Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DORCHESTER MINERALS, L.P.DMLP · Entity 4715 | Director | June 01, 2020 | June 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DORCHESTER MINERALS, L.P.
Report date June 01, 2020 · Filed June 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-06-01 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2020-06-01 · Other · Disposed 437,546 · Balance 0 F1: On June 1, 2020, 437,546 Common Units were distributed from HighPoint 435 Family LP to its individual limited partners. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: These Common Units are owned directly by HighPoint. The reporting person is a Co-Manager of 425PAP, LLC, the general partner of HighPoint. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 184,488 |
Reported balance
After 2020-06-01 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-06-01 · Other · Acquired 120,314 · Balance 184,488 F4: On June 1, 2020, 120,314 Common Units were distributed to MARI Trust from HighPoint 435 Family LP. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5: These Common Units are owned directly by the MARI Trust, of which the reporting person is the trustee and beneficiary. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 358,486 |
Reported balance
Holding disclosure · report date 2020-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 358,486 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6: These Common Units are owned directly by the Martha Ann Peak A Trust, of which the reporting person is the trustee and beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 1, 2020, 437,546 Common Units were distributed from HighPoint 435 Family LP to its individual limited partners.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
F3: These Common Units are owned directly by HighPoint. The reporting person is a Co-Manager of 425PAP, LLC, the general partner of HighPoint.
F4: On June 1, 2020, 120,314 Common Units were distributed to MARI Trust from HighPoint 435 Family LP.
F5: These Common Units are owned directly by the MARI Trust, of which the reporting person is the trustee and beneficiary.
F6: These Common Units are owned directly by the Martha Ann Peak A Trust, of which the reporting person is the trustee and beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 2, 2020 22:21 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | OtherCommon Units | 120,314 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-012291 · rdgdoc.xml · nonDerivative · entry 2 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 184,488 F4 · price: On June 1, 2020, 120,314 Common Units were distributed to MARI Trust from HighPoint 435 Family LP. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · ownership.nature: These Common Units are owned directly by the MARI Trust, of which the reporting person is the trustee and beneficiary. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:21 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | OtherCommon Units | 437,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-012291 · rdgdoc.xml · nonDerivative · entry 1 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: On June 1, 2020, 437,546 Common Units were distributed from HighPoint 435 Family LP to its individual limited partners. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These Common Units are owned directly by HighPoint. The reporting person is a Co-Manager of 425PAP, LLC, the general partner of HighPoint. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 23:29 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 15,000 | $13.68 | $205,245.00 |
DisclosureSEC source: 0001437749-20-004626 · rdgdoc.xml · nonDerivative · entry 3 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $13.66 to $13.75, inclusive. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 23:29 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 14,344 | $13.46 | $193,081.72 |
DisclosureSEC source: 0001437749-20-004626 · rdgdoc.xml · nonDerivative · entry 2 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,000 F2 · price: The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $13.30 to $13.64, inclusive. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 23:29 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 5,000 | $14.04 | $70,190.00 |
DisclosureSEC source: 0001437749-20-004626 · rdgdoc.xml · nonDerivative · entry 1 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,344 F1 · price: The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.00 to $14.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 23:34 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 5,000 | $14.60 | $73,000.00 |
DisclosureSEC source: 0001437749-20-004458 · rdgdoc.xml · nonDerivative · entry 4 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,344 F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. F5 · ownership.nature: On February 21, 2020, 64,344 Common Units were distributed to the Peak Trust by HighPoint 435 Family LP ("HighPoint") in a transaction exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 23:34 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 5,000 | $14.70 | $73,500.00 |
DisclosureSEC source: 0001437749-20-004458 · rdgdoc.xml · nonDerivative · entry 3 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,344 F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. F5 · ownership.nature: On February 21, 2020, 64,344 Common Units were distributed to the Peak Trust by HighPoint 435 Family LP ("HighPoint") in a transaction exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 23:34 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 5,400 | $14.69 | $79,326.00 |
DisclosureSEC source: 0001437749-20-004458 · rdgdoc.xml · nonDerivative · entry 2 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 43,344 F2 · price: The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.65 to $14.90, inclusive. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. F5 · ownership.nature: On February 21, 2020, 64,344 Common Units were distributed to the Peak Trust by HighPoint 435 Family LP ("HighPoint") in a transaction exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:34 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | SaleCommon Units | 14,600 | $14.90 | $217,540.00 |
DisclosureSEC source: 0001437749-20-004458 · rdgdoc.xml · nonDerivative · entry 1 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 48,744 F1 · price: The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.90 to $14.915, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · ownership.nature: These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. F5 · ownership.nature: On February 21, 2020, 64,344 Common Units were distributed to the Peak Trust by HighPoint 435 Family LP ("HighPoint") in a transaction exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 23:13 UTC | DORCHESTER MINERALS, L.P. DMLP · Entity 4715 | PurchaseCommon Units | 64,174 | $14.98 | $961,326.52 |
DisclosureSEC source: 0001437749-17-012297 · rdgdoc.xml · nonDerivative · entry 1 Rochelle Martha · CIK 0001578308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 64,174 F1 · kind: Acquired from the issuer on June 30, 2017 pursuant to a Contribution and Exchange Agreement dated June 30, 2017 by and between the issuer and MARI GST Non-Exempt Trust. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities in excess of the reporting person's pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: By the MARI GST Non-Exempt Trust, of which the reporting person is the trustee and beneficiary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.