Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMAX CORPIMAX · Entity 4276 | Director | June 04, 2020 | June 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMAX CORP
Report date June 04, 2020 · Filed June 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 48,397 |
Reported balance
After 2020-06-04 transaction · row 2
1 source rowRow 2 · 2020-06-04 · Exercise / conversion · Acquired 9,765 · Balance 48,397 F1: Represents the conversion upon vesting of restricted share units into common shares. |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,765 |
Reported balance
After 2020-06-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-04 · Grant · Acquired 9,765 · Balance 9,765 F2: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4: Mr. Braun received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors. F5: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020. |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-06-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-04 · Exercise / conversion · Disposed 9,765 · Balance 0 F2: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1: Represents the conversion upon vesting of restricted share units into common shares. F5: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020. F6: This represents Mr. Braun's restricted share unit balance for this grant after this transaction. Mr. Braun's total common share balance following this transaction will be 48,397. |
| common shares (opening balance)SEC Table I · non-derivative | Direct | 38,632 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 38,632 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted share units into common shares.
F2: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F3: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F4: Mr. Braun received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors.
F5: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020.
F6: This represents Mr. Braun's restricted share unit balance for this grant after this transaction. Mr. Braun's total common share balance following this transaction will be 48,397.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2020 Filed Jun 8, 2020 20:15 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 9,765 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005463 · marketforms-48956.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 9,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. F3 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020. F5 · derivative.expiration_date: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020. F6 · balance_after: This represents Mr. Braun's restricted share unit balance for this grant after this transaction. Mr. Braun's total common share balance following this transaction will be 48,397. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:15 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 9,765 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005463 · marketforms-48956.xml · derivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765 Underlying: common shares · 9,765 shares Expires not disclosed F2 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4 · shares: Mr. Braun received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors. F3 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020. F5 · derivative.expiration_date: The restricted share units vest and convert to common shares on the date of grant, June 4, 2020. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:15 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005463 · marketforms-48956.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:10 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 6,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-004139 · marketforms-45131.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 6,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. F3 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.expiration_date: The restricted share units vest and convert to common shares on the date of grant, June 6, 2019. F6 · balance_after: This represents Mr. Braun's restricted share unit balance for this grant after this transaction. Mr. Braun's total common share balance following this transaction will be 38,632. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:10 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 6,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-004139 · marketforms-45131.xml · derivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,157 Underlying: common shares · 6,157 shares Expires not disclosed F2 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4 · shares: Mr. Braun received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors. F3 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.expiration_date: The restricted share units vest and convert to common shares on the date of grant, June 6, 2019. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:10 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 6,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004139 · marketforms-45131.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:34 UTC | IMAX CORP IMAX · Entity 4276 | Conversionstock options (to buy) · Derivative | 8,000 | $19.95 Strike: $19.95 | $159,600.00 |
DisclosureSEC source: 0001214659-19-004072 · marketforms-45174.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 8,000 shares Expires 2019-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options scheduled to expire on June 6, 2019 were exercised and sold as common shares. F2 · balance_after: This represents the number of stock options for these transactions only. Mr. Braun's remaining common share balance following these transactions will be 32,475. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:34 UTC | IMAX CORP IMAX · Entity 4276 | Salecommon shares | 8,000 | $21.15 | $169,164.80 |
DisclosureSEC source: 0001214659-19-004072 · marketforms-45174.xml · nonDerivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,475 F1 · shares: Stock options scheduled to expire on June 6, 2019 were exercised and sold as common shares. F2 · balance_after: This represents the number of stock options for these transactions only. Mr. Braun's remaining common share balance following these transactions will be 32,475. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:34 UTC | IMAX CORP IMAX · Entity 4276 | Conversioncommon shares | 8,000 | $19.95 | $159,600.00 |
