Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Information Officer | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,292 |
Ending reported balance
After 2026-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-09 · Grant · Acquired 9,957 · Balance 81,783 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Row 2 · 2026-03-09 · Tax withholding · Disposed 4,491 · Balance 77,292 F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | IndirectThe Alexander Fund | 100 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100 |
| Common StockSEC Table I · non-derivative | IndirectRobert M. Alexander UGMA | 2 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2008 Performance Share Units · Derivative | 27,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · derivative · entry 8 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: These performance share units for the January 31, 2008 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F7 · derivative.exercise_date: These performance share units for the January 31, 2008 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F7 · derivative.expiration_date: These performance share units for the January 31, 2008 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 17,119 | $48.28 | $826,505.32 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · nonDerivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,795 F4 · kind: These shares are automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 31, 2008 grant. This is authorized in the performance share award agreement. F5 · balance_after: The amount held was corrected to report the total beneficial holding of the reporting person. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,914 F3 · security: The performance shares for the January 31, 2008 grant were reported at 100% target. These shares represent the number of additional shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 18,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,369 F2 · security: This restricted stock will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 27,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 31, 2008 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 8,003 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-11-000801 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,003 shares Expires 2010-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 8,003 | $41.23 | $329,963.69 |
DisclosureSEC source: 0001225208-11-000801 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,110 F2 · balance_after: Includes 9 shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-000801 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,431 | $37.98 | $54,349.38 |
DisclosureSEC source: 0001225208-10-007138 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,101 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 21, 2010 Filed Feb 23, 2010 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,143 | $37.79 | $43,193.97 |
DisclosureSEC source: 0001225208-10-005361 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,529 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,089 | $36.86 | $261,300.54 |
DisclosureSEC source: 0001225208-10-003118 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,672 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 27, 2010 Filed Jan 30, 2010 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 8,003 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-002682 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,003 Underlying: Common Stock · 8,003 shares Expires 2010-12-31 F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010. Read SEC document |
| January 27, 2010 Filed Jan 30, 2010 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 18,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-002682 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,761 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter. Read SEC document |
| January 07, 2010 Filed Jan 8, 2010 22:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,120 | $43.00 | $134,160.00 |
DisclosureSEC source: 0001225208-10-001244 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,000 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| October 23, 2009 Filed Oct 27, 2009 20:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,452 | $41.73 | $310,971.96 |
DisclosureSEC source: 0001225208-09-021025 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,117 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| August 06, 2009 Filed Aug 10, 2009 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $32.00 | $64,000.00 |
DisclosureSEC source: 0001225208-09-017067 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,566 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 5, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 29, 2009 Filed Jul 30, 2009 20:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,090 | $29.71 | $210,643.90 |
DisclosureSEC source: 0001225208-09-016294 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,566 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 07, 2009 Filed May 8, 2009 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,623 | $27.00 | $97,821.00 |
DisclosureSEC source: 0001225208-09-011962 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,652 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 5, 2009, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Does not include shares acquired through the 401(k) Plan account which were included in the reporting person's prior ownership reports as direct beneficial holdings. Read SEC document |
| May 06, 2009 Filed May 8, 2009 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,873 | $22.00 | $85,206.00 |
DisclosureSEC source: 0001225208-09-011962 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,275 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 5, 2009, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 888 | $10.34 | $9,181.92 |
DisclosureSEC source: 0001225208-09-006354 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,063 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 22:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 595 | $10.97 | $6,527.15 |
DisclosureSEC source: 0001225208-09-006150 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,951 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction. Read SEC document |
| February 21, 2009 Filed Feb 24, 2009 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,363 | $9.43 | $12,853.09 |
DisclosureSEC source: 0001225208-09-004756 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,721 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 134,771 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002547 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,771 Underlying: Common Stock · 134,771 shares Expires 2019-01-28 F7 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 23,810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002547 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 Underlying: Common Stock · 23,810 shares Expires 2012-03-15 F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 11,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002547 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,084 F2 · security: This restricted stock will vest on July 29, 2009. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 76,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002547 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,325 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:31 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 22,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002996 · doc4a.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,084 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:31 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 66,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002996 · doc4a.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,068 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,847 | $60.00 | $350,820.00 |
DisclosureSEC source: 0001225208-08-015015 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,575 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 11, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,157 | $55.00 | $228,635.00 |
DisclosureSEC source: 0001225208-08-015015 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,422 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 11, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2008 Filed Mar 18, 2008 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,145 | $49.07 | $56,185.15 |
DisclosureSEC source: 0001225208-08-005174 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,623 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2008 Filed Mar 5, 2008 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 434 | $45.73 | $19,846.82 |
DisclosureSEC source: 0001225208-08-004496 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,768 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 02, 2008 Filed Mar 4, 2008 22:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 609 | $47.02 | $28,635.18 |
DisclosureSEC source: 0001225208-08-004281 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,202 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 02:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 63,740 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001225208-08-003477 · doc4.xml · derivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,740 Underlying: Common Stock · 63,740 shares Expires 2018-02-20 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on February 21, 2009 and annually thereafter. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 02:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 14,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-003477 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,811 F1 · security: This grant of restricted stock in contingent upon the achievement by the issuer of a predetermined earnings per share for 2007. The shares vest in the following manner: 25% of the shares will vest on February 21, 2009; 25% will vest on February 21, 2010 and the remaining 50% will vest on February 21, 2011. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction. Read SEC document |
| January 30, 2008 Filed Feb 2, 2008 00:28 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Shares · Derivative | 27,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-001990 · doc4.xml · derivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,760 Underlying: Common Stock · 27,760 shares Expires 2011-03-15 F1 · derivative.exercise_price: The performance shares do not carry a conversion price. F2 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.