Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROYCE SMALL-CAP TRUST, INC.RVT · Entity 4424 | Treasurer · CFO Investment Adviser | June 09, 2020 | June 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROYCE SMALL-CAP TRUST, INC.
Report date June 09, 2020 · Filed June 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld in trust | 19,653 |
Reported balance
After 2020-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-06-09 · Sale · Disposed 7,425 · Balance 19,653 F1: Shares held in the Peter & Amy Hoglund Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in the Peter & Amy Hoglund Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2020 Filed Jun 9, 2020 19:49 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | SaleCommon Stock | 7,425 | $13.30 | $98,752.50 |
DisclosureSEC source: 0001567619-20-011888 · doc1.xml · nonDerivative · entry 1 HOGLUND PETER K · CIK 0001640756 · Treasurer · CFO Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Held in trust Disclosed balance after: 19,653 F1 · ownership.nature: Shares held in the Peter & Amy Hoglund Trust. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 19:57 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 2,421 | $15.33 | $37,113.93 |
DisclosureSEC source: 0001140361-18-032017 · doc1.xml · nonDerivative · entry 1 HOGLUND PETER K · CIK 0001640756 · Treasurer · CFO Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Held in trust Disclosed balance after: 27,078 F1 · ownership.nature: Shares held in the Peter & Amy Hoglund Trust. Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 21:15 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 22,000 | $13.54 | $297,880.00 |
DisclosureSEC source: 0001140361-16-090372 · doc1.xml · nonDerivative · entry 1 HOGLUND PETER K · CIK 0001640756 · Treasurer · CFO Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Held in trust Disclosed balance after: 22,000 F1 · ownership.nature: Shares held in the Peter & Amy Hoglund Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.