Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MFA FINANCIAL, INC.MFA · Entity 5045 | Director | July 20, 2020 | July 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MFA FINANCIAL, INC.
Report date July 20, 2020 · Filed July 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-15 | Direct | 265,474 |
Reported balance
After 2020-07-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-07-20 · Grant · Acquired 44,922 · Balance 265,474 F1: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.
F2: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Greystone Housing Impact Investors LP
Report date September 10, 2019 · Filed September 13, 2019
Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2020 Filed Jul 21, 2020 20:15 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 44,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-085272 · a4.xml · derivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,474 Underlying: Common Stock · 44,922 shares Expires 2026-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:30 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 64,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-082754 · a4.xml · derivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,552 Underlying: Common Stock · 64,655 shares Expires 2026-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2026. Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:10 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantCommon Stock, par value $0.01 per share | 17,424 | $1.65 | $28,749.60 |
DisclosureSEC source: 0001104659-20-056985 · a4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,271 F1 · shares: The reported acquisition represents shares granted to the Reporting Person in lieu of cash fees payable to the Reporting Person for his service as a Director for the first calendar quarter of 2020. Pursuant to the terms of the Second Forbearance Agreement, dated as of April 27, 2020, by and among MFA Financial, Inc. (the "Company") and certain of its repurchase agreement financing counterparties, the Company is contractually prohibited from paying cash fees to its Directors for such period. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 20:33 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Units Certificates | 10,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048539 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,815 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2019, 2020, and 2021. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2019, 2020, and 2021. Read SEC document |
| May 23, 2019 Filed May 28, 2019 18:55 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 36,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-032016 · a4.xml · derivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,897 Underlying: Common Stock · 36,401 shares Expires 2025-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2025. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2025. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 16:48 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | PurchaseBeneficial Unit Certificates | 3,228 | $5.64 | $18,216.90 |
DisclosureSEC source: 0001209191-18-047284 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,990 Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 15:19 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 15,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-040092 · a4.xml · derivative · entry 2 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,496 Underlying: Common Stock · 15,706 shares Expires 2018-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F2 · kind: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F2 · price: Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 15:19 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 15,706 | $7.74 | $121,564.44 |
DisclosureSEC source: 0001104659-18-040092 · a4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in May 2013. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:07 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 2,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033494 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,762 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2018, 2019, and 2020. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2018, 2019, and 2020. Read SEC document |
| May 24, 2018 Filed May 29, 2018 15:02 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 34,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-036228 · a4.xml · derivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,202 Underlying: Common Stock · 34,416 shares Expires 2024-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2024. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 12:57 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | PurchaseBeneficial Unit Certificates | 1,375 | $6.30 | $8,662.50 |
DisclosureSEC source: 0001209191-18-021194 · doc4.xml · nonDerivative · entry 2 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,609 Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 12:57 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 7,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021194 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,234 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2018, 2019, and 2020. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2018, 2019, and 2020. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:04 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | Tax withholdingBeneficial Unit Certificates | 1,003 | $6.05 | $6,068.15 |
DisclosureSEC source: 0001209191-18-000559 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,892 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:29 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | Tax withholdingBeneficial Unit Certificates | 1,162 | $6.15 | $7,146.30 |
DisclosureSEC source: 0001209191-17-063558 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,895 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 17:51 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | PurchaseBeneficial Unit Certificates | 1,307 | $6.15 | $8,038.05 |
DisclosureSEC source: 0001209191-17-062658 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,057 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 17:41 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | PurchaseBeneficial Unit Certificates | 3,719 | $6.32 | $23,500.36 |
DisclosureSEC source: 0001209191-17-050365 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,750 Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:44 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantRestricted Stock Units · Derivative | 31,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-036011 · a4.xml · derivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,786 Underlying: Common Stock · 31,889 shares Expires 2022-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2022. F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2022. Read SEC document |
| May 24, 2017 Filed May 24, 2017 20:52 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 3,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035015 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,031 F1 · kind: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2017, 2018, and 2019. F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2017, 2018, and 2019. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 19:59 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 5,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022552 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,439 F1 · security: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of restricted units vest on each November 30, 2017, 2018, and 2019. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:28 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | Tax withholdingBeneficial Uniot Cetificates | 1,152 | $5.40 | $6,220.80 |
DisclosureSEC source: 0001209191-17-001244 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,781 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:24 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 1,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151386 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,933 F1 · security: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of shares of restricted units vest on each December 31, 2016, 2017, and 2018. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:22 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | PurchaseBeneficial Unit Certificates | 1,295 | $5.75 | $7,446.25 |
DisclosureSEC source: 0001209191-16-149420 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,809 F1 · security: This transaction was offered pursuant to a Rule-10b5-1 trading plan adopted by Burlington Capital, LLC, the general partner of the general partner of America First Multifamily Investors, L.P. The reporting person has a beneficial ownership interest in, and is a director of Burlington Capital, LLC, and is deemed to have a pecuniary interest in the Beneficial Unit Certificates due to his ownership interest in Burlington Capital, LLC. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:19 UTC | Greystone Housing Impact Investors LP ATAX · Entity 624 | GrantBeneficial Unit Certificates | 8,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143057 · doc4.xml · nonDerivative · entry 1 KRAUSS GEORGE H · CIK 0001185544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,514 F1 · shares: Restricted units granted pursuant to the America First Multifamily Investors, L.P. 2015 Equity Incentive Plan. One-third of the aggregate number of shares of restricted units vest on each December 31, 2016, 2017, and 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.