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PIERCE GARRETT E

Disclosed activity across 2 companies

Tapewire entity
148157
SEC CIK
0001231084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KULICKE & SOFFA INDUSTRIES INCKLIC · Entity 1220DirectorJune 29, 2020July 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KULICKE & SOFFA INDUSTRIES INC

Report date June 29, 2020 · Filed July 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,831 Reported balance After 2020-06-29 transaction · row 1
1 source row

Row 1 · 2020-06-29 · Grant · Acquired 1,831 · Balance 1,831

F1: Quarterly stock grant pursuant to the 2017 Equity Plan.

Common StockSEC Table I · non-derivativeIndirectHeld by Trust135,372 Reported balance Holding disclosure · report date 2020-06-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 135,372

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly stock grant pursuant to the 2017 Equity Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Northrop Grumman Innovation Systems, Inc.

Report date June 06, 2018 · Filed June 08, 2018

Section 16 reporting ended · disclosed 2018-06-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-06-06 transaction · row 5
4 source rows · reconciled sequence

Row 1 · 2018-06-06 · Disposition to issuer · Disposed 4,031 · Balance 77,454

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").

Row 2 · 2018-06-06 · Disposition to issuer · Disposed 77,454 · Balance 0

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

Row 4 · 2018-06-06 · Grant · Acquired 9,746 · Balance 9,746

F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

Row 5 · 2018-06-06 · Disposition to issuer · Disposed 9,746 · Balance 0

F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2018-06-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-06-06 · Disposition to issuer · Disposed 2,215 · Balance 0

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.06 · Expires 2025-03-10Direct0 Reported balance After 2018-06-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-06-06 · Disposition to issuer · Disposed 9,747 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.43 · Expires 2026-03-17Direct0 Reported balance After 2018-06-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-06-06 · Disposition to issuer · Disposed 9,741 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.51 · Expires 2027-02-27Direct0 Reported balance After 2018-06-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-06-06 · Disposition to issuer · Disposed 8,173 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2020 Filed Jul 1, 2020 12:39 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000080 · wf-form4_159360717216693.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 13:39 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,749 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000050 · wf-form4_158574835656808.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 14:36 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,374 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000010 · wf-form4_157797577386259.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 14:40 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0000056978-19-000093 · wf-form4_157002721737286.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 12:58 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,590 $0.00 $0.00
Disclosure

SEC source: 0000056978-19-000073 · wf-form4_156215868255768.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 14:38 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,651 $0.00 $0.00
Disclosure

SEC source: 0000056978-19-000047 · wf-form4_155430227487009.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 14:45 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0000056978-19-000010 · wf-form4_154661308412524.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,602

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 15:35 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,347 $0.00 $0.00
Disclosure

SEC source: 0000056978-18-000107 · wf-form4_153858090431970.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 13:48 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,328 $0.00 $0.00
Disclosure

SEC source: 0000056978-18-000077 · wf-form4_153062567203378.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 8,173 Not disclosed Strike: $93.51 Not disclosed
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · derivative · entry 8

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,173 shares

Expires 2027-02-27

F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 9,741 Not disclosed Strike: $79.43 Not disclosed
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · derivative · entry 7

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,741 shares

Expires 2026-03-17

F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 9,747 Not disclosed Strike: $72.06 Not disclosed
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · derivative · entry 6

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,747 shares

Expires 2025-03-10

F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 9,746 $134.50 $1,310,837.00
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · nonDerivative · entry 5

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

F3 · price: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 GrantCommon Stock 9,746 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · nonDerivative · entry 4

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746

F3 · kind: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 2,215 $134.50 $297,917.50
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · nonDerivative · entry 3

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 77,454 $134.50 $10,417,563.00
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · nonDerivative · entry 2

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 15:37 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Disposition to issuerCommon Stock 4,031 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-039157 · a4.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,454

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").

Read SEC document
April 02, 2018 Filed Apr 4, 2018 13:59 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0000056978-18-000035 · wf-form4_152285033895543.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
March 17, 2018 Filed Mar 19, 2018 19:48 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 757 $131.90 $99,848.30
Disclosure

SEC source: 0001140361-18-014158 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,485

F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock.

F2 · balance_after: 9,081 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 15:25 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 835 $132.31 $110,478.85
Disclosure

SEC source: 0001140361-18-013217 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,242

F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock.

F2 · balance_after: 10,759 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 13:55 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 643 $131.65 $84,650.95
Disclosure

SEC source: 0001140361-18-011161 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,077

F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock.

F2 · balance_after: 12,609 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 17:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 2,612 $131.80 $344,261.60
Disclosure

SEC source: 0001140361-18-009935 · doc1.xml · nonDerivative · entry 2

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,720

F1 · kind: Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes.

