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SULLIVAN GODFREY

Disclosed activity across 6 companies

Tapewire entity
14822
SEC CIK
0001233412

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITRIX SYSTEMS INCCTXS · Entity 123414DirectorJuly 03, 2017July 05, 2017
CrowdStrike Holdings, Inc.CRWD · Entity 1172DirectorMarch 13, 2026March 16, 2026
Gitlab Inc.GTLB · Entity 3663DirectorAugust 21, 2026August 25, 2026
RingCentral, Inc.RNG · Entity 2299DirectorJune 01, 2021June 04, 2021
SPLUNK INCSPLK · Entity 92815DirectorMarch 11, 2019March 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITRIX SYSTEMS INC

Report date July 03, 2017 · Filed July 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,279 Reported balance After 2017-07-03 transaction · row 1
1 source row

Row 1 · 2017-07-03 · Grant · Acquired 3,173 · Balance 43,279

F1: Grant of restricted stock units that vest in equal monthly installments over a period of one year.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units that vest in equal monthly installments over a period of one year.

CrowdStrike Holdings, Inc.

Report date March 13, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeIndirectGodfrey and Suzanne Sullivan Revocable Trust85,641 Reported balance After 2026-03-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-13 · Gift · Disposed 5,000 · Balance 85,641

F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Gitlab Inc.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect154,874 Reported balance After 2026-08-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-21 · Conversion · Acquired 12,500 · Balance 154,874

F1: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F2: Includes shares of Class A Common Stock that have not yet vested.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-21 · Conversion · Disposed 12,500 · Balance 0

F1: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F2: Includes shares of Class A Common Stock that have not yet vested.

RingCentral, Inc.

Report date June 01, 2021 · Filed June 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect22,428 Reported balance After 2021-06-01 transaction · row 1
1 source row

Row 1 · 2021-06-01 · Grant · Acquired 1,027 · Balance 22,428

F1: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2022 or (b) the date of the Issuer's 2022 annual meeting of stockholders.

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse10,000 Reported balance Holding disclosure · report date 2021-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2022 or (b) the date of the Issuer's 2022 annual meeting of stockholders.

SPLUNK INC

Report date March 11, 2019 · Filed March 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect182,155 Reported balance After 2019-03-11 transaction · row 1
1 source row

Row 1 · 2019-03-11 · Sale · Disposed 8,750 · Balance 182,155

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2017.

Common StockSEC Table I · non-derivativeIndirectSee footnote20,000 Reported balance Holding disclosure · report date 2019-03-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,000

F2: Shares held directly by the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2017.

F2: Shares held directly by the Reporting Person's spouse.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Marqeta, Inc.

Report date June 12, 2025 · Filed June 16, 2025

Section 16 reporting ended · disclosed 2025-06-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect99,999 Reported balance After 2025-06-12 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2025-06-12 · Exercise / conversion · Acquired 38,387 · Balance 99,999

F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Class A Common StockSEC Table I · non-derivativeDirect200,000 Reported balance Holding disclosure · report date 2025-06-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 200,000

F2: Held jointly with spouse

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-06-12 · Exercise / conversion · Disposed 38,387 · Balance 0

F3: Each restricted stock unit is convertible into one share of Class A Common Stock.

F4: Restricted stock units granted on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders, that vested in full on June 12, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F2: Held jointly with spouse

F3: Each restricted stock unit is convertible into one share of Class A Common Stock.

F4: Restricted stock units granted on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders, that vested in full on June 12, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 25, 2026 20:49 UTC Gitlab Inc. GTLB · Entity 3663 ConversionClass B Common Stock · Derivative 12,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001653482-26-000157 · wk-form4_1787690948.xml · derivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:49 UTC Gitlab Inc. GTLB · Entity 3663 ConversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001653482-26-000157 · wk-form4_1787690948.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
June 17, 2026 Filed Jun 23, 2026 00:32 UTC Gitlab Inc. GTLB · Entity 3663 GrantClass A Common Stock 7,555 $0.00 $0.00
Disclosure

SEC source: 0001653482-26-000130 · wk-form4_1782174748.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,374

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of Gitlab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders, and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 23:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001233412-26-000002 · form4-03162026_070304.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 85,641

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
December 04, 2025 Filed Dec 6, 2025 01:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001233412-25-000005 · form4-12052025_081208.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 90,641

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:45 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 641 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018464 · form4-06272025_080605.xml · nonDerivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 95,641

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:45 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 641 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018464 · form4-06272025_080605.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,185

F1 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 20:31 UTC Gitlab Inc. GTLB · Entity 3663 GrantClass A Common Stock 4,906 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-032623 · wk-form4_1750710678.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,819

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of Gitlab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GrantClass A common stock 561 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018006 · form4-06232025_080603.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,826

F1 · shares: The shares represent unvested restricted stock units (RSUs), with the RSUs vesting in full on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders held after the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 22:11 UTC Marqeta, Inc. MQ · Entity 806 Exercise / conversionRestricted Stock Units · Derivative 38,387 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031681 · wk-form4_1750111904.xml · derivative · entry 3

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F4 · derivative.exercise_date: Restricted stock units granted on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders, that vested in full on June 12, 2025.

