Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | May 20, 2020 | May 22, 2020 |
| Paramount GlobalCBS, CBS.A · Entity 77673 | Director | February 15, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHROP GRUMMAN CORP /DE/
Report date May 20, 2020 · Filed May 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,457 |
Reported balance
After 2020-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-20 · Grant · Acquired 499 · Balance 18,457 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
Paramount Global
Report date February 15, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CBS Class B common stockSEC Table I · non-derivative | Direct | 62,086 |
Ending reported balance
After 2018-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-15 · Exercise / conversion · Acquired 3,066 · Balance 61,853 F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Row 2 · 2018-02-15 · Grant · Acquired 233 · Balance 62,086 F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-15 · Exercise / conversion · Disposed 3,066 · Balance 0 F4: Granted under the Issuer's Equity Plan for Outside Directors. F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 3,525 |
Reported balance
After 2018-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-15 · Grant · Acquired 3,525 · Balance 3,525 F4: Granted under the Issuer's Equity Plan for Outside Directors. F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer.
F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74.
F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred.
F4: Granted under the Issuer's Equity Plan for Outside Directors.
F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock.
F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 22, 2020 21:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 499 | $320.40 | $159,879.60 |
DisclosureSEC source: 0001225208-20-008167 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,457 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:30 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 543 | $294.49 | $159,908.07 |
DisclosureSEC source: 0001225208-19-008156 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,681 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| May 16, 2018 Filed May 18, 2018 19:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 483 | $321.16 | $155,120.28 |
DisclosureSEC source: 0001225208-18-009545 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,860 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantRestricted Share Units · Derivative | 3,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003471 · doc4.xml · derivative · entry 4 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,525 Underlying: CBS Class B common stock · 3,525 shares Expires not disclosed F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_price: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F4 · price: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_date: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F6 · derivative.expiration_date: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionRestricted Share Units · Derivative | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003471 · doc4.xml · derivative · entry 3 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 3,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F5 · derivative.exercise_price: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.exercise_date: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.expiration_date: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003471 · doc4.xml · nonDerivative · entry 2 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,086 F3 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2 · price: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003471 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2 · price: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 00:46 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002112 · doc4.xml · nonDerivative · entry 2 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,787 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F4 · price: On February 1, 2018, the closing price of the CBS Class B common stock on the NYSE was $58.93. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 00:46 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 429 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002112 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,711 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F2 · price: On January 31, 2018, the closing price of the CBS Class B common stock on the NYSE was $57.61. F3 · balance_after: Includes shares acquired periodically pursuant to a dividend reinvestment program meeting the requirements of Rule 16a-11. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:00 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 5,093 | $0.00 Strike: $25.20 | $0.00 |
DisclosureSEC source: 0001225208-17-017099 · doc4.xml · derivative · entry 3 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 5,093 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy under Issuer's stock option plan for outside directors. F3 · derivative.exercise_date: Current. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:00 UTC | Paramount Global CBS, CBS.A · Entity 77673 | SaleCBS Class B common stock | 5,093 | $55.50 | $282,661.50 |
DisclosureSEC source: 0001225208-17-017099 · doc4.xml · nonDerivative · entry 2 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,274 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:00 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 5,093 | $25.20 | $128,343.60 |
DisclosureSEC source: 0001225208-17-017099 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired periodically pursuant to a dividend reinvestment program meeting the requirements of Rule 16a-11. Read SEC document |
| May 17, 2017 Filed May 19, 2017 19:34 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 609 | $246.32 | $150,008.88 |
DisclosureSEC source: 0001225208-17-010115 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,148 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantRestricted Share Units · Derivative | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003787 · doc4.xml · derivative · entry 4 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: CBS Class B common stock · 3,066 shares Expires not disclosed F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_price: The Restricted Share Units will vest on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F4 · price: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_date: The Restricted Share Units will vest on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F6 · derivative.expiration_date: The Restricted Share Units will vest on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionRestricted Share Units · Derivative | 4,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003787 · doc4.xml · derivative · entry 3 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 4,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F5 · derivative.exercise_price: The Restricted Share Units, which were granted on February 15, 2016, vested on February 15, 2017 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.exercise_date: The Restricted Share Units, which were granted on February 15, 2016, vested on February 15, 2017 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.expiration_date: The Restricted Share Units, which were granted on February 15, 2016, vested on February 15, 2017 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003787 · doc4.xml · nonDerivative · entry 2 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,253 F3 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2 · price: On February 15, 2017, the closing price of the CBS Class B common stock on the NYSE was $65.24. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 4,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003787 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2 · price: On February 15, 2017, the closing price of the CBS Class B common stock on the NYSE was $65.24. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 23:08 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002285 · doc4.xml · nonDerivative · entry 2 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,468 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F4 · price: On February 1, 2017, the closing price of the CBS Class B common stock on the NYSE was $64.60. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:08 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002285 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,405 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F2 · price: On January 31, 2017, the closing price of the CBS Class B common stock on the NYSE was $64.49. F3 · balance_after: Includes shares acquired periodically pursuant to a dividend reinvestment program meeting the requirements of Rule 16a-11. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 23:21 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 5,093 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0001225208-16-043347 · doc4.xml · derivative · entry 3 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 5,093 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to buy under Issuer's stock option plan for outside directors. F4 · derivative.exercise_date: Current. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 23:21 UTC | Paramount Global CBS, CBS.A · Entity 77673 | SaleCBS Class B common stock | 5,093 | $63.84 | $325,148.32 |
DisclosureSEC source: 0001225208-16-043347 · doc4.xml · nonDerivative · entry 2 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,050 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.79 to $63.93, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 23:21 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 5,093 | $31.17 | $158,748.81 |
DisclosureSEC source: 0001225208-16-043347 · doc4.xml · nonDerivative · entry 1 GORDON BRUCE S · CIK 0001199197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired periodically pursuant to a dividend reinvestment program meeting the requirements of Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.