Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Trade Desk, Inc.TTD · Entity 3752 | Director | May 26, 2020 | May 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Trade Desk, Inc.
Report date May 26, 2020 · Filed May 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,121 |
Ending reported balance
After 2020-05-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-05-26 · Grant · Acquired 901 · Balance 1,901 F1: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date. F3: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Row 2 · 2020-05-26 · Grant · Acquired 180 · Balance 2,081 F1: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date. F4: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $45,000. F5: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for forty-five consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted. Row 3 · 2020-05-26 · Grant · Acquired 40 · Balance 2,121 F1: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F6: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the audit committee immediately prior to such date. F5: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for forty-five consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted. F7: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $10,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.
F2: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date.
F3: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
F4: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $45,000.
F5: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for forty-five consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted.
F6: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the audit committee immediately prior to such date.
F7: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $10,000.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2020 Filed May 29, 2020 00:28 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 40 | $249.66 | $9,986.40 |
DisclosureSEC source: 0001209191-20-032795 · doc4.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,121 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F6 · shares: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the audit committee immediately prior to such date. F5 · price: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for forty-five consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted. F7 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $10,000. Read SEC document |
| May 26, 2020 Filed May 29, 2020 00:28 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 180 | $249.66 | $44,938.80 |
DisclosureSEC source: 0001209191-20-032795 · doc4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date. F4 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $45,000. F5 · price: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for forty-five consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted. Read SEC document |
| May 26, 2020 Filed May 29, 2020 00:28 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032795 · doc4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date. F3 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Read SEC document |
| May 11, 2020 Filed May 11, 2020 23:43 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 8,640 | $306.89 | $2,651,529.60 |
DisclosureSEC source: 0001104659-20-059748 · tm2019375d1_4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.195 to $306.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 11, 2020 Filed May 11, 2020 23:43 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 1,000 | $305.91 | $305,910.00 |
DisclosureSEC source: 0001104659-20-059748 · tm2019375d1_4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,640 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.20 to $306.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:00 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 100 | $301.17 | $30,117.00 |
DisclosureSEC source: 0001104659-20-055445 · tm2018369-1_form4.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 0 Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:00 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 200 | $301.16 | $60,232.00 |
DisclosureSEC source: 0001104659-20-055445 · tm2018369-1_form4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 100 Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:00 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 11,606 | $300.26 | $3,484,817.56 |
DisclosureSEC source: 0001104659-20-055445 · tm2018369-1_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 300 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.00 to $300.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:56 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 1,687 | $281.40 | $474,721.80 |
DisclosureSEC source: 0001104659-20-028729 · tm2011634-1_form4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 11,906 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.08 to $281.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:56 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 27,138 | $280.15 | $7,602,710.70 |
DisclosureSEC source: 0001104659-20-028729 · tm2011634-1_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 13,593 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.00 to $280.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 20:38 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 25,000 | $250.00 | $6,250,000.00 |
DisclosureSEC source: 0001144204-19-030701 · tv523492_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 40,731 Read SEC document |
| April 30, 2019 Filed May 3, 2019 00:49 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 48 | $207.03 | $9,937.44 |
DisclosureSEC source: 0001209191-19-027147 · doc4.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,640 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F6 · shares: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the audit committee immediately prior to such date. F5 · price: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for fifteen consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted. F7 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $10,000. Read SEC document |
| April 30, 2019 Filed May 3, 2019 00:49 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 217 | $207.03 | $44,925.51 |
DisclosureSEC source: 0001209191-19-027147 · doc4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,592 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date. F4 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $45,000. F5 · price: This price represents the average closing stock price for a share of the Issuer's Class A Common Stock for fifteen consecutive trading days ending on, and including, the grant date. This price was used to calculate the number of restricted stock units granted. Read SEC document |
| April 30, 2019 Filed May 3, 2019 00:49 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 1,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027147 · doc4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,375 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. The shares vest in four equal installments at the earlier of, for each such installment, (i) the date of the Issuer's applicable regularly scheduled quarterly Corporate Board meeting for the next four quarters from the date of grant or (ii) the date of each of the next four corresponding quarterly anniversaries of the date of grant, provided all then unvested shares shall vest in full on the date of the Issuer's next annual meeting of stockholders, all subject to the Reporting Person's continuous service as a member of the board of directors immediately prior to such date. F3 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 23:01 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 900 | $200.09 | $180,081.00 |
