Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Financial Services | March 09, 2026 | March 11, 2026 |
| CBRE GROUP, INC.CBRE · Entity 3066 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,858 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 9,922 · Balance 153,858 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 149,383 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 4,475 · Balance 149,383 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
CBRE GROUP, INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,433 |
Ending reported balance
After 2026-05-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-21 · Grant · Acquired 1,907 · Balance 3,975 F1: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Row 2 · 2026-05-21 · Grant · Acquired 1,526 · Balance 5,501 F2: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Row 3 · 2026-05-26 · Gift · Disposed 2,068 · Balance 3,433 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sanjiv Yajnik Revocable Trust | 29,587 |
Reported balance
After 2026-05-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-05-26 · Gift · Acquired 2,068 · Balance 29,587 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders.
F2: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 30, 2021 Filed Sep 1, 2021 20:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 790 | $170.56 | $134,742.40 |
DisclosureSEC source: 0000927628-21-000270 · wf-form4_163052682520607.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,594 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 20:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,830 | $169.60 | $310,368.00 |
DisclosureSEC source: 0000927628-21-000270 · wf-form4_163052682520607.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,384 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes shares acquired by the reporting person through a dividend reinvestment program since the last reported transaction. Read SEC document |
| August 27, 2021 Filed Aug 27, 2021 22:08 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 13,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011775 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanjiv Yajnik Revocable Trust Disclosed balance after: 13,040 Read SEC document |
| August 27, 2021 Filed Aug 27, 2021 22:08 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 13,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011775 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,321 Read SEC document |
| May 19, 2021 Filed May 21, 2021 23:27 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 1,177 | $84.89 | $99,915.53 |
DisclosureSEC source: 0001225208-21-008431 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,361 F2 · kind: Such shares were issued to the reporting person in lieu of cash payment for director fees. Read SEC document |
| May 19, 2021 Filed May 21, 2021 23:27 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008431 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,184 F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 22,462 | $0.00 Strike: $86.34 | $0.00 |
DisclosureSEC source: 0000927628-21-000150 · wf-form4_161851880941061.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,462 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 33,684 | $135.00 | $4,547,340.00 |
DisclosureSEC source: 0000927628-21-000150 · wf-form4_161851880941061.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,128 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.07. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 22,462 | $86.34 | $1,939,369.08 |
DisclosureSEC source: 0000927628-21-000150 · wf-form4_161851880941061.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,203 | $132.10 | $819,416.30 |
DisclosureSEC source: 0000927628-21-000143 · wf-form4_161584329352159.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,350 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000143 · wf-form4_161584329352159.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,553 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 28,633 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0000927628-21-000117 · wf-form4_161541415249602.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,633 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 47,485 | $130.03 | $6,174,474.55 |
DisclosureSEC source: 0000927628-21-000117 · wf-form4_161541415249602.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,790 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.07. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 28,633 | $63.73 | $1,824,781.09 |
DisclosureSEC source: 0000927628-21-000117 · wf-form4_161541415249602.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 14,396 | $125.00 | $1,799,500.00 |
DisclosureSEC source: 0000927628-21-000108 · wf-form4_161497991413677.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,642 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 600 | $123.96 | $74,376.00 |
DisclosureSEC source: 0000927628-21-000106 · wf-form4_161480699810920.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,038 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.91 to $124.03. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 19,108 | $123.38 | $2,357,545.04 |
DisclosureSEC source: 0000927628-21-000106 · wf-form4_161480699810920.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,638 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.87 to $123.83. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,939 | $122.41 | $604,582.99 |
DisclosureSEC source: 0000927628-21-000106 · wf-form4_161480699810920.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,746 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.87 to $122.82. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 2,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000069 · wf-form4_161359781412345.xml · derivative · entry 6 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,692 | $117.75 | $199,233.00 |
DisclosureSEC source: 0000927628-21-000069 · wf-form4_161359781412345.xml · nonDerivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,566 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,670 | $117.75 | $196,642.50 |
DisclosureSEC source: 0000927628-21-000069 · wf-form4_161359781412345.xml · nonDerivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,258 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,058 | $117.75 | $124,579.50 |
DisclosureSEC source: 0000927628-21-000069 · wf-form4_161359781412345.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,928 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,305 | $109.60 | $252,628.00 |
DisclosureSEC source: 0000927628-21-000069 · wf-form4_161359781412345.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,986 F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000069 · wf-form4_161359781412345.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,248 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000042 · wf-form4_161282214255668.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,986 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: The number of shares reported as direct holdings reflects the correction of a past understatement of 22 shares arising from an administrative reporting error. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 14, 2020 Filed May 18, 2020 23:06 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007983 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,829 F2 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 14, 2021 or the Issuer's next annual meeting of stockholders. Read SEC document |
| May 14, 2020 Filed May 18, 2020 23:06 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,789 | $35.85 | $99,985.65 |
DisclosureSEC source: 0001225208-20-007983 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,040 F1 · kind: Such shares were issued to the reporting person in lieu of cash payment for director fees. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 5,236 | $85.08 | $445,478.88 |
DisclosureSEC source: 0000927628-20-000146 · wf-form4_158378487447913.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,577 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000146 · wf-form4_158378487447913.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,813 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 2, 2017 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 2,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · derivative · entry 9 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305 Underlying: Common Stock · 2,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 2,709 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · derivative · entry 8 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,291 | $102.64 | $235,148.24 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 7 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,421 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,712 | $102.64 | $175,719.68 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 6 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,712 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,833 | $102.64 | $188,139.12 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,424 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,305 | $102.03 | $235,179.15 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,257 F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,709 | $102.03 | $276,399.27 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,562 F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000092 · wf-form4_158215844633289.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000052 · wf-form4_158076708963839.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,046 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2021 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,925 | $107.01 | $1,490,114.25 |
DisclosureSEC source: 0000927628-20-000011 · wf-form4_157990028920022.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,148 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.02. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 29,688 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · derivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,688 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 27,928 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,928 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 57,616 | $105.00 | $6,049,680.00 |
DisclosureSEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,073 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 29,688 | $74.96 | $2,225,412.48 |
DisclosureSEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 27,928 | $70.96 | $1,981,770.88 |
DisclosureSEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:34 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 4,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008296 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,251 F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 17, 2020 or the Issuer's next annual meeting of stockholders. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,919 | $81.28 | $562,376.32 |
DisclosureSEC source: 0000927628-19-000143 · wf-form4_155233535588410.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,057 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,581 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000143 · wf-form4_155233535588410.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,976 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 4, 2016 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 2,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000094 · wf-form4_155069905602313.xml · derivative · entry 12 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610 Underlying: Common Stock · 2,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F8 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F8 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 2,708 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000094 · wf-form4_155069905602313.xml · derivative · entry 11 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709 Underlying: Common Stock · 2,708 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.