Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | Director · Trustee | March 20, 2017 | March 22, 2017 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | Director · Trustee | May 27, 2020 | May 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guggenheim Enhanced Equity Income Fund
Report date March 20, 2017 · Filed March 22, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,012 |
Reported balance
After 2017-03-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-03-20 · Other · Acquired 2,512 · Balance 3,012 F1: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. F2: The acquired share amount in the first filing was listed incorrectly as 22,513.205. The corrected amount should be 2,512 as now shown. F3: The amount of securities owned after the transaction was listed incorrectly as 23,013.205. The corrected amount should be 3,012 as now shown. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund.
F2: The acquired share amount in the first filing was listed incorrectly as 22,513.205. The corrected amount should be 2,512 as now shown.
F3: The amount of securities owned after the transaction was listed incorrectly as 23,013.205. The corrected amount should be 3,012 as now shown.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date May 27, 2020 · Filed May 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Ending reported balance
After 2020-05-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-05-27 · Purchase · Acquired 548 · Balance 1,548 Row 2 · 2020-05-27 · Purchase · Acquired 1,039 · Balance 2,587 Row 3 · 2020-05-27 · Purchase · Acquired 7,413 · Balance 10,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2020 Filed May 27, 2020 18:03 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 7,413 | $22.75 | $168,617.58 |
DisclosureSEC source: 0001179110-20-006630 · edgar.xml · nonDerivative · entry 3 Chubb Donald A. Jr. · CIK 0001605241 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 27, 2020 Filed May 27, 2020 18:03 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 1,039 | $22.73 | $23,616.47 |
DisclosureSEC source: 0001179110-20-006630 · edgar.xml · nonDerivative · entry 2 Chubb Donald A. Jr. · CIK 0001605241 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587 Read SEC document |
| May 27, 2020 Filed May 27, 2020 18:03 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 548 | $22.66 | $12,417.95 |
DisclosureSEC source: 0001179110-20-006630 · edgar.xml · nonDerivative · entry 1 Chubb Donald A. Jr. · CIK 0001605241 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548 Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 18:08 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | OtherCommon Stock | 22,513.205 | $8.66 | $194,964.36 |
DisclosureSEC source: 0001179110-17-005010 · edgar.xml · nonDerivative · entry 1 Chubb Donald A. Jr. · CIK 0001605241 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,013.205 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. F1 · shares: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:44 UTC Amendment | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | OtherCommon Stock | 2,512 | $8.66 | $21,753.92 |
DisclosureSEC source: 0001179110-17-005081 · edgar.xml · nonDerivative · entry 1 Chubb Donald A. Jr. · CIK 0001605241 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. F1 · shares: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. F2 · shares: The acquired share amount in the first filing was listed incorrectly as 22,513.205. The corrected amount should be 2,512 as now shown. F3 · balance_after: The amount of securities owned after the transaction was listed incorrectly as 23,013.205. The corrected amount should be 3,012 as now shown. Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 20:33 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 800 | $21.08 | $16,864.00 |
DisclosureSEC source: 0001179110-16-033290 · edgar.xml · nonDerivative · entry 1 Chubb Donald A. Jr. · CIK 0001605241 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.