14, 2012 Filed Sep 17, 2012 14:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $206.81 Strike: $0.00 $1,447.67
Disclosure

SEC source: 0001181431-12-050682 · rrd356286.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 7,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048727 · rrd355202.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 3,355 $195.01 $654,241.78
Disclosure

SEC source: 0001181431-12-048727 · rrd355202.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,279.7995

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 7,282 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048727 · rrd355202.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,634.7995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048409 · rrd355040.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $194.85 Strike: $0.00 $1,558.80
Disclosure

SEC source: 0001181431-12-048409 · rrd355040.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,086

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2012 Filed Aug 16, 2012 14:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-045912 · rrd353689.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,079

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2012 Filed Aug 16, 2012 14:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $198.40 Strike: $0.00 $1,388.80
Disclosure

SEC source: 0001181431-12-045912 · rrd353689.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,076

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044560 · rrd352995.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2012 Filed Aug 1, 2012 14:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-042933 · rrd352114.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,056

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2012 Filed Aug 1, 2012 14:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $195.98 Strike: $0.00 $1,567.84
Disclosure

SEC source: 0001181431-12-042933 · rrd352114.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 13, 2012 Filed Jul 16, 2012 15:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-040689 · rrd351012.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,046

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 13, 2012 Filed Jul 16, 2012 15:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $186.01 Strike: $0.00 $1,488.08
Disclosure

SEC source: 0001181431-12-040689 · rrd351012.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,043

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 29, 2012 Filed Jul 2, 2012 17:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-038673 · rrd350015.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 29, 2012 Filed Jul 2, 2012 17:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $195.58 Strike: $0.00 $1,564.64
Disclosure

SEC source: 0001181431-12-038673 · rrd350015.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,033

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2012 Filed Jun 18, 2012 15:01 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-036930 · rrd349011.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,026

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2012 Filed Jun 18, 2012 15:01 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $199.10 Strike: $0.00 $1,393.70
Disclosure

SEC source: 0001181431-12-036930 · rrd349011.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 31, 2012 Filed Jun 1, 2012 14:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-033846 · rrd347381.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 31, 2012 Filed Jun 1, 2012 14:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $192.90 Strike: $0.00 $1,543.20
Disclosure

SEC source: 0001181431-12-033846 · rrd347381.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 15, 2012 Filed May 16, 2012 14:25 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-030173 · rrd345489.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,006

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 15, 2012 Filed May 16, 2012 14:25 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $199.04 Strike: $0.00 $1,393.28
Disclosure

SEC source: 0001181431-12-030173 · rrd345489.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,003

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 08, 2012 Filed May 9, 2012 20:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028743 · rrd344624.xml · derivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996

Underlying: Common Stock · 13 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 08, 2012 Filed May 9, 2012 20:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028743 · rrd344624.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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May 08, 2012 Filed May 9, 2012 20:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 937 $201.38 $188,693.06
Disclosure

SEC source: 0001181431-12-028743 · rrd344624.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,352.161

Read SEC document
May 08, 2012 Filed May 9, 2012 20:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,033 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028743 · rrd344624.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289.161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 1, 2012 14:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-026573 · rrd343542.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2012 Filed May 1, 2012 14:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $207.08 Strike: $0.00 $1,449.56
Disclosure

SEC source: 0001181431-12-026573 · rrd343542.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 13, 2012 Filed Apr 16, 2012 14:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-023995 · rrd342158.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,974

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 13, 2012 Filed Apr 16, 2012 14:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $202.80 Strike: $0.00 $1,419.60
Disclosure

SEC source: 0001181431-12-023995 · rrd342158.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 30, 2012 Filed Apr 2, 2012 16:47 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-020965 · rrd340696.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,964

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 30, 2012 Filed Apr 2, 2012 16:47 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $208.65 Strike: $0.00 $1,460.55
Disclosure

SEC source: 0001181431-12-020965 · rrd340696.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,961

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 45 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-017868 · rrd339028.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 176 $206.00 Strike: $0.00 $36,256.00
Disclosure

SEC source: 0001181431-12-017868 · rrd339028.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,910

Underlying: Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 29, 2012 Filed Mar 1, 2012 16:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-013217 · rrd336719.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 29, 2012 Filed Mar 1, 2012 16:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $196.73 Strike: $0.00 $1,573.84
Disclosure

SEC source: 0001181431-12-013217 · rrd336719.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 15, 2012 Filed Feb 16, 2012 16:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-009314 · rrd334666.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,728

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 15, 2012 Filed Feb 16, 2012 16:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $192.25 Strike: $0.00 $1,538.00
Disclosure

SEC source: 0001181431-12-009314 · rrd334666.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,727

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2012 Filed Feb 9, 2012 18:01 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-007122 · rrd333498.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2012 Filed Feb 7, 2012 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 319 $192.30 $61,343.70
Disclosure

SEC source: 0001181431-12-006368 · rrd332962.xml · nonDerivative · entry 20

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,737.6046

Read SEC document
February 06, 2012 Filed Feb 7, 2012 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $192.29 $38,458.00
Disclosure

SEC source: 0001181431-12-006368 · rrd332962.xml · nonDerivative · entry 19

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,056.6046

Read SEC document
February 06, 2012 Filed Feb 7, 2012 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 600 $192.28 $115,368.00
Disclosure

SEC source: 0001181431-12-006368 · rrd332962.xml · nonDerivative · entry 18

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,256.6046

Read SEC document
February 06, 2012 Filed Feb 7, 2012 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 3,269 $192.26 $628,497.94
Disclosure

SEC source: 0001181431-12-006368 · rrd332962.xml · nonDerivative · entry 17

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856.6046

Read SEC document
February 06, 2012 Filed Feb 7, 2012 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 25 $192.26 $4,806.38
Disclosure

SEC source: 0001181431-12-006368 · rrd332962.xml · nonDerivative · entry 16

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125.6046

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.