Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Financial Services | March 09, 2026 | March 11, 2026 |
| CBRE GROUP, INC.CBRE · Entity 3066 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,858 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 9,922 · Balance 153,858 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 149,383 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 4,475 · Balance 149,383 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
CBRE GROUP, INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,433 |
Ending reported balance
After 2026-05-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-21 · Grant · Acquired 1,907 · Balance 3,975 F1: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Row 2 · 2026-05-21 · Grant · Acquired 1,526 · Balance 5,501 F2: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Row 3 · 2026-05-26 · Gift · Disposed 2,068 · Balance 3,433 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sanjiv Yajnik Revocable Trust | 29,587 |
Reported balance
After 2026-05-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-05-26 · Gift · Acquired 2,068 · Balance 29,587 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders.
F2: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed May 26, 2026 21:07 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005600 · doc4.xml · nonDerivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanjiv Yajnik Revocable Trust Disclosed balance after: 29,587 Read SEC document |
| May 26, 2026 Filed May 26, 2026 21:07 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005600 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,433 Read SEC document |
| May 21, 2026 Filed May 26, 2026 21:07 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 1,526 | $131.04 | $199,967.04 |
DisclosureSEC source: 0001225208-26-005600 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,501 F2 · kind: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Read SEC document |
| May 21, 2026 Filed May 26, 2026 21:07 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005600 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,975 F1 · kind: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,475 | $185.73 | $831,141.75 |
DisclosureSEC source: 0001466919-26-000006 · wk-form4_1773262143.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,383 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001466919-26-000006 · wk-form4_1773262143.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,858 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,223 | $207.37 | $253,613.51 |
DisclosureSEC source: 0001466919-26-000004 · wk-form4_1771452402.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,881 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,703 | $207.37 | $353,151.11 |
DisclosureSEC source: 0001466919-26-000004 · wk-form4_1771452402.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,104 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,327 | $207.37 | $275,179.99 |
DisclosureSEC source: 0001466919-26-000004 · wk-form4_1771452402.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,807 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 7,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001466919-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,134 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000211 · wk-form4_1749159097.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,497 F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| May 23, 2025 Filed May 23, 2025 20:54 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005441 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanjiv Yajnik Revocable Trust Disclosed balance after: 27,519 Read SEC document |
| May 23, 2025 Filed May 23, 2025 20:54 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005441 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,068 Read SEC document |
| May 21, 2025 Filed May 23, 2025 20:54 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005441 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,523 F1 · kind: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2026 or the Issuer's next annual meeting of stockholders. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,994 | $163.87 | $654,496.78 |
DisclosureSEC source: 0000927628-25-000110 · wk-form4_1741816767.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,717 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000110 · wk-form4_1741816767.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,654 F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,766 | $202.16 | $357,014.56 |
DisclosureSEC source: 0000927628-25-000077 · wk-form4_1740005018.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,799 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,748 | $202.16 | $353,375.68 |
DisclosureSEC source: 0000927628-25-000077 · wk-form4_1740005018.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,565 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,015 | $202.16 | $205,192.40 |
DisclosureSEC source: 0000927628-25-000077 · wk-form4_1740005018.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,313 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,132 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000038 · wk-form4_1738886845.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,328 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:27 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006371 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanjiv Yajnik Revocable Trust Disclosed balance after: 25,064 Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:27 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006371 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,455 Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:27 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006371 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,374 F1 · kind: The restricted stock units reported hereunder were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 22, 2025 or the Issuer's next annual meeting of stockholders. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,966 | $138.46 | $1,379,892.36 |
DisclosureSEC source: 0000927628-24-000132 · wk-form4_1710370453.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,111 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 22,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000132 · wk-form4_1710370453.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,990 F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,985 | $136.36 | $270,674.60 |
DisclosureSEC source: 0000927628-24-000076 · wk-form4_1708463474.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,893 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,079 | $136.36 | $147,132.44 |
DisclosureSEC source: 0000927628-24-000076 · wk-form4_1708463474.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,754 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,330 | $136.36 | $181,358.80 |
DisclosureSEC source: 0000927628-24-000076 · wk-form4_1708463474.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,833 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 11,742 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000037 · wk-form4_1707169932.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,163 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:04 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006113 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanjiv Yajnik Revocable Trust Disclosed balance after: 22,145 Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:04 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006113 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,919 Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:04 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006113 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,669 F1 · kind: The restricted stock units reported hereunder were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 17, 2024 or the Issuer's next annual meeting of stockholders. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,130 | $108.58 | $991,335.40 |
DisclosureSEC source: 0000927628-23-000132 · wf-form4_167787758163504.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,421 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 20,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000132 · wf-form4_167787758163504.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,551 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,516 | $114.63 | $173,779.08 |
DisclosureSEC source: 0000927628-23-000090 · wf-form4_167666798601189.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,308 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,330 | $114.63 | $152,457.90 |
DisclosureSEC source: 0000927628-23-000090 · wf-form4_167666798601189.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,687 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,295 | $114.63 | $148,445.85 |
DisclosureSEC source: 0000927628-23-000090 · wf-form4_167666798601189.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,017 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000039 · wf-form4_167511631331858.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,312 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:26 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007247 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanjiv Yajnik Revocable Trust Disclosed balance after: 15,395 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:26 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GiftClass A Common Stock | 2,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007247 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:26 UTC | CBRE GROUP, INC. CBRE · Entity 3066 | GrantClass A Common Stock | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007247 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,105 F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 14,810 | $130.09 | $1,926,632.90 |
DisclosureSEC source: 0000927628-22-000133 · wf-form4_164737516681988.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,110 F4 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 32,837 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000133 · wf-form4_164737516681988.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,920 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. F3 · balance_after: The number of shares reported as direct holdings reflects the correction of a past understatement of 3 shares arising from an administrative error. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,992 | $158.89 | $316,508.88 |
DisclosureSEC source: 0000927628-22-000099 · wf-form4_164513266165867.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,993 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,869 | $158.89 | $296,965.41 |
DisclosureSEC source: 0000927628-22-000099 · wf-form4_164513266165867.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,985 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,752 | $158.89 | $278,375.28 |
DisclosureSEC source: 0000927628-22-000099 · wf-form4_164513266165867.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,854 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,086 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000046 · wf-form4_164426946328270.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,606 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 20:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 451 | $170.00 | $76,670.00 |
DisclosureSEC source: 0000927628-21-000286 · wf-form4_163294906165079.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,415 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 20:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,658 | $172.68 | $286,303.44 |
DisclosureSEC source: 0000927628-21-000270 · wf-form4_163052682520607.xml · nonDerivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,866 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 20:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,070 | $171.82 | $183,847.40 |
DisclosureSEC source: 0000927628-21-000270 · wf-form4_163052682520607.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,524 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.