Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Chairman and CEO | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,056,875 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 55,638 · Balance 4,056,875 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 4,031,782 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 25,093 · Balance 4,031,782 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 4,098,683 |
Reported balance
After 2026-03-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-09 · Grant · Acquired 66,901 · Balance 4,098,683 F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 4,068,510 |
Reported balance
After 2026-03-09 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-09 · Tax withholding · Disposed 30,173 · Balance 4,068,510 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 300,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,403 Underlying: Common Stock · 300,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: The grant became exercisable in full on January 29, 2012, the third anniversary of the grant date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,023 | $106.09 | $320,710.07 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,270 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.04 to $106.27. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 272,942 | $105.44 | $28,779,004.48 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681,293 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.04 to $106.02. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 24,035 | $104.71 | $2,516,704.85 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954,235 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.04 to $105.03. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 300,000 | $18.28 | $5,484,000.00 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000292 · wf-form4_151078182738134.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,265 F1 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 67,419 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,419 shares Expires 2017-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_date: The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,882 | $86.87 | $597,839.34 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,680,556 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.63 to $87.21. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 60,537 | $86.20 | $5,218,289.40 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,687,438 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.63 to $86.63. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 67,419 | $50.99 | $3,437,694.81 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 300,000 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · derivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,419 Underlying: Common Stock · 300,000 shares Expires 2017-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_date: The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 18,288 | $87.80 | $1,605,686.40 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,680,556 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.68 to $88.15. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 281,712 | $87.15 | $24,551,200.80 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,698,844 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.69 to $87.67. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 300,000 | $50.99 | $15,297,000.00 |
DisclosureSEC source: 0000927628-17-000240 · wf-form4_150119280973320.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 92,696 | $92.40 | $8,565,110.40 |
DisclosureSEC source: 0000927628-17-000141 · wf-form4_148918228542290.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,680,551 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 194,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000141 · wf-form4_148918228542290.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,773,247 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 38,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000102 · wf-form4_148737671428236.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,935 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. F3 · derivative.exercise_date: The restricted stock units vested in full on February 15, 2017. F3 · derivative.expiration_date: The restricted stock units vested in full on February 15, 2017. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 11,124 | $90.93 | $1,011,505.32 |
DisclosureSEC source: 0000927628-17-000102 · wf-form4_148737671428236.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,578,913 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 38,935 | $88.31 | $3,438,349.85 |
DisclosureSEC source: 0000927628-17-000102 · wf-form4_148737671428236.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,590,037 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 38,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000102 · wf-form4_148737671428236.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,628,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 81,486 | $0.00 Strike: $86.34 | $0.00 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,486 Underlying: Common Stock · 81,486 shares Expires 2027-02-02 Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2017 Restricted Stock Units · Derivative | 20,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,675 Underlying: Common Stock · 20,675 shares Expires 2020-02-15 F5 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,607 Underlying: Common Stock · 402 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 563 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,214 Underlying: Common Stock · 563 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 394 | $86.34 | $34,017.96 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,590,037 F4 · kind: Represents shares automatically withheld in connection with restricted stock units granted in February 2016 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 335 | $86.34 | $28,923.90 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,590,431 F3 · kind: Represents shares automatically withheld in connection with restricted stock units granted in January 2015 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 402 | $86.34 | $34,708.68 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,590,766 F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 563 | $86.34 | $48,609.42 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591,168 F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 402 | $86.34 | $34,708.68 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 563 | $86.34 | $48,609.42 |
DisclosureSEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000023 · wf-form4_148615819442857.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,590,766 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 145,974 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000927628-17-000014 · wf-form4_148598430132981.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,419 Underlying: Common Stock · 145,974 shares Expires 2017-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 40,125 | $88.61 | $3,555,476.25 |
DisclosureSEC source: 0000927628-17-000014 · wf-form4_148598430132981.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593,021 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.43 to $88.82. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 105,849 | $88.06 | $9,321,062.94 |
DisclosureSEC source: 0000927628-17-000014 · wf-form4_148598430132981.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,633,146 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.43 to $88.42. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 145,974 | $50.99 | $7,443,214.26 |
DisclosureSEC source: 0000927628-17-000014 · wf-form4_148598430132981.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 300,000 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,393 Underlying: Common Stock · 300,000 shares Expires 2017-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,200 | $89.96 | $287,872.00 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593,021 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 296,800 | $89.31 | $26,507,208.00 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,221 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.94 to $89.82. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 300,000 | $50.99 | $15,297,000.00 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,893,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 300,000 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · derivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,393 Underlying: Common Stock · 300,000 shares Expires 2017-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 153,771 | $89.26 | $13,725,599.46 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593,021 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.86 to $89.70. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 146,229 | $88.55 | $12,948,577.95 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,746,792 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.86 to $88.85. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 300,000 | $50.99 | $15,297,000.00 |
DisclosureSEC source: 0000927628-17-000011 · wf-form4_148581249071371.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,893,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 132,942 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · derivative · entry 14 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,393 Underlying: Common Stock · 132,942 shares Expires 2017-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 132,942 | $80.10 | $10,648,654.20 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · nonDerivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593,016 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.46. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 132,942 | $50.99 | $6,778,712.58 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · nonDerivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 378,100 | $0.00 Strike: $76.45 | $0.00 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · derivative · entry 13 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 378,100 shares Expires 2016-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9 · derivative.exercise_date: The grant became exercisable in full on December 11, 2011, the fifth anniversary of the grant date. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 256,297 | $78.47 | $20,111,625.59 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593,016 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.01 to $79.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 77,025 | $77.46 | $5,966,356.50 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849,313 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.09 to $78.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 44,778 | $79.20 | $3,546,417.60 |
DisclosureSEC source: 0001225208-16-041701 · doc4.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926,338 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.01 to $79.66. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.