Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBIZ, Inc.CBZ · Entity 4243 | Past Treasurer | November 14, 2016 | November 15, 2016 |
| CRAWFORD UNITED CorpCRAWA · Entity 67513 | Chief Financial Officer | May 24, 2020 | May 26, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBIZ, Inc.
Report date November 14, 2016 · Filed November 15, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 53,957 |
Reported balance
After 2016-11-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-11-14 · Exercise / conversion · Acquired 9,000 · Balance 53,957 F1: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35. exercise price, expiring 05-15-2021. |
| Common stockSEC Table I · non-derivative | Direct | 59,957 |
Reported balance
After 2016-11-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-11-14 · Exercise / conversion · Acquired 6,000 · Balance 59,957 F2: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020. |
| Common stockSEC Table I · non-derivative | Direct | 62,957 |
Reported balance
After 2016-11-14 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-11-14 · Exercise / conversion · Acquired 3,000 · Balance 62,957 F3: Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019. |
| Common stockSEC Table I · non-derivative | Direct | 59,957 |
Reported balance
After 2016-11-14 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-11-14 · Sale · Disposed 3,000 · Balance 59,957 F4: Average price range between 11.75 and 11.70. |
| Common stockSEC Table I · non-derivative | Direct | 53,957 |
Reported balance
After 2016-11-14 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2016-11-14 · Sale · Disposed 6,000 · Balance 53,957 F4: Average price range between 11.75 and 11.70. |
| Common stockSEC Table I · non-derivative | Direct | 44,957 |
Reported balance
After 2016-11-14 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2016-11-14 · Sale · Disposed 9,000 · Balance 44,957 F4: Average price range between 11.75 and 11.70. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.52 · Expires 2019-05-09 | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-11-14 · Exercise / conversion · Disposed 3,000 · Balance 0 F3: Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.36 · Expires 2020-05-14 | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-11-14 · Exercise / conversion · Disposed 6,000 · Balance 0 F2: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2021-05-15 | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-11-14 · Exercise / conversion · Disposed 9,000 · Balance 0 F1: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35. exercise price, expiring 05-15-2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35. exercise price, expiring 05-15-2021.
F2: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.
F3: Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019.
F4: Average price range between 11.75 and 11.70.
CRAWFORD UNITED Corp
Report date May 24, 2020 · Filed May 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Shares, without par valueSEC Table I · non-derivative | Direct | 20,766 |
Reported balance
After 2020-05-24 transaction · row 1
1 source rowRow 1 · 2020-05-24 · Tax withholding · Disposed 234 · Balance 20,766 F1: The surrender of these Class A Common Shares is for tax withholding purposes in conjunction with the vesting of 1,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The surrender of these Class A Common Shares is for tax withholding purposes in conjunction with the vesting of 1,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2020 Filed May 26, 2020 16:33 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | Tax withholdingClass A Common Shares, without par value | 234 | $14.00 | $3,276.00 |
DisclosureSEC source: 0001209191-20-032021 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,766 F1 · shares: The surrender of these Class A Common Shares is for tax withholding purposes in conjunction with the vesting of 1,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:00 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares, without par value | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002222 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · kind: Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. The award vests over a two-year period, with one-third (1/3) vesting on the date of issuance, one-third (1/3) vesting on the first anniversary of the date of issuance, and one-third (1/3) vesting on the second anniversary of the date of issuance. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:41 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares, without par value | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034041 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · kind: Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. The award vests over a two-year period, with one-third (1/3) vesting on the date of issuance, one-third (1/3) vesting on the first anniversary of the date of issuance, and one-third (1/3) vesting on the second anniversary of the date of issuance. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 16:25 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares, without par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002939 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · kind: Represents a grant of 2,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| January 05, 2018 Filed May 29, 2018 20:39 UTC Amendment | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares, without par value | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034040 · doc4a.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · kind: Represents a grant of 6,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. The award vests over a two-year period, with one-third (1/3) vesting on the date of issuance, one-third (1/3) vesting on the first anniversary of the date of issuance, and one-third (1/3) vesting on the second anniversary of the date of issuance. Read SEC document |
| June 12, 2017 Filed Jun 16, 2017 10:44 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares, without par value | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040278 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · kind: Represents a grant of 6,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. The award vests over a two-year period, with one-third (1/3) vesting on the date of issuance, one-third (1/3) vesting on the first anniversary of the date of issuance, and one-third (1/3) vesting on the second anniversary of the date of issuance. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 15:35 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares, without par value | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002905 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · kind: Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionEmployee Stock Option · Derivative | 9,000 | $9.35 Strike: $9.35 | $84,150.00 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · derivative · entry 9 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 9,000 shares Expires 2021-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35. exercise price, expiring 05-15-2021. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionEmployee Stock Option · Derivative | 6,000 | $8.36 Strike: $8.36 | $50,160.00 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · derivative · entry 8 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 6,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionEmployee Stock Option · Derivative | 3,000 | $6.52 Strike: $6.52 | $19,560.00 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · derivative · entry 7 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,000 shares Expires 2019-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 9,000 | $11.71 | $105,422.40 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · nonDerivative · entry 6 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,957 F4 · price: Average price range between 11.75 and 11.70. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 6,000 | $11.71 | $70,281.60 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · nonDerivative · entry 5 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,957 F4 · price: Average price range between 11.75 and 11.70. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 3,000 | $11.71 | $35,140.80 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · nonDerivative · entry 4 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,957 F4 · price: Average price range between 11.75 and 11.70. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 3,000 | $6.52 | $19,560.00 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · nonDerivative · entry 3 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise and sale of Employee Stock Options granted 05-09-2013 at $6.52 exercise price, expiring 05-09-2019. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 6,000 | $8.36 | $50,160.00 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · nonDerivative · entry 2 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:38 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 9,000 | $9.35 | $84,150.00 |
DisclosureSEC source: 0001225208-16-041806 · doc4.xml · nonDerivative · entry 1 Marek Kelly · CIK 0001251096 · Past Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35. exercise price, expiring 05-15-2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.