person · Reporting owner
Bauersachs Michael Dale
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ramaco Resources, Inc.METC · Entity 2647 | Director · President and CEO | June 30, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ramaco Resources, Inc.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,980,596 |
Reported balance
After 2020-06-30 transaction · row 1
1 source rowRow 1 · 2020-06-30 · Tax withholding · Disposed 43,423 · Balance 1,980,596 |
| Common StockSEC Table I · non-derivative | IndirectTrustee | 692,609 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 692,609 F1: Shares held by Self as the Trustee for the Michael D. Bauersachs 2017 5-Year Grantor Retained Annuity Trust |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Self as the Trustee for the Michael D. Bauersachs 2017 5-Year Grantor Retained Annuity Trust
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 21:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | Tax withholdingCommon Stock | 43,423 | $2.11 | $91,622.53 |
DisclosureSEC source: 0001437749-20-014559 · rdgdoc.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980,596 Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 15:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock | 441,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000393 · doc4_6637.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024,019 Read SEC document |
| February 18, 2020 Filed May 8, 2020 20:18 UTC Amendment | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock | 441,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000433 · doc4a_6666.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024,019 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:26 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-001037 · doc4_6392.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582,843 Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 12:24 UTC | Ramaco Resources, Inc. METC · Entity 2647 | PurchaseCommon Stock | 14,865 | $4.15 | $61,731.37 |
DisclosureSEC source: 0001638599-19-000807 · doc4_6272.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,970 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.24, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 15:41 UTC | Ramaco Resources, Inc. METC · Entity 2647 | PurchaseCommon Stock | 31,377 | $3.96 | $124,096.04 |
DisclosureSEC source: 0001638599-19-000800 · doc4_6268.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,970 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.80 to $3.90, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 16:51 UTC | Ramaco Resources, Inc. METC · Entity 2647 | PurchaseCommon Stock | 3,135 | $4.00 | $12,540.00 |
DisclosureSEC source: 0001638599-19-000802 · doc4_6269.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,561,105 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.96 to $4.05, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Mar 18, 2019 13:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock | 228,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-005128 · rdgdoc.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219,202 F1 · kind: Represents shares of restricted stock granted under the Issuer's 2017 Long-Term Incentive Plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 23:57 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock, par value $0.01 per share | 124,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002719 · doc4.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990,682 F1 · kind: Represents shares of restricted stock granted under the Issuer's 2017 Long-Term Incentive Plan. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 22:39 UTC | Ramaco Resources, Inc. METC · Entity 2647 | PurchaseCommon Stock, par value $0.01 per share | 25,000 | $3.96 | $98,932.50 |
DisclosureSEC source: 0000899243-17-026639 · doc4.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,866,304 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.89 to $4.04, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:14 UTC | Ramaco Resources, Inc. METC · Entity 2647 | PurchaseCommon Stock, par value $0.01 per share | 6,500 | $7.02 | $45,647.55 |
DisclosureSEC source: 0000899243-17-020752 · doc4.xml · nonDerivative · entry 2 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,841,304 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 20:14 UTC | Ramaco Resources, Inc. METC · Entity 2647 | PurchaseCommon Stock, par value $0.01 per share | 7,500 | $6.94 | $52,033.50 |
DisclosureSEC source: 0000899243-17-020752 · doc4.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834,804 Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock, par value $0.01 per share | 137,457 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-017635 · doc4.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827,304 F1 · kind: Represents shares of restricted stock granted under the Issuer's 2017 Long-Term Incentive Plan. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantEmployee Stock Option (right to buy) · Derivative | 468,712 | $0.00 Strike: $5.34 | $0.00 |
DisclosureSEC source: 0000899243-17-003495 · doc4.xml · derivative · entry 3 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,712 Underlying: Common Stock · 468,712 shares Expires 2026-08-31 F6 · kind: As a result of the transactions described in footnotes (1) and (2), Mr. Bauersachs received 468,712 vested stock options granted under the Ramaco Resources, Inc. Long-Term Incentive Plan to purchase shares of the Issuer's common stock in exchange for his outstanding and unexercised vested unit options to purchase units of Ramaco Development, which were originally granted under the Ramaco Development 2016 Membership Unit Option Plan. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock | 185,000 | $13.50 | $2,497,500.00 |
DisclosureSEC source: 0000899243-17-003495 · doc4.xml · nonDerivative · entry 2 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,847 F4 · kind: Mr. Bauersachs sold 185,000 shares of the Issuer's common stock as a selling shareholder in the initial public offering, pursuant to a registration statement on Form S-1, as amended, initially filed by the Issuer on December 29, 2016. F5 · price: This amount represents the offering price per share of the Issuer's common stock to the public and does not reflect the underwriting discounts and commission of $0.945 per share. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | GrantCommon Stock | 1,874,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003495 · doc4.xml · nonDerivative · entry 1 Bauersachs Michael Dale · CIK 0001390765 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874,847 F1 · kind: Immediately prior to the closing of Ramaco Resources, Inc.'s (the "Issuer") initial public offering, and pursuant to the Master Reorganization Agreement dated as of Ferbuary 1, 2017 by and among Ramaco Development, LLC ("Ramaco Development"), the Issuer, Ramaco Merger Sub, LLC, a wholly owned subisiary of the Issuer ("Merger Sub"), and the other parties thereto, (i) the preferred units in Ramaco Development were converted into common units ("Units"), F2 · kind: (Continued from footnote (1)) (ii) Ramaco Development merged into Merger Sub, and certain existing owners received, as consideration in the merger, shares of the Issuer's common stock, with such shares of common stock allocated among the existing owners pro rata based on their relative ownership of Units, and (iii) the outstanding and unexercised options granted pursuant to Ramaco Development's 2016 Membership Unit Option Plan were converted into options to purchase shares of the Issuer's common stock under the Issuer's long-term incentive plan. F3 · kind: As a result of the transactions described in footnotes (1) and (2), Ramaco Development became a wholly owned subsidiary of the Issuer. Pursuant to the transactions described in footnotes (1) and (2), Mr. Bauersachs received 1,874,847 shares of the Issuer's common stock as consideration based on his relative ownership of Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.