F4 · derivative.expiration_date: Restricted stock units granted on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders, that vested in full on June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 22:11 UTC Marqeta, Inc. MQ · Entity 806 Exercise / conversionClass A Common Stock 38,387 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031681 · wk-form4_1750111904.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 01:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001456 · form4-01142025_080101.xml · nonDerivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 95,000

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 01:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001456 · form4-01142025_080101.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,265

F1 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
December 11, 2024 Filed Dec 14, 2024 01:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass B common stock · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029389 · form4-12132024_081211.xml · derivative · entry 3

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · price: On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
December 11, 2024 Filed Dec 14, 2024 01:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass A common stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029389 · form4-12132024_081211.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · price: On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
September 20, 2024 Filed Oct 3, 2024 20:28 UTC Gitlab Inc. GTLB · Entity 3663 GiftClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042157 · wk-form4_1727987274.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,913

F1 · kind: This late filing is due to an inadvertent administrative error and not any error of the reporting person.

F2 · shares: Represents a gift to the Sullivan Family Life Fund, a donor advised fund.

F3 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 13:05 UTC Gitlab Inc. GTLB · Entity 3663 GrantClass A Common Stock 4,044 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030425 · wk-form4_1719579928.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,913

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of GitLab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 00:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GrantClass A common stock 641 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017743 · form4-06202024_080615.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,265

F1 · shares: The shares represent unvested restricted stock units ("RSUs"), with the RSUs vesting in full on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders held after the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:39 UTC Marqeta, Inc. MQ · Entity 806 GrantRestricted Stock Units · Derivative 38,387 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028588 · wk-form4_1718663959.xml · derivative · entry 4

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,387

Underlying: Class A Common Stock · 38,387 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F5 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 13, 2025 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

F5 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 13, 2025 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

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June 13, 2024 Filed Jun 17, 2024 22:39 UTC Marqeta, Inc. MQ · Entity 806 Exercise / conversionRestricted Stock Units · Derivative 40,241 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028588 · wk-form4_1718663959.xml · derivative · entry 3

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F4 · derivative.exercise_date: Restricted stock units granted on June 22, 2023, the date of the Issuer's 2023 Annual Meeting of Stockholders, that vested in full on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: Restricted stock units granted on June 22, 2023, the date of the Issuer's 2023 Annual Meeting of Stockholders, that vested in full on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:39 UTC Marqeta, Inc. MQ · Entity 806 Exercise / conversionClass A Common Stock 40,241 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028588 · wk-form4_1718663959.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

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November 13, 2023 Filed Nov 15, 2023 00:45 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 150,000 $200.06 $30,008,430.00
Disclosure

SEC source: 0001415889-23-015115 · form4-11142023_071101.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 55,000

F1 · shares: Includes shares sold pursuant to a 10b5-1 plan adopted on July 6, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 5,726 $179.90 $1,030,108.55
Disclosure

SEC source: 0001415889-23-014098 · form4-10112023_081001.xml · nonDerivative · entry 4

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 205,000

F1 · shares: Includes shares sold pursuant to a 10b5-1 plan adopted on July 6, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $179.60 to $180.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 8,623 $178.74 $1,541,304.34
Disclosure

SEC source: 0001415889-23-014098 · form4-10112023_081001.xml · nonDerivative · entry 3

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 210,726

F1 · shares: Includes shares sold pursuant to a 10b5-1 plan adopted on July 6, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $178.35 to $179.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 7,938 $177.50 $1,409,010.88
Disclosure

SEC source: 0001415889-23-014098 · form4-10112023_081001.xml · nonDerivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 219,349

F1 · shares: Includes shares sold pursuant to a 10b5-1 plan adopted on July 6, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $177.17 to $178.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 2,713 $176.78 $479,610.92
Disclosure

SEC source: 0001415889-23-014098 · form4-10112023_081001.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 227,287

F1 · shares: Includes shares sold pursuant to a 10b5-1 plan adopted on July 6, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $176.15 to $177.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
September 25, 2023 Filed Sep 26, 2023 20:46 UTC Gitlab Inc. GTLB · Entity 3663 ConversionClass B Common Stock · Derivative 137,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001628280-23-033032 · wk-form4_1695761171.xml · derivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 137,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

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September 25, 2023 Filed Sep 26, 2023 20:46 UTC Gitlab Inc. GTLB · Entity 3663 ConversionClass A Common Stock 137,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033032 · wk-form4_1695761171.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:26 UTC Marqeta, Inc. MQ · Entity 806 PurchaseClass A Common Stock 200,000 $5.88 $1,176,000.00
Disclosure

SEC source: 0001628280-23-029880 · wk-form4_1692311179.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: Held jointly with spouse in trust.

