Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEAN FOODS CODF · Entity 153856 | EVP, Chief HR Officer | August 13, 2017 | August 15, 2017 |
| Daseke, Inc.DSKE · Entity 92403 | Director | June 01, 2020 | June 03, 2020 |
| Sabre CorpSABR · Entity 5098 | EVP and Chief People Officer | March 15, 2020 | March 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEAN FOODS CO
Report date August 13, 2017 · Filed August 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,004 |
Ending reported balance
After 2017-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-13 · Exercise / conversion · Acquired 7,906 · Balance 64,167 F1: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. Row 2 · 2017-08-13 · Tax withholding · Disposed 2,163 · Balance 62,004 F1: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. |
| Restricted Stock Units (DU005784)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-13 · Exercise / conversion · Disposed 7,906 · Balance 0 F2: RSUs convert into common stock on a one-for-one basis. F3: These RSUs were awarded on 8/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock.
F2: RSUs convert into common stock on a one-for-one basis.
F3: These RSUs were awarded on 8/13/2014. The award vests annually, on a pro rata basis, over a 3-year period.
Daseke, Inc.
Report date June 01, 2020 · Filed June 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,002 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Exercise / conversion · Acquired 6,752 · Balance 13,002 F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019. F2: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 24,835 |
Reported balance
After 2020-06-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-01 · Grant · Acquired 18,083 · Balance 24,835 F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4: The reporting person received 18,083 RSUs, which will fully vest on June 1, 2021. Upon vesting, such RSUs will be settled in, at the discretion of the board of directors of the Issuer, either shares of common stock or cash. F5: Not Applicable F6: This total includes prior awards that have different vesting expiration dates |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 18,083 |
Reported balance
After 2020-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-01 · Exercise / conversion · Disposed 6,752 · Balance 18,083 F2: RSUs convert into common stock on a one-for-one basis. F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019. F7: The Reporting Person received 6,752 RSUs on June 1, 2019 which fully vested on June 1, 2020. F5: Not Applicable |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019.
F2: RSUs convert into common stock on a one-for-one basis.
F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F4: The reporting person received 18,083 RSUs, which will fully vest on June 1, 2021. Upon vesting, such RSUs will be settled in, at the discretion of the board of directors of the Issuer, either shares of common stock or cash.
F5: Not Applicable
F6: This total includes prior awards that have different vesting expiration dates
F7: The Reporting Person received 6,752 RSUs on June 1, 2019 which fully vested on June 1, 2020.
Sabre Corp
Report date March 15, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,441 |
Ending reported balance
After 2020-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-15 · Grant · Acquired 14,478 · Balance 80,967 F1: Represents performance-based restricted share units that have vested and are paid out in shares of common stock from a grant dated March 15, 2019. Row 2 · 2020-03-15 · Tax withholding · Disposed 3,526 · Balance 77,441 F2: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance-based restricted share units that have vested and are paid out in shares of common stock from a grant dated March 15, 2019.
F2: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 3, 2020 18:39 UTC | Daseke, Inc. DSKE · Entity 92403 | Exercise / conversionRestricted Stock Unit · Derivative | 6,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008599 · doc4.xml · derivative · entry 3 WARMBIER KIMBERLY · CIK 0001460361 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,083 Underlying: Common Stock · 6,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019. F7 · derivative.exercise_date: The Reporting Person received 6,752 RSUs on June 1, 2019 which fully vested on June 1, 2020. F5 · derivative.expiration_date: Not Applicable Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 18:39 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantRestricted Stock Unit · Derivative | 18,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008599 · doc4.xml · derivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,835 Underlying: Common Stock · 18,083 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The reporting person received 18,083 RSUs, which will fully vest on June 1, 2021. Upon vesting, such RSUs will be settled in, at the discretion of the board of directors of the Issuer, either shares of common stock or cash. F5 · derivative.expiration_date: Not Applicable F6 · balance_after: This total includes prior awards that have different vesting expiration dates Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 18:39 UTC | Daseke, Inc. DSKE · Entity 92403 | Exercise / conversionCommon Stock | 6,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008599 · doc4.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:37 UTC | Daseke, Inc. DSKE · Entity 92403 | PurchaseCommon Stock | 6,250 | $1.59 | $9,918.13 |
DisclosureSEC source: 0001225208-20-007689 · doc4.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 19:10 UTC | Sabre Corp SABR · Entity 5098 | Tax withholdingCommon Stock | 3,526 | $8.33 | $29,371.58 |
DisclosureSEC source: 0001597033-20-000048 · wf-form4_158448661075133.xml · nonDerivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,441 F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 19:10 UTC | Sabre Corp SABR · Entity 5098 | GrantCommon Stock | 14,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001597033-20-000048 · wf-form4_158448661075133.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,967 F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock from a grant dated March 15, 2019. Read SEC document |
| July 13, 2019 Filed Jul 16, 2019 16:13 UTC | Sabre Corp SABR · Entity 5098 | Tax withholdingCommon Stock | 4,310 | $23.21 | $100,035.10 |
DisclosureSEC source: 0001597033-19-000083 · wf-form4_156330798956187.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,489 F1 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of restricted shares units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 17:42 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantRestricted Stock Unit · Derivative | 6,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008827 · doc4.xml · derivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,752 Underlying: Common Stock · 6,752 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person received 6,752 RSUs, which will fully vest on June 1, 2020, assuming Reporting Person was still a director through December 31, 2019. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:30 UTC | Sabre Corp SABR · Entity 5098 | GrantOptions to Purchase Common Stock · Derivative | 57,915 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0001597033-19-000036 · wf-form4_155303102483429.xml · derivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,915 Underlying: Common Stock · 57,915 shares Expires 2029-03-15 F1 · derivative.exercise_date: The options vest and become exercisable as to 25% of the shares of Common Stock of the Issuer subject to each such option on the first anniversary of the date of grant and as to 6.25% of such shares at the end of each successive three-month period thereafter, subject to the reporting person's continued employment with the Issuer through each vesting date. