Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Information Officer | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,292 |
Ending reported balance
After 2026-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-09 · Grant · Acquired 9,957 · Balance 81,783 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Row 2 · 2026-03-09 · Tax withholding · Disposed 4,491 · Balance 77,292 F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | IndirectThe Alexander Fund | 100 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100 |
| Common StockSEC Table I · non-derivative | IndirectRobert M. Alexander UGMA | 2 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2012 Filed Sep 17, 2012 20:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-019756 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,848 Underlying: Common Stock · 5,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| September 13, 2012 Filed Sep 17, 2012 20:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 11,000 | $59.00 | $649,000.00 |
DisclosureSEC source: 0001225208-12-019756 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,616 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| September 13, 2012 Filed Sep 17, 2012 20:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,186 | $59.00 | $482,974.00 |
DisclosureSEC source: 0001225208-12-019756 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,616 F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 13, 2012 Filed Sep 17, 2012 20:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,000 | $18.28 | $91,400.00 |
DisclosureSEC source: 0001225208-12-019756 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 12,000 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001225208-12-008407 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 33 1/3 increments beginning on December 6, 2003 and annually thereafter. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 16,000 | $57.00 | $912,000.00 |
DisclosureSEC source: 0001225208-12-008407 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,798 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $57.00 | $285,000.00 |
DisclosureSEC source: 0001225208-12-008407 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,798 F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 12,000 | $34.13 | $409,560.00 |
DisclosureSEC source: 0001225208-12-008407 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $55.00 | $275,000.00 |
DisclosureSEC source: 0001225208-12-008093 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,798 F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $55.00 | $110,000.00 |
DisclosureSEC source: 0001225208-12-008093 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,798 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,165 | $53.00 | $114,745.00 |
DisclosureSEC source: 0001225208-12-007828 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,798 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 14, 2012 Filed Mar 16, 2012 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $53.00 | $5,300.00 |
DisclosureSEC source: 0001225208-12-007828 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,963 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 29,304 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · derivative · entry 10 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,304 Underlying: Common Stock · 29,304 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 11,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · derivative · entry 9 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,033 Underlying: Common Stock · 11,033 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 18,915 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · derivative · entry 8 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,915 Underlying: Common Stock · 18,915 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 21,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · derivative · entry 7 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,018 Underlying: Common Stock · 21,018 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2009 Performance Share Units · Derivative | 18,470 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,470 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,795 | $45.75 | $356,621.25 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,061 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,856 F2 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002917 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 29, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 8,895 | $46.05 | $409,614.75 |
DisclosureSEC source: 0001225208-12-002533 · doc4.xml · nonDerivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,872 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 27, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,014 | $46.05 | $92,744.70 |
DisclosureSEC source: 0001225208-12-002533 · doc4.xml · nonDerivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,767 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 5,527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002533 · doc4.xml · derivative · entry 8 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,056 Underlying: Common Stock · 5,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,527 | $45.81 | $253,191.87 |
DisclosureSEC source: 0001225208-12-002533 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,781 F3 · balance_after: Includes shares acquired by the reporting person through a broker sponsored dividend reinvestment plan. Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,950 | $45.61 | $88,939.50 |
DisclosureSEC source: 0001225208-12-002533 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,308 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002533 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 12,651 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-11-026606 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,651 shares Expires 2011-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 12,651 | $43.41 | $549,179.91 |
DisclosureSEC source: 0001225208-11-026606 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,441 F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 12,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026606 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-012595 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,848 Underlying: Common Stock · 10,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 14,926 | $55.00 | $820,930.00 |
DisclosureSEC source: 0001225208-11-012595 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,434 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 2 shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,000 | $18.28 | $182,800.00 |
DisclosureSEC source: 0001225208-11-012595 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,848 Underlying: Common Stock · 10,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,000 | $52.50 | $525,000.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,358 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $52.50 | $262,500.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,358 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,000 | $18.28 | $182,800.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 24,923 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,848 Underlying: Common Stock · 24,923 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 24,923 | $50.24 | $1,252,131.52 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,358 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $50.02 to $50.41. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes 2 shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $50.20 | $251,000.00 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,281 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 24,923 | $18.28 | $455,592.44 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 21, 2011 Filed Feb 23, 2011 21:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,995 | $52.69 | $157,806.55 |
DisclosureSEC source: 0001225208-11-006862 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,356 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,926 | $52.00 | $256,152.00 |
DisclosureSEC source: 0001225208-11-005763 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,351 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,588 | $50.00 | $229,400.00 |
DisclosureSEC source: 0001225208-11-005344 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,277 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,596 | $49.86 | $328,876.56 |
DisclosureSEC source: 0001225208-11-004763 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F1 · shares: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. Read SEC document |
| January 29, 2011 Filed Jan 31, 2011 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,291 | $48.24 | $448,197.84 |
DisclosureSEC source: 0001225208-11-004248 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,865 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,639 | $48.40 | $127,727.60 |
DisclosureSEC source: 0001225208-11-004248 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,156 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 50,383 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · derivative · entry 12 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,383 Underlying: Common Stock · 50,383 shares Expires 2021-01-25 F11 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 12,651 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · derivative · entry 11 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651 Underlying: Common Stock · 12,651 shares Expires 2011-12-15 F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 16,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · derivative · entry 10 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,583 Underlying: Common Stock · 16,583 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F10 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F10 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 11,624 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004167 · doc4.xml · derivative · entry 9 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,624 Underlying: Common Stock · 11,624 shares Expires not disclosed F8 · derivative.exercise_price: These performance shares are settled at the end of a three-year performance period (January 1, 2011 to December 31, 2013) based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. The number of shares reported represents 200% of the target award amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable atsettlement. F8 · derivative.exercise_date: These performance shares are settled at the end of a three-year performance period (January 1, 2011 to December 31, 2013) based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. The number of shares reported represents 200% of the target award amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable atsettlement. F8 · derivative.expiration_date: These performance shares are settled at the end of a three-year performance period (January 1, 2011 to December 31, 2013) based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. The number of shares reported represents 200% of the target award amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable atsettlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.