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SCHWARTZ THOMAS H.

Disclosed activity across 1 company

Tapewire entity
148082
SEC CIK
0001336373

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STEVEN MADDEN, LTD.SHOO · Entity 4211DirectorJuly 01, 2020July 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STEVEN MADDEN, LTD.

Report date July 01, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect15,298 Reported balance After 2020-07-01 transaction · row 1
1 source row

Row 1 · 2020-07-01 · Grant · Acquired 4,245 · Balance 15,298

F1: Reflects restricted stock grant made by Steven Madden, Ltd. (the "Company") to the reporting person on July 1, 2020 under the Steven Madden, Ltd. 2019 Incentive Compensation Plan (the "Plan"), which stock will vest and cease to be restricted stock on June 5, 2021, and until fully vested will be subject to forfeiture pursuant to the terms of the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted stock grant made by Steven Madden, Ltd. (the "Company") to the reporting person on July 1, 2020 under the Steven Madden, Ltd. 2019 Incentive Compensation Plan (the "Plan"), which stock will vest and cease to be restricted stock on June 5, 2021, and until fully vested will be subject to forfeiture pursuant to the terms of the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 2, 2020 18:57 UTC STEVEN MADDEN, LTD. SHOO · Entity 4211 GrantCommon Stock, par value $0.0001 per share 4,245 $0.00 $0.00
Disclosure

SEC source: 0001019056-20-000407 · schwartz.xml · nonDerivative · entry 1

SCHWARTZ THOMAS H. · CIK 0001336373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,298

F1 · shares: Reflects restricted stock grant made by Steven Madden, Ltd. (the "Company") to the reporting person on July 1, 2020 under the Steven Madden, Ltd. 2019 Incentive Compensation Plan (the "Plan"), which stock will vest and cease to be restricted stock on June 5, 2021, and until fully vested will be subject to forfeiture pursuant to the terms of the Plan.

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November 05, 2019 Filed Nov 6, 2019 21:27 UTC STEVEN MADDEN, LTD. SHOO · Entity 4211 SaleCommon Stock, par value $0.0001 per share 17,314 $42.77 $740,519.78
Disclosure

SEC source: 0001019056-19-000626 · schwartz.xml · nonDerivative · entry 1

SCHWARTZ THOMAS H. · CIK 0001336373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,053

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.70 to $42.88, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 03, 2019 Filed Jun 4, 2019 22:52 UTC STEVEN MADDEN, LTD. SHOO · Entity 4211 GrantCommon Stock, par value $0.0001 per share 3,965 $0.00 $0.00
Disclosure

SEC source: 0001019056-19-000347 · schwartz.xml · nonDerivative · entry 1

SCHWARTZ THOMAS H. · CIK 0001336373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,367

F1 · shares: Reflects restricted stock grant made by Steven Madden, Ltd. (the "Company") to the reporting person on June 3, 2019 under the Steven Madden, Ltd. 2019 Incentive Compensation Plan (the "Plan"), which stock will vest and cease to be restricted stock on May 24, 2020, and until fully vested will be subject to forfeiture pursuant to the terms of the Plan.

F2 · balance_after: On October 11, 2018, the Company effected a three-for-two stock split (effected as a stock dividend), which resulted in the reporting person receiving 8,134 additional shares of common stock of the Company.

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May 30, 2018 Filed May 30, 2018 20:33 UTC STEVEN MADDEN, LTD. SHOO · Entity 4211 GrantCommon Stock, par value $0.0001 per share 2,262 $0.00 $0.00
Disclosure

SEC source: 0001019056-18-000760 · schwartz_4.xml · nonDerivative · entry 1

SCHWARTZ THOMAS H. · CIK 0001336373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,268

F1 · shares: Reflects restricted stock grant made by Steven Madden, Ltd. to the reporting person on May 30, 2018 under the Steven Madden, Ltd. 2006 Stock Incentive Plan (the "Plan"), which stock will vest and cease to be restricted stock on May 25, 2019, and until fully vested will be subject to forfeiture pursuant to the terms of the Plan.

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June 27, 2017 Filed Jun 29, 2017 16:40 UTC STEVEN MADDEN, LTD. SHOO · Entity 4211 GrantCommon Stock, par value $0.0001 per share 2,587 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000589 · schwartz_4.xml · nonDerivative · entry 1

SCHWARTZ THOMAS H. · CIK 0001336373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,006

F1 · shares: Reflects restricted stock grant made by Steven Madden, Ltd. to the reporting person on June 27, 2017 under the Steven Madden, Ltd. 2006 Stock Incentive Plan (the "Plan"), which stock will vest and cease to be restricted stock on May 26, 2018, and until fully vested will be subject to forfeiture pursuant to the terms of the Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.