Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUDIOEYE INCAEYE · Entity 6844 | President and CSO | June 03, 2019 | May 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUDIOEYE INC
Report date June 03, 2019 · Filed May 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,641 |
Ending reported balance
After 2020-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-22 · Exercise / conversion · Acquired 60,000 · Balance 77,021 Row 2 · 2020-05-22 · Tax withholding · Disposed 7,380 · Balance 69,641 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.95 · Expires 2021-01-15 | Direct | 0 |
Reported balance
After 2020-05-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-05-22 · Exercise / conversion · Disposed 60,000 · Balance 0 F2: The stock option vested as follows: subject to performance schedule and determined at the end of each calendar year. |
| Common StockSEC Table I · non-derivative | IndirectBanyon Tree LLC | 173,864 |
Reported balance
Holding disclosure · report date 2019-06-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 173,864 F1: Mr. Bradley is deemed the beneficial owner of Banyon Tree LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Bradley is deemed the beneficial owner of Banyon Tree LLC.
F2: The stock option vested as follows: subject to performance schedule and determined at the end of each calendar year.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2020 Filed May 28, 2020 00:33 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Options (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001104659-20-066564 · tm2021154-1_4.xml · derivative · entry 4 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as follows: subject to performance schedule and determined at the end of each calendar year. Read SEC document |
| May 22, 2020 Filed May 28, 2020 00:33 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 7,380 | $7.72 | $56,973.60 |
DisclosureSEC source: 0001104659-20-066564 · tm2021154-1_4.xml · nonDerivative · entry 2 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,641 Read SEC document |
| May 22, 2020 Filed May 28, 2020 00:33 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 60,000 | $0.95 | $57,000.00 |
DisclosureSEC source: 0001104659-20-066564 · tm2021154-1_4.xml · nonDerivative · entry 1 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:36 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Options (right to buy) · Derivative | 2,255 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001144204-19-034918 · tv525301_4.xml · derivative · entry 4 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,255 shares Expires 2019-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:36 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 1,199 | $7.32 | $8,779.08 |
DisclosureSEC source: 0001144204-19-034918 · tv525301_4.xml · nonDerivative · entry 2 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,021 F2 · kind: Reflects 1,199 shares withheld by the Issuer upon the exercise of stock options to cover the exercise price of the stock options based on the average of the closing sale price of AudioEye, Inc. Common Stock for the five trading days immediately prior to the exercise. The average closing sale price was for the five trading days July 8, 2019 to July 12, 2019 was $7.322. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:36 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 2,255 | $3.90 | $8,794.50 |
DisclosureSEC source: 0001144204-19-034918 · tv525301_4.xml · nonDerivative · entry 1 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise of incentive stock options. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:27 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantStock Options (right to buy) · Derivative | 5,794 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001144204-19-029923 · tv523124_4.xml · derivative · entry 3 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,794 Underlying: Common Stock · 5,794 shares Expires 2029-06-03 F2 · derivative.exercise_date: Reflects the grant of stock options ("Options") under the AudioEye, Inc. 2019 Equity Incentive Plan. The Options will become exercisable as to 3,852 shares in equal installments on each of the first two anniversaries of the Grant Date (i.e., on 06/03/2020 and 06/03/2021); and as to 1,932 shares on the third anniversary of the Grant Date (i.e., on 06/03/2022), subject to the Reporting Person's continuous service with the Company on each vesting date. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:23 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Options (right to buy) · Derivative | 1,989 | $0.00 Strike: $4.48 | $0.00 |
DisclosureSEC source: 0001144204-19-011685 · tv515170_4.xml · derivative · entry 4 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,989 shares Expires 2019-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:23 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 812 | $10.97 | $8,904.39 |
DisclosureSEC source: 0001144204-19-011685 · tv515170_4.xml · nonDerivative · entry 2 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,965 F2 · shares: Represents shares withheld by the Issuer upon the exercise of stock options to cover the exercise price of the options based on the average closing price per share of the Issuer's common stock for the five trading days immediately preceding the date of exercise. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:23 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 1,989 | $4.48 | $8,900.78 |
DisclosureSEC source: 0001144204-19-011685 · tv515170_4.xml · nonDerivative · entry 1 Bradley Sean D. · CIK 0001576478 · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise of stock options. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:27 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Options (right to buy) · Derivative | 6,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001144204-19-001874 · tv511098_4.xml · derivative · entry 4 Bradley Sean D. · CIK 0001576478 · President, CTO, Co-Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:27 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 729 | $7.82 | $5,702.24 |
DisclosureSEC source: 0001144204-19-001874 · tv511098_4.xml · nonDerivative · entry 2 Bradley Sean D. · CIK 0001576478 · President, CTO, Co-Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,788 F2 · kind: Represents 729 shares withheld by the Issuer upon the exercise of stock options to cover the exercise price of the options based on a weighted average market price of $7.822 per share. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:27 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 6,000 | $0.95 | $5,700.00 |
DisclosureSEC source: 0001144204-19-001874 · tv511098_4.xml · nonDerivative · entry 1 Bradley Sean D. · CIK 0001576478 · President, CTO, Co-Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise of stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.