DisclosureSEC source: 0001209191-19-025153 · doc4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 65,731 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 23:01 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 24,100 | $199.21 | $4,800,961.00 |
DisclosureSEC source: 0001209191-19-025153 · doc4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 66,631 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.00 to $199.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2019 Filed Apr 17, 2019 22:57 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 20 | $134.02 | $2,680.40 |
DisclosureSEC source: 0001209191-19-025147 · doc4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: The restricted stock unit will vest in full on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a member of the audit committee immediately prior to such date. F3 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $2,767. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 14:14 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 5,424 | $133.01 | $721,446.24 |
DisclosureSEC source: 0001144204-19-002190 · tv511279_4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 78,825 F1 · price: The shares were sold in multiple trades at prices ranging from $133.00 to $133.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| January 16, 2019 Filed Jan 17, 2019 21:08 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 1,986 | $134.11 | $266,342.46 |
DisclosureSEC source: 0001144204-19-001992 · tv511205_4.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 84,249 F1 · kind: The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. F3 · price: The shares were sold in multiple trades at prices ranging from $134.00 to $134.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| January 16, 2019 Filed Jan 17, 2019 21:08 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 29,010 | $133.30 | $3,867,033.00 |
DisclosureSEC source: 0001144204-19-001992 · tv511205_4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 86,235 F1 · kind: The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. F2 · price: The shares were sold in multiple trades at prices ranging from $133.00 to $133.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:08 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 1,200 | $133.00 | $159,600.00 |
DisclosureSEC source: 0001144204-19-001992 · tv511205_4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 115,245 F1 · kind: The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 84 | $152.64 | $12,821.76 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 10 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 0 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 1,500 | $151.71 | $227,565.00 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 9 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 84 F9 · price: The shares were sold in multiple trades at prices ranging from $151.51 to $152.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 715 | $151.07 | $108,015.05 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 8 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 1,584 F8 · price: The shares were sold in multiple trades at prices ranging from $150.50 to $151.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 1,975 | $148.91 | $294,097.25 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 7 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 2,299 F7 · price: The shares were sold in multiple trades at prices ranging from $148.47 to $149.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 500 | $147.92 | $73,960.00 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 6 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 4,274 F6 · price: The shares were sold in multiple trades at prices ranging from $147.44 to $148.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 2,600 | $146.85 | $381,810.00 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 5 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 4,774 F5 · price: The shares were sold in multiple trades at prices ranging from $146.41 to $147.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 14,542 | $145.92 | $2,121,968.64 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 4 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 7,374 F4 · price: The shares were sold in multiple trades at prices ranging from $145.41 to $146.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 8,868 | $144.99 | $1,285,771.32 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 21,916 F3 · price: The shares were sold in multiple trades at prices ranging from $144.41 to $145.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 12,964 | $143.70 | $1,862,926.80 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 30,784 F2 · price: The shares were sold in multiple trades at prices ranging from $143.36 to $144.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 14,708 | $143.00 | $2,103,244.00 |
DisclosureSEC source: 0001144204-18-052098 · tv504061_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 43,748 F1 · price: The shares were sold in multiple trades at prices ranging from $142.36 to $143.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 21:00 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 37,859 | $95.08 | $3,599,633.72 |
DisclosureSEC source: 0001144204-18-039013 · tv498851_4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 58,456 F1 · price: The shares were sold in multiple trades at prices ranging from $95.00 to $95.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 21:00 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 100,069 | $93.97 | $9,403,483.93 |
DisclosureSEC source: 0001144204-18-038881 · tv498757_form4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 96,315 F2 · price: The shares were sold in multiple trades at prices ranging from $92.14 to $95.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:00 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 62,072 | $93.18 | $5,783,868.96 |
DisclosureSEC source: 0001144204-18-038881 · tv498757_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 196,384 F1 · price: The shares were sold in multiple trades at prices ranging from $92.38 to $94.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The shares of common stock reported herein were sold via a 10b5-1 plan established by the Reporting Person. Read SEC document |
| May 22, 2018 Filed May 24, 2018 10:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 66,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-030648 · tv494951_form4.xml · derivative · entry 5 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 0 Underlying: Class A Common Stock · 66,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. F2 · derivative.exercise_price: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. F3 · kind: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F3 · price: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F2 · derivative.exercise_date: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. Read SEC document |
| May 22, 2018 Filed May 24, 2018 10:13 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 66,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-030648 · tv494951_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via eValue AG Disclosed balance after: 116,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F3 · price: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). Read SEC document |
| May 03, 2018 Filed May 8, 2018 00:03 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 1,072 | $49.44 | $52,999.68 |
DisclosureSEC source: 0001209191-18-028472 · doc4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,390 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: The restricted stock unit vests in quarterly installments over the one-year period following the grant or, if earlier, will vest in full on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a board member through such date. F4 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $53,000. Read SEC document |
