Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNY MELLON HIGH YIELD STRATEGIES FUNDDHF · Entity 6426 | Portfolio Manager to Sub-Adv. | June 23, 2020 | June 24, 2020 |
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.DCF · Entity 110740 | Co-CIO to Sub-Adviser | March 18, 2020 | March 18, 2020 |
| BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.NONE · Entity 110730 | PM to the Sub-Adviser | August 27, 2019 | August 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNY MELLON HIGH YIELD STRATEGIES FUND
Report date June 23, 2020 · Filed June 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial Interest, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 59,600 |
Reported balance
After 2020-06-23 transaction · row 1
1 source rowRow 1 · 2020-06-23 · Purchase · Acquired 20,000 · Balance 59,600 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in seven transactions at prices ranging from $2.599 to $2.609 inclusive. The reporting person undertakes to provide BNY Mellon Investment Adviser, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in seven transactions at prices ranging from $2.599 to $2.609 inclusive. The reporting person undertakes to provide BNY Mellon Investment Adviser, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
Report date March 18, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,300 |
Reported balance
After 2020-03-18 transaction · row 1
1 source rowRow 1 · 2020-03-18 · Purchase · Acquired 14,800 · Balance 72,300 |
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
Report date August 27, 2019 · Filed August 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2019-08-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2020 Filed Jun 24, 2020 14:21 UTC | BNY MELLON HIGH YIELD STRATEGIES FUND DHF · Entity 6426 | PurchaseShares of Beneficial Interest, Par Value $.001 Per Share | 20,000 | $2.60 | $52,046.00 |
DisclosureSEC source: 0001057861-20-000010 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · Portfolio Manager to Sub-Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,600 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in seven transactions at prices ranging from $2.599 to $2.609 inclusive. The reporting person undertakes to provide BNY Mellon Investment Adviser, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:09 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 14,800 | $5.41 | $80,068.00 |
DisclosureSEC source: 0001463901-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · Co-CIO to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,300 Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:30 UTC | BNY MELLON HIGH YIELD STRATEGIES FUND DHF · Entity 6426 | PurchaseShares of Beneficial Interest, Par Value $.001 Per Share | 39,600 | $2.50 | $99,150.48 |
DisclosureSEC source: 0001057861-20-000004 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · Portfolio Manager to Sub-Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,600 Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 16:10 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 2,500 | $7.65 | $19,125.00 |
DisclosureSEC source: 0001463901-18-000006 · primary_doc.xml · nonDerivative · entry 3 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 16:10 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 3,500 | $7.67 | $26,845.00 |
DisclosureSEC source: 0001463901-18-000006 · primary_doc.xml · nonDerivative · entry 2 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 16:10 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 7,500 | $7.75 | $58,125.00 |
DisclosureSEC source: 0001463901-18-000006 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 11:21 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 2,000 | $8.62 | $17,240.00 |
DisclosureSEC source: 0001463901-18-000005 · primary_doc.xml · nonDerivative · entry 2 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 11:21 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 9,500 | $8.64 | $82,080.00 |
DisclosureSEC source: 0001463901-18-000005 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 12:12 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 7,500 | $8.74 | $65,550.00 |
DisclosureSEC source: 0001408186-18-000003 · primary_doc.xml · nonDerivative · entry 3 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 12:12 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 3,000 | $8.73 | $26,190.00 |
DisclosureSEC source: 0001408186-18-000003 · primary_doc.xml · nonDerivative · entry 2 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 12:12 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 1,000 | $8.72 | $8,720.00 |
DisclosureSEC source: 0001408186-18-000003 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 13:15 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 7,000 | $9.06 | $63,420.00 |
DisclosureSEC source: 0001463901-18-000004 · primary_doc.xml · nonDerivative · entry 2 Hart Leland · CIK 0001463901 · PM to the Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were bought in multiple transactions at prices ranging from $9.04 to $9.07 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares bought at each separate price within the range set forth in the footnote. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 13:15 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 4,000 | $9.05 | $36,208.00 |
DisclosureSEC source: 0001463901-18-000004 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · PM to the Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were bought in multiple transactions at prices ranging from $9.04 to $9.07 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares bought at each separate price within the range set forth in the footnote. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 14:11 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 10,000 | $9.49 | $94,870.00 |
DisclosureSEC source: 0001463901-18-000003 · primary_doc.xml · nonDerivative · entry 1 Hart Leland · CIK 0001463901 · PM to the Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were bought in multiple transactions at prices ranging from $9.4681 to $9.4999 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares bought at each separate price within the range set forth in the footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.