F2 · balance_after: 14,034 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 17:42 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 GrantCommon Stock 8,305 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009935 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,332

F1 · kind: Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes.

F2 · balance_after: 14,034 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 18:26 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 GrantCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005404 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,027

F1 · balance_after: 14,034 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 14:17 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,328 $0.00 $0.00
Disclosure

SEC source: 0000056978-18-000010 · wf-form4_151507542545979.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 18:11 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GiftCommon Stock 120,499 $0.00 $0.00
Disclosure

SEC source: 0000056978-17-000143 · wf-form4_150947347853890.xml · nonDerivative · entry 2

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 120,499

F1 · shares: The shares were transferred to a trust of which the Reporting Person and his spouse are the sole trustees.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 18:11 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GiftCommon Stock 120,499 $0.00 $0.00
Disclosure

SEC source: 0000056978-17-000143 · wf-form4_150947347853890.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares were transferred to a trust of which the Reporting Person and his spouse are the sole trustees.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 12:42 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 SaleCommon Stock 592 $22.03 $13,040.93
Disclosure

SEC source: 0000056978-17-000129 · wf-form4_150763932278927.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,499

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated November 17, 2016.

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October 02, 2017 Filed Oct 4, 2017 13:44 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,478 $0.00 $0.00
Disclosure

SEC source: 0000056978-17-000109 · wf-form4_150712464771704.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,091

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

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July 21, 2017 Filed Jul 25, 2017 15:10 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 2,142 $103.25 $221,161.50
Disclosure

SEC source: 0001140361-17-028603 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,477

F1 · shares: Shares forfeited to meet tax withholding obligation in connection with the vesting of a previous grant of restricted stock units.

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July 07, 2017 Filed Jul 11, 2017 12:45 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 SaleCommon Stock 690 $19.56 $13,496.47
Disclosure

SEC source: 0000056978-17-000091 · wf-form4_149977709384500.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,613

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated November 17, 2016.

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July 03, 2017 Filed Jul 5, 2017 16:29 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,726 $0.00 $0.00
Disclosure

SEC source: 0000056978-17-000089 · wf-form4_149927217435844.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,303

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

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April 10, 2017 Filed Apr 12, 2017 13:03 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 SaleCommon Stock 652 $19.84 $12,935.68
Disclosure

SEC source: 0000056978-17-000058 · wf-form4_149200218067103.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,577

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated November 17, 2016.

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April 03, 2017 Filed Apr 5, 2017 14:32 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0000056978-17-000054 · wf-form4_149140273204816.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,229

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

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March 17, 2017 Filed Mar 21, 2017 13:35 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 556 $102.11 $56,773.16
Disclosure

SEC source: 0001140361-17-012817 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,619

F1 · shares: Shares withheld to pay taxes applicable to the vesting of restricted stock.

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March 10, 2017 Filed Mar 14, 2017 16:32 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 Tax withholdingCommon Stock 607 $99.47 $60,378.29
Disclosure

SEC source: 0001140361-17-011923 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,175

F1 · shares: Shares withheld to pay taxes applicable to the vesting of restricted stock.

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February 27, 2017 Filed Mar 1, 2017 16:57 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 GrantEmployee Stock Option (right to buy) · Derivative 8,173 $0.00 Strike: $93.51 $0.00
Disclosure

SEC source: 0001140361-17-010003 · doc1.xml · derivative · entry 3

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173

Underlying: Common Stock · 8,173 shares

Expires 2027-02-27

F1 · derivative.exercise_date: Options become exercisable in three equal annual installments beginning February 27, 2018.

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February 27, 2017 Filed Mar 1, 2017 16:57 UTC Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 GrantCommon Stock 4,277 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010003 · doc1.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,782

Read SEC document
January 09, 2017 Filed Jan 11, 2017 15:18 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 SaleCommon Stock 700 $16.29 $11,403.00
Disclosure

SEC source: 0000056978-17-000014 · wf-form4_148414792110960.xml · nonDerivative · entry 2

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,599

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated November 17, 2016.

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January 09, 2017 Filed Jan 11, 2017 15:18 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 SaleCommon Stock 38 $16.28 $618.64
Disclosure

SEC source: 0000056978-17-000014 · wf-form4_148414792110960.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,299

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated November 17, 2016.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 14:42 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,845 $0.00 $0.00
Disclosure

SEC source: 0000056978-17-000010 · wf-form4_148362731180953.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,337

F1 · shares: Quarterly stock grant pursuant to the 2009 Equity Plan.

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October 03, 2016 Filed Oct 5, 2016 15:06 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0000056978-16-000214 · wf-form4_147567997591315.xml · nonDerivative · entry 1

PIERCE GARRETT E · CIK 0001231084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,492

F1 · shares: Quarterly stock grant pursuant to the 2009 Equity Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.