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 16:23 UTC | Sabre Corp SABR · Entity 5098 | GrantOptions to Purchase Common Stock · Derivative | 70,799 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001597033-18-000105 · wf-form4_153185899521373.xml · derivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · EVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,799 Underlying: Common Stock · 70,799 shares Expires 2028-07-13 F2 · derivative.exercise_date: The options vest and become exercisable as to 25% of the shares of Common Stock of the Issuer subject to each such option on the first anniversary of the date of grant and as to 6.25% of such shares at the end of each successive three-month period thereafter, subject to the reporting person's continued employment with the Issuer through each vesting date. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 16:23 UTC | Sabre Corp SABR · Entity 5098 | GrantCommon Stock | 70,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001597033-18-000105 · wf-form4_153185899521373.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,799 F1 · shares: The reporting person received a grant of restricted stock units on the transaction date. The restricted stock unit awards vest as to 25% of the shares of common stock subject to each such award at the end of each successive one-year period following the grant date, subject to the reporting person's continued employment with the Issuer through each vesting date. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 17:45 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005784) · Derivative | 7,906 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049043 · doc4.xml · derivative · entry 3 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · security: These RSUs were awarded on 8/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · shares: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. F3 · derivative.exercise_date: These RSUs were awarded on 8/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: These RSUs were awarded on 8/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 17:45 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 2,163 | $12.24 | $26,475.12 |
DisclosureSEC source: 0001209191-17-049043 · doc4.xml · nonDerivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,004 F1 · shares: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 17:45 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 7,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049043 · doc4.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:24 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005858) · Derivative | 4,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015503 · doc4.xml · derivative · entry 5 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,504 Underlying: Common Stock · 4,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: RSUs convert into common stock on a one-for-one basis. F6 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2 · shares: The Reporting Person received a total of 4,752 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,273 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,479 net shares of Common Stock. F6 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F6 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.underlying_shares: The Reporting Person received a total of 4,752 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,273 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,479 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:24 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,273 | $18.45 | $23,486.85 |
DisclosureSEC source: 0001209191-17-015503 · doc4.xml · nonDerivative · entry 3 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,261 F2 · shares: The Reporting Person received a total of 4,752 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,273 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,479 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:24 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015503 · doc4.xml · nonDerivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Reporting Person received a total of 4,752 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,273 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,479 net shares of Common Stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:24 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units · Derivative | 14,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015503 · doc4.xml · derivative · entry 4 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Underlying: Common Stock · 14,905 shares Expires not disclosed F3 · security: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F4 · security: RSUs convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F5 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:24 UTC | DEAN FOODS CO DF · Entity 153856 | GrantCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015503 · doc4.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,782 F1 · security: These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:45 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005820) · Derivative | 4,669 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012933 · doc4.xml · derivative · entry 3 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,669 Underlying: Common Stock · 4,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F3 · security: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,477 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,192 net shares of Common Stock. F2 · derivative.exercise_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.expiration_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,477 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,192 net shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:45 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,477 | $18.80 | $27,767.60 |
DisclosureSEC source: 0001209191-17-012933 · doc4.xml · nonDerivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,481 F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,477 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,192 net shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:45 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012933 · doc4.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,477 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,192 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:06 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005762) · Derivative | 4,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011254 · doc4.xml · derivative · entry 3 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F3 · security: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 4,800 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,544 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,256 net shares of Common Stock. F2 · derivative.exercise_date: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.expiration_date: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 4,800 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,544 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,256 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:06 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,544 | $20.68 | $31,929.92 |
DisclosureSEC source: 0001209191-17-011254 · doc4.xml · nonDerivative · entry 2 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,289 F1 · shares: The Reporting Person received a total of 4,800 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,544 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,256 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:06 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011254 · doc4.xml · nonDerivative · entry 1 WARMBIER KIMBERLY · CIK 0001460361 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 4,800 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,544 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,256 net shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.