Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | Director · President and CEO / Portfolio | May 26, 2020 | May 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date May 26, 2020 · Filed May 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Seth J. Brufsky Living Trust | 69,136.6401 |
Reported balance
After 2020-05-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-26 · Purchase · Acquired 20,000 · Balance 69,136.6401 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.24 to $11.35, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2: Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. F3: The shares are held by the Seth J. Brufsky Living Trust, of which the reporting person is a beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.24 to $11.35, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
F2: Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc.
F3: The shares are held by the Seth J. Brufsky Living Trust, of which the reporting person is a beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2020 Filed May 27, 2020 20:03 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseCommon Stock | 20,000 | $11.31 | $226,276.00 |
DisclosureSEC source: 0001104659-20-066368 · a4.xml · nonDerivative · entry 1 Brufsky Seth J · CIK 0001559401 · Director · President and CEO / Portfolio 10b5-1 filing: Not disclosed Ownership: Indirect · By The Seth J. Brufsky Living Trust Disclosed balance after: 69,136.6401 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.24 to $11.35, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. F3 · ownership.nature: The shares are held by the Seth J. Brufsky Living Trust, of which the reporting person is a beneficiary. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:52 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseCommon Stock | 10,000 | $13.39 | $133,890.00 |
DisclosureSEC source: 0001104659-18-074930 · a4.xml · nonDerivative · entry 1 Brufsky Seth J · CIK 0001559401 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Seth J. Brufsky Living Trust Disclosed balance after: 49,136.6401 F1 · balance_after: Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund. F2 · ownership.nature: The shares are held by The Seth J. Brufsky Living Trust, of which the reporting person is a beneficiary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.