Leonetti/O'Connell Family Foundation

SEC source: 0000921895-20-001681 · form412254002_06022020.xml · nonDerivative · entry 3

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · See Explanation of Responses

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · See Explanation of Responses

O'CONNELL MICHAEL · CIK 0001539145 · See Explanation of Responses

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · See Explanation of Responses

IRS Partners No. 19, L.P. · CIK 0001556235 · See Explanation of Responses

M2O, Inc. · CIK 0001556221 · See Explanation of Responses

Leonetti/O'Connell Family Foundation · CIK 0001556241 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,526

F1 · security: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently.

F2 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · balance_after: Includes 150,000 shares of Common Stock underlying certain restricted stock units, which will vest annually in three equal installments beginning on January 15, 2021.

SEC source: 0000921895-20-001681 · form412254002_06022020.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · See Explanation of Responses

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · See Explanation of Responses

O'CONNELL MICHAEL · CIK 0001539145 · See Explanation of Responses

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · See Explanation of Responses

IRS Partners No. 19, L.P. · CIK 0001556235 · See Explanation of Responses

M2O, Inc. · CIK 0001556221 · See Explanation of Responses

Leonetti/O'Connell Family Foundation · CIK 0001556241 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · security: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently.

F2 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Securities of the Issuer previously owned by the Foundation.

SEC source: 0000921895-20-001681 · form412254002_06022020.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · See Explanation of Responses

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · See Explanation of Responses

O'CONNELL MICHAEL · CIK 0001539145 · See Explanation of Responses

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · See Explanation of Responses

IRS Partners No. 19, L.P. · CIK 0001556235 · See Explanation of Responses

M2O, Inc. · CIK 0001556221 · See Explanation of Responses

Leonetti/O'Connell Family Foundation · CIK 0001556241 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · security: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently.

F2 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities of the Issuer previously owned by IRS 19.

SEC source: 0001567619-20-001241 · doc1.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,526

F1 · security: 1. This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F6 · price: Granted in the form of restricted stock units as employment compensation, and subject to vesting in three equal installments on first three anniversaries of the date of grant.

F7 · balance_after: Includes 3,000 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16.

F8 · balance_after: Includes 35,000 restricted stock units that vested in 2019 and 2020; these restricted stock units were reflected in footnote 5 to the reporting person's Form 4 filed on March 18, 2019.

F4 · ownership.direct: 1. IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0001567619-20-001241 · doc1.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,526

F1 · security: 1. This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · price: Represent shares acquired by the reporting person upon the vesting of performance stock units granted to the reporting person in March 2019 and previously reported in a Current Report on Form 8-K filed by the issuer in March 2019.

F7 · balance_after: Includes 3,000 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16.

F8 · balance_after: Includes 35,000 restricted stock units that vested in 2019 and 2020; these restricted stock units were reflected in footnote 5 to the reporting person's Form 4 filed on March 18, 2019.

F4 · ownership.direct: 1. IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-19-000820 · form409050002_03182019.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,692,065

F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · balance_after: The aggregate ownership of IRS 19 following the reportable transaction is being revised from the last Form 4 filing to correct an inadvertent miscalculation. The ownership of Mr. Vizi is being revised to exclude 35,000 restricted stock units that will vest on May 31, 2019 and December 13, 2019.

F2 · ownership.nature: IRS Partners No. 19, L.P., a Delaware limited partnership ("IRS 19"), directly owns these shares of common stock ("Common Stock") of RCM Technologies, Inc. (the "Issuer"). M2O, Inc., a California corporation ("M2O"), is the general partner of IRS 19. The Michael F. O'Connell and Margo L. O'Connell Revocable Trust (the "Trust") is the sole voting shareholder of M2O and Michael O'Connell, an individual, controls all investment decisions with respect to the Trust. IRS 19, M2O, the Trust and Mr. O'Connell may therefore be deemed to have shared voting and dispositive power over the Common Stock owned by IRS 19.

F4 · ownership.nature: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0001567619-19-001498 · doc1.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,526

F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · price: Represent shares acquired by the reporting person upon the vesting of performance stock units granted to the reporting person in October 2018 and previously reported in a Current Report on Form 8-K filed by the issuer in October 2018.

F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0001567619-18-008275 · doc1.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,378

F1 · security: 1. This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · price: Granted in the form of restricted stock units as employment compensation. Will vest on January 2, 2020.

F4 · ownership.direct: 1. IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0001140361-18-027328 · doc1.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,378

F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · price: Granted in the form of restricted stock units as employment compensation. Will vest on first anniversary of date of grant.

F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-17-002840 · form409050002_12122017.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,378

F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · price: Granted in the form of restricted stock units (RSUs) as compensation for service on the Board of Directors. The RSUs will vest on December 8, 2018.

F6 · balance_after: Includes 6,250 RSUs that vested on 12/27/16 and 8,000 RSUs that vested on 12/3/16.

F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-17-002849 · form4a09050002_12132017.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,378

F2 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F1 · date: The amendment is being filed solely to add Harvest as a reporting person.

F6 · price: Granted in the form of restricted stock units (RSUs) as compensation for service on the Board of Directors. The RSUs will vest on December 8, 2018.

F7 · balance_after: Includes 6,250 RSUs that vested on 12/27/16 and 8,000 RSUs that vested on 12/3/16.

F5 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-16-006277 · form409050002_12052016.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner

M2O, Inc. · CIK 0001556221 · 10% owner

O'CONNELL MICHAEL · CIK 0001539145 · 10% owner

Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner

Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner

Kiper Christopher S · CIK 0001432744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,289

F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5 · price: Granted in the form of restricted stock units (RSUs) as compensation for service on the Board of Directors. The RSUs will vest on December 1, 2017.

F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Legion Partners Asset Management, LLC , a Delaware limited liability company ("Legion Partners"), pursuant to which Christopher Kiper ("Mr. Kiper") and Bradley Vizi ("Mr. Vizi") on behalf of Legion Partners, exclusively manage IRS 19's and the Foundation's investment in the Issuer and have certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Legion Partners, Mr. Kiper and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Legion Partners, Mr. Kiper and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Mr. Kiper directly owns 22,000 shares of Common Stock of the Issuer and Mr. Vizi directly owns 11,000 shares of Common Stock of the Issuer and 6,289 RSUs (defined below).