DisclosureSEC source: 0001214659-19-004072 · marketforms-45174.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options scheduled to expire on June 6, 2019 were exercised and sold as common shares. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:30 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 5,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-004368 · marketforms-42185.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 5,787 shares Expires 2018-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted share unit represented a contigent right to receive one common share of IMAX Corporation. F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4 · shares: Represents the conversion of vested restricted share units into common shares. F2 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · balance_after: This represents Mr. Braun's restricted stock unit balance for this grant after this transaction. Mr. Braun's total stock option and long share balances after this transaction will be 8,000 and 32,475, respectively. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:30 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 5,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-004368 · marketforms-42185.xml · derivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 Underlying: common shares · 5,787 shares Expires 2018-07-06 F1 · security: Each restricted share unit represented a contigent right to receive one common share of IMAX Corporation. F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F3 · shares: Mr. Braun received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors. F2 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:30 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-004368 · marketforms-42185.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the conversion of vested restricted share units into common shares. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:00 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 4,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-004042 · marketforms-38998.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 4,980 shares Expires 2017-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted share unit represented a contigent right to receive one common share of IMAX Corporation. F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4 · shares: Represents the conversion of vested restricted share units into common shares. F2 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · balance_after: This represents Mr. Braun's restricted stock unit balance for this grant after this transaction. Mr. Braun's total outstanding option and long share balances after this transaction will be 16,000 and 26,688 respectively. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:00 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 4,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-004042 · marketforms-38998.xml · derivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,980 Underlying: common shares · 4,980 shares Expires 2017-07-14 F1 · security: Each restricted share unit represented a contigent right to receive one common share of IMAX Corporation. F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F3 · shares: Mr. Braun received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors. F2 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:00 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 4,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-004042 · marketforms-38998.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the conversion of vested restricted share units into common shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:20 UTC | IMAX CORP IMAX · Entity 4276 | Conversionstock options (to buy) · Derivative | 4,000 | $15.80 Strike: $15.80 | $63,200.00 |
DisclosureSEC source: 0001214659-17-003437 · marketforms-38833.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: common shares · 4,000 shares Expires 2017-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,000 stock options scheduled to expire on June 10, 2017 were exercised and converted to common shares. F2 · balance_after: This represents the remaining balance of the options granted on the issue date, June 10, 2010, following this transaction. Mr. Braun's aggregate remaining outstanding option and common share balances following this transaction will be 16,000 and 21,708 respectively. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:20 UTC | IMAX CORP IMAX · Entity 4276 | Salecommon shares | 4,000 | $29.51 | $118,040.00 |
DisclosureSEC source: 0001214659-17-003437 · marketforms-38833.xml · nonDerivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708 Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:20 UTC | IMAX CORP IMAX · Entity 4276 | Conversioncommon shares | 4,000 | $15.80 | $63,200.00 |
DisclosureSEC source: 0001214659-17-003437 · marketforms-38833.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,000 stock options scheduled to expire on June 10, 2017 were exercised and converted to common shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:15 UTC | IMAX CORP IMAX · Entity 4276 | Conversionstock options (to buy) · Derivative | 4,000 | $15.80 Strike: $15.80 | $63,200.00 |
DisclosureSEC source: 0001214659-17-001655 · marketforms-38138.xml · derivative · entry 4 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: common shares · 4,000 shares Expires 2017-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,000 stock options scheduled to expire on June 10, 2017 were exercised and converted to common shares. F2 · balance_after: This represents the remaining balance of the options granted on the issue date, June 10, 2010, following this transaction. Mr. Braun's aggregate remaining outstanding option and common share balances following this transaction will be 20,000 and 21,708 respectively. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:15 UTC | IMAX CORP IMAX · Entity 4276 | Salecommon shares | 4,000 | $32.70 | $130,802.40 |
DisclosureSEC source: 0001214659-17-001655 · marketforms-38138.xml · nonDerivative · entry 3 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:15 UTC | IMAX CORP IMAX · Entity 4276 | Conversioncommon shares | 4,000 | $15.80 | $63,200.00 |
DisclosureSEC source: 0001214659-17-001655 · marketforms-38138.xml · nonDerivative · entry 2 BRAUN NEIL S · CIK 0001262579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,000 stock options scheduled to expire on June 10, 2017 were exercised and converted to common shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.