Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEXMARK INTERNATIONAL INC /KY/LXK · Entity 180755 | Director | November 29, 2016 | November 30, 2016 |
| Q2 Holdings, Inc.QTWO · Entity 4051 | Director | June 09, 2020 | June 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEXMARK INTERNATIONAL INC /KY/
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Disposition to issuer · Disposed 31,588 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.85 · Expires 2017-04-26 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-29 · Disposition to issuer · Disposed 4,800 · Balance 0 F2: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
F2: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
Q2 Holdings, Inc.
Report date June 09, 2020 · Filed June 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,140 |
Reported balance
After 2020-06-09 transaction · row 1
1 source rowRow 1 · 2020-06-09 · Grant · Acquired 1,971 · Balance 10,140 F1: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2020 Filed Jun 11, 2020 17:01 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | GrantCommon Stock | 1,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001410384-20-000094 · wf-form4_159190927963424.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,140 F1 · shares: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2020. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:33 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | GrantCommon Stock | 2,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001410384-19-000090 · wf-form4_156045800774353.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 F1 · shares: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2019. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionStock Option (right to buy) · Derivative | 2,180 | $0.00 Strike: $27.86 | $0.00 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · derivative · entry 9 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,306 Underlying: Common Stock · 2,180 shares Expires 2023-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option grant vests and becomes exercisable in equal monthly installments over 36 months beginning on July 9, 2016. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionStock Option (right to buy) · Derivative | 5,022 | $0.00 Strike: $24.89 | $0.00 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · derivative · entry 8 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,022 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option grant vests and becomes exercisable in equal monthly installments over 36 months beginning on July 9, 2015. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionStock Option (right to buy) · Derivative | 9,615 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · derivative · entry 7 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,615 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant vests and becomes exercisable in equal monthly installments over 36 months beginning on April 19, 2014. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionStock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · derivative · entry 6 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 8, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | SaleCommon Stock | 44,817 | $71.15 | $3,188,729.55 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · nonDerivative · entry 5 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,855 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.415 to $72.28 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 2,180 | $27.86 | $60,734.80 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · nonDerivative · entry 4 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 5,022 | $24.89 | $124,997.58 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · nonDerivative · entry 3 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 9,615 | $13.00 | $124,995.00 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · nonDerivative · entry 2 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:42 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 28,000 | $4.00 | $112,000.00 |
DisclosureSEC source: 0001410384-19-000076 · wf-form4_155787010517849.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:47 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | GrantCommon Stock | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001410384-18-000078 · wf-form4_152909925842570.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,855 F1 · shares: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2018. Read SEC document |
| May 24, 2018 Filed May 24, 2018 18:18 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionStock Option (right to buy) · Derivative | 1,331 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001410384-18-000060 · wf-form4_152720030196911.xml · derivative · entry 6 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 1,331 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 8, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| May 24, 2018 Filed May 24, 2018 18:18 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | SaleCommon Stock | 8,430 | $57.27 | $482,786.10 |
DisclosureSEC source: 0001410384-18-000060 · wf-form4_152720030196911.xml · nonDerivative · entry 4 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.875 to $57.85 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2018 Filed May 24, 2018 18:18 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 1,331 | $4.00 | $5,324.00 |
DisclosureSEC source: 0001410384-18-000060 · wf-form4_152720030196911.xml · nonDerivative · entry 3 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2018 Filed May 24, 2018 18:18 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionStock Option (right to buy) · Derivative | 38,669 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001410384-18-000060 · wf-form4_152720030196911.xml · derivative · entry 5 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,331 Underlying: Common Stock · 38,669 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 8, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| May 23, 2018 Filed May 24, 2018 18:18 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | SaleCommon Stock | 38,669 | $57.39 | $2,219,213.91 |
DisclosureSEC source: 0001410384-18-000060 · wf-form4_152720030196911.xml · nonDerivative · entry 2 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,918 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.60 to $57.80 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2018 Filed May 24, 2018 18:18 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 38,669 | $4.00 | $154,676.00 |
DisclosureSEC source: 0001410384-18-000060 · wf-form4_152720030196911.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:43 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | GrantCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001410384-17-000099 · wf-form4_149730378353866.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,918 F1 · shares: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2017. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerNon Employee Director Stock Option · Derivative | 4,800 | Not disclosed Strike: $54.85 | Not disclosed |
DisclosureSEC source: 0001225208-16-042401 · doc4.xml · derivative · entry 2 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,800 shares Expires 2017-04-26 F2 · shares: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. F2 · price: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerClass A Common Stock | 31,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042401 · doc4.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 06:52 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | GrantClass A Common Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039518 · doc4.xml · nonDerivative · entry 1 MAPLES MICHAEL J · CIK 0001055830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,588 F1 · shares: Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) granted to the Reporting Person under the Issuer's 2005 Non-Employee Director Stock Plan. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying RSUs. F2 · balance_after: 12,141 of these securities are RSUs, including associated DEUs, which have not yet settled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.