Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Enterprise Srvcs Officer | April 07, 2026 | April 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date April 07, 2026 · Filed April 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,283 |
Reported balance
After 2026-04-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-07 · Grant · Acquired 11,041 · Balance 69,283 F1: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 830 |
Reported balance
Holding disclosure · report date 2026-04-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 830 F2: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2014 Filed Mar 12, 2014 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,101 | $75.15 | $157,890.15 |
DisclosureSEC source: 0001225208-14-008174 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,087 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 26, 2011 grant. This is authorized in the performance share award agreement. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-008174 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 6,708 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · derivative · entry 9 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,709 Underlying: Common Stock · 6,708 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2013 Restricted Stock Units · Derivative | 3,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · derivative · entry 8 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,993 Underlying: Common Stock · 3,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,708 | $72.24 | $484,585.92 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · nonDerivative · entry 6 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,785 F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,496 | $72.24 | $252,551.04 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · nonDerivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,493 F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,964 | $71.37 | $211,540.68 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · nonDerivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,989 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,780 | $71.37 | $198,408.60 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,953 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004388 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 29,964 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0001225208-14-003162 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,964 Underlying: Common Stock · 29,964 shares Expires 2024-01-29 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 8,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003162 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,752 Underlying: Common Stock · 8,752 shares Expires 2015-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2014 Restricted Stock Units · Derivative | 12,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003162 · doc4.xml · derivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,068 Underlying: Common Stock · 12,068 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 425 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 425 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003162 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,529 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 4,598 | $75.66 | $347,884.68 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,267 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,030 | $70.57 | $143,257.10 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,865 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreements. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2013 Filed Dec 16, 2013 22:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 10,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-025473 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,494 shares Expires 2013-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2013 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2013 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2013 Filed Dec 16, 2013 22:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 10,494 | $71.13 | $746,438.22 |
DisclosureSEC source: 0001225208-13-025473 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,297 Read SEC document |
| December 15, 2013 Filed Dec 16, 2013 22:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-025473 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2013 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| October 14, 2013 Filed Oct 16, 2013 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-13-021928 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,647 Underlying: Common Stock · 30,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| October 14, 2013 Filed Oct 16, 2013 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 30,000 | $72.00 | $2,160,000.00 |
DisclosureSEC source: 0001225208-13-021928 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,297 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 14, 2013 Filed Oct 16, 2013 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 30,000 | $18.28 | $548,400.00 |
DisclosureSEC source: 0001225208-13-021928 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 19, 2013 Filed Jul 22, 2013 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 4,500 | $0.00 Strike: $56.28 | $0.00 |
DisclosureSEC source: 0001225208-13-016415 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2013-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on December 15, 2004 and annually thereafter. Read SEC document |
| July 19, 2013 Filed Jul 22, 2013 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,500 | $68.75 | $309,375.00 |
DisclosureSEC source: 0001225208-13-016415 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,297 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 19, 2013 Filed Jul 22, 2013 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,500 | $56.28 | $253,260.00 |
DisclosureSEC source: 0001225208-13-016415 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 05, 2013 Filed Jul 9, 2013 20:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,487 | $65.00 | $876,655.00 |
DisclosureSEC source: 0001225208-13-015984 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,297 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 03, 2013 Filed May 7, 2013 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 22,259 | $59.00 | $1,313,281.00 |
DisclosureSEC source: 0001225208-13-011563 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,784 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 6,708 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,417 Underlying: Common Stock · 6,708 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,708 | $57.87 | $388,191.96 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,043 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,948 | $57.27 | $168,831.96 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,751 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 32,603 | $0.00 Strike: $56.32 | $0.00 |
DisclosureSEC source: 0001225208-13-002874 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,603 Underlying: Common Stock · 32,603 shares Expires 2023-01-30 F5 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 10,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002874 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,494 Underlying: Common Stock · 10,494 shares Expires 2013-12-15 F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2013 Restricted Stock Units · Derivative | 10,489 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002874 · doc4.xml · derivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,489 Underlying: Common Stock · 10,489 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002874 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,991 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| January 27, 2013 Filed Jan 29, 2013 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,228 | $56.32 | $125,480.96 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,510 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 4,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · derivative · entry 6 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,598 Underlying: Common Stock · 4,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 4,597 | $59.86 | $275,176.42 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,738 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,039 | $56.32 | $114,836.48 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,335 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 11,738 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025624 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,738 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 11,738 | $57.73 | $677,634.74 |
DisclosureSEC source: 0001225208-12-025624 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,777 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025624 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 4,934 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001225208-12-024585 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,934 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on December 6, 2003 and annually thereafter. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,934 | $57.91 | $285,727.94 |
DisclosureSEC source: 0001225208-12-024585 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,777 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $57.84 to $57.97. Information about the number of shares sold at each price can be provided upon request. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,934 | $34.13 | $168,397.42 |
DisclosureSEC source: 0001225208-12-024585 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 31,178 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 9 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,178 Underlying: Common Stock · 31,178 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 11,738 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 8 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,738 Underlying: Common Stock · 11,738 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.