Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SRH Total Return Fund, Inc.
Report date May 05, 2020 · Filed June 16, 2020
Section 16 reporting ended · disclosed 2020-06-16. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2020 Filed May 11, 2020 20:52 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | SaleCOMMON STOCK | 3,571,918 | $9.26 | $33,075,960.68 |
DisclosureSEC source: 0001800607-20-000004 · primary_doc.xml · nonDerivative · entry 1 LBT 2019 Trust · CIK 0001800607 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On May 5, 2020, the Reporting Person (also referred to as the "2019 Trust") distributed the following shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") to the following affiliated trusts: 791,887 Shares to the John X. Ciciora Trust; 926,677 Shares to the Jack S. Ciciora Trust; 926,677 to the Amanda N. Ciciora Trust; and 926,677 Shares to the Courtney M. Ciciora Trust (together, the "Recipient Trusts"). The Reporting Person distributed the Shares pursuant to a general power of appointment granted to John X. Ciciora, Jack S. Ciciora, Amanda N. Ciciora and Courtney M. Ciciora (each, a "Beneficiary") in its governing trust instrument. Under the terms of the 2019 Trust, each Beneficiary has the right to appoint their respectively allocated Shares in their discretion and each Beneficiary has directed the 2019 Trust's trustee to transfer their allocated Shares to the Recipient Trust associated with their name as set forth above. F2 · ownership.direct: The trustee of the 2019 Trust is Peak Trust Company-AK, which may be deemed to control the 2019 Trust. As a result of being a beneficiary under the 2019 Trust and his advisory role with the 2019 Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the 2019 Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the 2019 Trust. F3 · ownership.direct: The 2019 Trust and trusts, persons and entities affiliated with the 2019 Trust, including Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:39 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | SaleCOMMON STOCK | 2,106,082 | $11.66 | $24,556,916.12 |
DisclosureSEC source: 0001800607-20-000003 · primary_doc.xml · nonDerivative · entry 1 LBT 2019 Trust · CIK 0001800607 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571,918 F1 · shares: On February 20, 2020, the Reporting Person (also referred to as the "2019 Trust") distributed the following shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") to the following affiliated trusts: 657,097 Shares to the Stewart West Indies Trust: 791,887 Shares to the Susan L. Ciciora Trust; and 657,098 Shares to the John S. Horejsi Trust (together, the "Recipient Trusts"). The Reporting Person distributeed the Shares pursuant to a general power of appointment granted to Stewart R. Horejsi, Susan L. Ciciora and John S. Horejsi (the "Beneficiaries") in the governing trust instrument. Under the terms of the 2019 Trust, each Beneficiary has the right to appoint their respectively allocated Shares in their discretion and each Beneficiary has directed the 2019 Trust's trustee to transfer their allocated Shares to the Recipient Trust associated with their name as set forth above. F2 · ownership.direct: The trustee of the 2019 Trust is Peak Trust Company-AK, which may be deemed to control the 2019 Trust. As a result of being a beneficiary under the 2019 Trust and his advisory role with the 2019 Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the 2019 Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the 2019 Trust. F3 · ownership.direct: The 2019 Trust and trusts, persons and entities affiliated with the 2019 Trust, including Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.