Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Chairman and CEO | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,056,875 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 55,638 · Balance 4,056,875 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 4,031,782 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 25,093 · Balance 4,031,782 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 4,098,683 |
Reported balance
After 2026-03-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-09 · Grant · Acquired 66,901 · Balance 4,098,683 F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 4,068,510 |
Reported balance
After 2026-03-09 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-09 · Tax withholding · Disposed 30,173 · Balance 4,068,510 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2020 Filed Feb 20, 2020 00:28 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000095 · wf-form4_158215851339202.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,147 Underlying: Common Stock · 325 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Reflects the correction to a withholding of shares previously reported on February 3, 2020 that, due to an administrative reporting error, inadvertently misstated the number of shares withheld automatically to satisfy the reporting person's tax liability. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2018 which settled in cash based on fair market value on January 30, 2020, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2018 which settled in cash based on fair market value on January 30, 2020, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 559,333 | $0.00 Strike: $36.55 | $0.00 |
DisclosureSEC source: 0000927628-20-000013 · wf-form4_158016029381194.xml · derivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 559,333 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 559,333 | $36.55 | $20,443,621.15 |
DisclosureSEC source: 0000927628-20-000013 · wf-form4_158016029381194.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,416,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 22,465 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000214 · wf-form4_155795092375904.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857,006 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 98,737 | $81.28 | $8,025,343.36 |
DisclosureSEC source: 0000927628-19-000141 · wf-form4_155233527079523.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879,471 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 218,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000141 · wf-form4_155233527079523.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978,208 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 4, 2016 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 27,223 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000100 · wf-form4_155069928288828.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,223 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F3 · derivative.exercise_date: The restricted stock units vested in full on February 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested in full on February 15, 2019. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,875 | $81.57 | $805,503.75 |
DisclosureSEC source: 0000927628-19-000100 · wf-form4_155069928288828.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,759,276 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 27,223 | $79.85 | $2,173,756.55 |
DisclosureSEC source: 0000927628-19-000100 · wf-form4_155069928288828.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,151 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 27,223 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000100 · wf-form4_155069928288828.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 21,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,715 Underlying: Common Stock · 21,715 shares Expires 2022-02-15 F5 · derivative.exercise_price: Represents restricted stock units granted for performance year 2019. Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2019 Restricted Stock Units · Derivative | 34,744 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · derivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,744 Underlying: Common Stock · 34,744 shares Expires 2022-02-15 F4 · derivative.exercise_price: Represents restricted stock units granted for performance year 2018. Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,472 Underlying: Common Stock · 258 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2018 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2018 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · derivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,057 Underlying: Common Stock · 335 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 258 | $80.59 | $20,792.22 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,151 F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2018 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 335 | $80.59 | $26,997.65 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,409 F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 258 | $80.59 | $20,792.22 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2018 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 335 | $80.59 | $26,997.65 |
DisclosureSEC source: 0000927628-19-000056 · wf-form4_154932470497932.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on January 31, 2019, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 242,090 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000927628-18-000273 · wf-form4_153255375415826.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 242,090 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: This grant became exercisable in full on January 29, 2012, the third anniversary of the grant date. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 93,282 | $99.79 | $9,308,610.78 |
DisclosureSEC source: 0000927628-18-000273 · wf-form4_153255375415826.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,142 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.55 to $100.26. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 148,808 | $99.04 | $14,737,944.32 |
DisclosureSEC source: 0000927628-18-000273 · wf-form4_153255375415826.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862,424 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.55 to $99.54. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 242,090 | $18.28 | $4,425,405.20 |
DisclosureSEC source: 0000927628-18-000273 · wf-form4_153255375415826.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,011,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| May 08, 2018 Filed May 10, 2018 22:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 511 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000927628-18-000210 · wf-form4_152599259262973.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,090 Underlying: Common Stock · 511 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant became exercisable in full on January 29, 2012, the third anniversary of the grant date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 22:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 511 | $95.00 | $48,545.00 |
DisclosureSEC source: 0000927628-18-000210 · wf-form4_152599259262973.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,138 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 08, 2018 Filed May 10, 2018 22:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 511 | $18.28 | $9,341.08 |
DisclosureSEC source: 0000927628-18-000210 · wf-form4_152599259262973.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 242,600 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000927628-18-000168 · wf-form4_152486277846711.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,601 Underlying: Common Stock · 242,600 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The grant became exercisable in full on January 29, 2012, the third anniversary of the grant date. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,850 | $91.90 | $537,615.00 |
DisclosureSEC source: 0000927628-18-000168 · wf-form4_152486277846711.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,138 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.70 to $92.05. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 131,837 | $92.56 | $12,202,832.72 |
DisclosureSEC source: 0000927628-18-000168 · wf-form4_152486277846711.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774,988 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.06 to $93.05. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 51,950 | $93.47 | $4,855,766.50 |
DisclosureSEC source: 0000927628-18-000168 · wf-form4_152486277846711.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906,825 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.06 to $94.04. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 52,963 | $94.37 | $4,998,118.31 |
DisclosureSEC source: 0000927628-18-000168 · wf-form4_152486277846711.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,958,775 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.05 to $95.03. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 242,600 | $18.28 | $4,434,728.00 |
DisclosureSEC source: 0000927628-18-000168 · wf-form4_152486277846711.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,011,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 83,093 | $98.15 | $8,155,577.95 |
DisclosureSEC source: 0000927628-18-000140 · wf-form4_152088550465279.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,138 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 184,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000140 · wf-form4_152088550465279.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,852,231 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 29, 2015 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 38,214 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000093 · wf-form4_151916946747006.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,214 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. F3 · derivative.exercise_date: The restricted stock units vested in full on February 15, 2018. F3 · derivative.expiration_date: The restricted stock units vested in full on February 15, 2018. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,908 | $98.67 | $977,622.36 |
DisclosureSEC source: 0000927628-18-000093 · wf-form4_151916946747006.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667,986 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 38,214 | $99.52 | $3,803,057.28 |
DisclosureSEC source: 0000927628-18-000093 · wf-form4_151916946747006.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,677,894 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 38,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000093 · wf-form4_151916946747006.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,716,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of share of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2018 Restricted Stock Units · Derivative | 23,730 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,730 Underlying: Common Stock · 23,730 shares Expires 2021-02-15 F4 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 283 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · derivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,392 Underlying: Common Stock · 283 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,223 Underlying: Common Stock · 384 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 376 | $104.72 | $39,374.72 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,677,894 F3 · kind: Represents shares automatically withheld in connection with restricted stock units granted in February 2016 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 283 | $104.72 | $29,635.76 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,270 F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 384 | $104.72 | $40,212.48 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,553 F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 283 | $104.72 | $29,635.76 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2017 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 384 | $104.72 | $40,212.48 |
DisclosureSEC source: 0000927628-18-000049 · wf-form4_151787001580942.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 1, 2018, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 185,202 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,201 Underlying: Common Stock · 185,202 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: The grant became exercisable in full on January 29, 2012, the third anniversary of the grant date. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 200 | $105.83 | $21,166.00 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,270 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 73,129 | $105.20 | $7,693,170.80 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,470 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.72 to $105.64. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 111,873 | $104.22 | $11,659,404.06 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,751,599 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.72 to $104.70. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 185,202 | $18.28 | $3,385,492.56 |
DisclosureSEC source: 0000927628-18-000020 · wf-form4_151700710737259.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,863,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.