| May 03, 2018 Filed May 8, 2018 00:03 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 4,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028472 · doc4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,318 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: The restricted stock unit vests in quarterly installments over the one-year period following the grant or, if earlier, will vest in full on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a board member through such date. F3 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Read SEC document |
| April 17, 2018 Filed Feb 13, 2019 14:01 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 183,556 | $55.00 | $10,095,580.00 |
DisclosureSEC source: 0001144204-19-006803 · tv513322_5.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I LP Disclosed balance after: 258,456 F6 · kind: Such sales were made pursuant to a Rule 10(b)5-1 Plan established by the Reporting Person. Read SEC document |
| April 17, 2018 Filed Feb 14, 2019 11:10 UTC Amendment | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 11,152 | $55.00 | $613,360.00 |
DisclosureSEC source: 0001144204-19-007518 · tv513674_5a.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I LP Disclosed balance after: 258,456 F1 · kind: Such sales were made pursuant to a Rule 10(b)5-1 Plan established by the Reporting Person. F2 · shares: This Form 5/A is being filed to correct a typographical error in the number of shares disposed shown in Table 1 Column 4. The number reported herein is the correct number. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:31 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 183,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018727 · tv490148_form4.xml · derivative · entry 4 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 183,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. F2 · derivative.exercise_price: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. F3 · kind: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F3 · price: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F2 · derivative.exercise_date: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:31 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 183,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018727 · tv490148_form4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 269,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). Read SEC document |
| March 08, 2018 Filed Feb 13, 2019 14:01 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 23,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-006803 · tv513322_5.xml · derivative · entry 4 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Entrepreneurs Investment Fund I LP Disclosed balance after: 0 Underlying: Class A Common Stock · 23,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. F2 · derivative.exercise_price: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. F3 · kind: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F3 · price: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F1 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. F2 · derivative.exercise_date: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof. F2 · derivative.expiration_date: All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock. Read SEC document |
| March 08, 2018 Filed Feb 13, 2019 14:01 UTC | Trade Desk, Inc. TTD · Entity 3752 | OtherClass A Common Stock | 11,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-006803 · tv513322_5.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Entrepreneurs Investment Fund I LP Disclosed balance after: 0 F5 · kind: Via Entrepreneurs Investment Fund I LP distributed 11,905 shares to its members, who are not affiliated with the Issuer. F5 · price: Via Entrepreneurs Investment Fund I LP distributed 11,905 shares to its members, who are not affiliated with the Issuer. F4 · ownership.nature: An amount of 11,906 of such shares were transferred to Falk Ventures GmbH, which is not required to be reported herein because the transfer represents only a change in the nature of indirect ownership. Read SEC document |
| March 08, 2018 Filed Feb 13, 2019 14:01 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 23,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-006803 · tv513322_5.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Via Entrepreneurs Investment Fund I LP Disclosed balance after: 23,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F3 · price: The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b). F4 · ownership.nature: An amount of 11,906 of such shares were transferred to Falk Ventures GmbH, which is not required to be reported herein because the transfer represents only a change in the nature of indirect ownership. Read SEC document |
| July 20, 2017 Filed Jul 25, 2017 01:51 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 972 | $54.52 | $52,993.44 |
DisclosureSEC source: 0001209191-17-046126 · doc4.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,273 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: The restricted stock unit vests in quarterly installments over the one-year period following the grant or, if earlier, will vest in full on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a board member through such date. F4 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of director retainer and meeting fees of $53,000.00. Read SEC document |
| July 20, 2017 Filed Jul 25, 2017 01:51 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 3,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046126 · doc4.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 F1 · kind: Grant of restricted stock unit under the Issuer's 2016 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · shares: The restricted stock unit vests in quarterly installments over the one-year period following the grant or, if earlier, will vest in full on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a board member through such date. F3 · price: This restricted stock unit was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Read SEC document |
| May 12, 2017 Filed May 16, 2017 23:29 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 113,948 | $50.10 | $5,709,261.99 |
DisclosureSEC source: 0001571049-17-005064 · t1700334-falk0512.xml · nonDerivative · entry 3 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 86,052 F3 · price: This transaction was executed in multiple trades at prices ranging from $50.00 to $50.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed pursuant to a Rule 10b5-1 Plan entered into by the Reporting Person. Read SEC document |
| May 12, 2017 Filed May 16, 2017 23:29 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 43,334 | $49.04 | $2,125,125.36 |
DisclosureSEC source: 0001571049-17-005064 · t1700334-falk0512.xml · nonDerivative · entry 2 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 200,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $48.505 to $49.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed pursuant to a Rule 10b5-1 Plan entered into by the Reporting Person. Read SEC document |
| May 12, 2017 Filed May 16, 2017 23:29 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 274,404 | $47.72 | $13,093,516.14 |
DisclosureSEC source: 0001571049-17-005064 · t1700334-falk0512.xml · nonDerivative · entry 1 Falk Thomas · CIK 0001490859 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Revel Venture Fund I, L.P. Disclosed balance after: 243,334 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.50 to $48.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed pursuant to a Rule 10b5-1 Plan entered into by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.