Read SEC document
July 11, 2023 Filed Jul 11, 2023 21:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011004 · form4-07112023_050702.xml · nonDerivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 230,000

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
July 11, 2023 Filed Jul 11, 2023 21:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011004 · form4-07112023_050702.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,624

F1 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 22:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass B common stock · Derivative 60,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010989 · form4-07102023_060701.xml · derivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

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July 06, 2023 Filed Jul 10, 2023 22:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass A common stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010989 · form4-07102023_060701.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:30 UTC Gitlab Inc. GTLB · Entity 3663 GrantClass A Common Stock 3,939 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024052 · wk-form4_1688157042.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,369

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of Gitlab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:02 UTC Marqeta, Inc. MQ · Entity 806 GrantRestricted Stock Units · Derivative 40,241 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023496 · wk-form4_1687816957.xml · derivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,241

Underlying: Class A Common Stock · 40,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F2 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 22, 2024 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

F2 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 22, 2024 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 22:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GrantClass A common stock 1,737 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010177 · form4-06222023_060629.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,624

F1 · shares: The shares represent unvested restricted stock units ("RSUs"), with the RSUs vesting in full on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders held after the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:07 UTC Marqeta, Inc. MQ · Entity 806 Exercise / conversionRestricted Stock Units · Derivative 21,371 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022950 · wk-form4_1687385215.xml · derivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F3 · derivative.exercise_date: Restricted stock units granted on June 16, 2022, the date of the Issuer's 2022 Annual Meeting of Stockholders, that vested in full on June 16, 2023.

F3 · derivative.expiration_date: Restricted stock units granted on June 16, 2022, the date of the Issuer's 2022 Annual Meeting of Stockholders, that vested in full on June 16, 2023.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:07 UTC Marqeta, Inc. MQ · Entity 806 Exercise / conversionClass A Common Stock 21,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-022950 · wk-form4_1687385215.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
September 08, 2022 Filed Sep 13, 2022 01:29 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 10,000 $175.01 $1,750,071.00
Disclosure

SEC source: 0000950103-22-015588 · dp177381_4-sullivan.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 170,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $175.0000 to $175.0700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
July 01, 2022 Filed Jul 20, 2022 22:42 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-012700 · dp177381_4-sullivan.xml · nonDerivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Godfrey and Suzanne Sullivan Revocable Trust

Disclosed balance after: 180,000

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Read SEC document
July 01, 2022 Filed Jul 20, 2022 22:42 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GiftClass A common stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-012700 · dp177381_4-sullivan.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,887

F1 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 29, 2022 Filed Jul 2, 2022 00:38 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GrantClass A common stock 1,307 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-011921 · dp176613_4-sullivan.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,887

F1 · shares: The shares represent unvested restricted stock units ("RSUs"), with the RSUs vesting in full on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders held after the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 00:21 UTC Gitlab Inc. GTLB · Entity 3663 GrantClass A Common Stock 4,430 $0.00 $0.00
Disclosure

SEC source: 0001653482-22-000030 · wf-form4_165594367187479.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of Gitlab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:47 UTC Marqeta, Inc. MQ · Entity 806 GrantRestricted Stock Units · Derivative 21,371 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017464 · wf-form4_165549880801482.xml · derivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,371

Underlying: Class A Common Stock · 21,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F2 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 16, 2023 or (ii) the next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Company, unless the Company's Board of Directors determines otherwise prior to the cessation of such services.

F2 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 16, 2023 or (ii) the next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Company, unless the Company's Board of Directors determines otherwise prior to the cessation of such services.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:35 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass B common stock · Derivative 180,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-22-010872 · dp175549_4-sullivan.xml · derivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock · 180,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4 · balance_after: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

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June 15, 2022 Filed Jun 17, 2022 21:35 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass A common stock 180,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-010872 · dp175549_4-sullivan.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

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March 01, 2022 Filed Mar 3, 2022 21:10 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 20,000 $200.07 $4,001,400.00
Disclosure

SEC source: 0001415889-22-002286 · form4-03032022_040301.xml · nonDerivative · entry 1

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,580

F1 · price: These transactions were executed in multiple trades at prices ranging from $200.00 to $200.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

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November 10, 2021 Filed Nov 12, 2021 21:08 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 2,292 $293.25 $672,129.00
Disclosure

SEC source: 0001415889-21-005160 · form4-11122021_011117.xml · nonDerivative · entry 4

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,580

F5 · price: These transactions were executed in multiple trades at prices ranging from $292.99 to $293.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

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November 10, 2021 Filed Nov 12, 2021 21:08 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 5,474 $292.49 $1,601,090.26
Disclosure

SEC source: 0001415889-21-005160 · form4-11122021_011117.xml · nonDerivative · entry 3

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,872

F4 · price: These transactions were executed in multiple trades at prices ranging from $291.97 to $292.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

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November 10, 2021 Filed Nov 12, 2021 21:08 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 4,134 $290.99 $1,202,952.66
Disclosure

SEC source: 0001415889-21-005160 · form4-11122021_011117.xml · nonDerivative · entry 2

SULLIVAN GODFREY · CIK 0001233412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,346

F3 · price: These transactions were executed in multiple trades at prices ranging from $290.81 to $291.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.