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LaPrade,III Frank G.

Disclosed activity across 1 company

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14760
SEC CIK
0001497948

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CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547Chief Enterprise Srvcs OfficerApril 07, 2026April 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date April 07, 2026 · Filed April 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect69,283 Reported balance After 2026-04-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-07 · Grant · Acquired 11,041 · Balance 69,283

F1: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)830 Reported balance Holding disclosure · report date 2026-04-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 830

F2: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.

Filing footnotes · ownership attribution and instrument terms

F1: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2016 Filed Dec 19, 2016 21:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 19,600 $88.83 $1,741,068.00
Disclosure

SEC source: 0001225208-16-043542 · doc4.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,742

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.32 to $89.31. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 14, 2016 Filed Dec 19, 2016 21:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 400 $89.33 $35,732.00
Disclosure

SEC source: 0001225208-16-043542 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,342

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.32 to $89.35. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 14, 2016 Filed Dec 19, 2016 21:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 20,000 $76.79 $1,535,800.00
Disclosure

SEC source: 0001225208-16-043542 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 21:29 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 8,475 $68.49 $580,452.75
Disclosure

SEC source: 0001225208-16-029608 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,742

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 21:29 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 16,651 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029608 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,217

F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionRestricted Stock Units · Derivative 9,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · derivative · entry 12

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,112 shares

Expires 2016-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F1 · derivative.exercise_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F1 · derivative.expiration_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2015 Restricted Stock Units · Derivative 3,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · derivative · entry 11

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,442

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter.

F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2014 Restricted Stock Units · Derivative 4,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · derivative · entry 10

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock · 4,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 9,112 $62.51 $569,591.12
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 8

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,566

F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 4,023 $62.51 $251,477.73
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 7

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,678

F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 3,721 $62.51 $232,599.71
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 6

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,701

F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,844 $62.54 $115,323.76
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,422

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,764 $62.54 $110,320.56
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,266

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 3,721 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 4,023 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2016 Filed Feb 17, 2016 22:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 9,112 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026816 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 22:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2013 Restricted Stock Units · Derivative 3,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026376 · doc4.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 22:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 3,497 $62.74 $219,401.78
Disclosure

SEC source: 0001225208-16-026376 · doc4.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,174

F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 22:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,113 $62.24 $131,513.12
Disclosure

SEC source: 0001225208-16-026376 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,671

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 22:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 3,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026376 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 02:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantStock Options · Derivative 32,420 $0.00 Strike: $63.73 $0.00
Disclosure

SEC source: 0001225208-16-025844 · doc4.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,420

Underlying: Common Stock · 32,420 shares

Expires 2026-02-03

F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 02:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantRestricted Stock Units · Derivative 11,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-025844 · doc4.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,565

Underlying: Common Stock · 11,565 shares

Expires 2017-02-15

F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 02:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Grant2016 Restricted Stock Units · Derivative 10,341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-025844 · doc4.xml · derivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Underlying: Common Stock · 10,341 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F4 · shares: This award is reported net of 377 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter.

F4 · derivative.underlying_shares: This award is reported net of 377 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 02:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 18,725 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-025844 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,287

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionPerformance Share Units · Derivative 23,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-007748 · doc4.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,105 shares

Expires 2015-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F1 · derivative.exercise_date: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F1 · derivative.expiration_date: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 11,761 $77.72 $914,064.92
Disclosure

SEC source: 0001225208-15-007748 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,562

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 31, 2012 grant. This is authorized in the performance share award agreement.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 23,105 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-007748 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 09, 2015 Filed Mar 11, 2015 20:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionStock Options · Derivative 7,450 $0.00 Strike: $78.71 $0.00
Disclosure

SEC source: 0001225208-15-007565 · doc4.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,450 shares

Expires 2015-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter.

Read SEC document
March 09, 2015 Filed Mar 11, 2015 20:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 7,450 $78.90 $587,805.00
Disclosure

SEC source: 0001225208-15-007565 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,218

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 09, 2015 Filed Mar 11, 2015 20:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 7,450 $78.71 $586,389.50
Disclosure

SEC source: 0001225208-15-007565 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionRestricted Stock Units · Derivative 8,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · derivative · entry 8

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,752 shares

Expires 2015-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F1 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F1 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2014 Restricted Stock Units · Derivative 4,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · derivative · entry 7

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

Underlying: Common Stock · 4,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 8,752 $76.27 $667,515.04
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · nonDerivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,218

F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 4,023 $76.27 $306,834.21
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · nonDerivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,970

F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,354 $78.88 $185,683.52
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,993

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 4,023 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 8,752 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-004487 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionRestricted Stock Units · Derivative 6,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · derivative · entry 9

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2013 Restricted Stock Units · Derivative 3,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · derivative · entry 8

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 3,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 6,709 $76.39 $512,500.51
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · nonDerivative · entry 6

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,572

F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Disposition to issuerCommon Stock 3,496 $76.39 $267,059.44
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · nonDerivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,281

F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,056 $77.06 $158,435.36
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · nonDerivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,777

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,929 $77.06 $148,648.74
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,833

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 3,496 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

Read SEC document
February 10, 2015 Filed Feb 12, 2015 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 6,709 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-003759 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.

Read SEC document
January 29, 2015 Filed Feb 2, 2015 22:30 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantStock Options · Derivative 31,903 $0.00 Strike: $74.96 $0.00
Disclosure

SEC source: 0001225208-15-002613 · doc4.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,903

Underlying: Common Stock · 31,903 shares

Expires 2025-01-28

F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.

Read SEC document
January 29, 2015 Filed Feb 2, 2015 22:30 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantRestricted Stock Units · Derivative 9,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-002613 · doc4.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,112

Underlying: Common Stock · 9,112 shares

Expires 2016-02-15

F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
January 29, 2015 Filed Feb 2, 2015 22:30 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Grant2015 Restricted Stock Units · Derivative 11,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-15-002613 · doc4.xml · derivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163

Underlying: Common Stock · 11,163 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F4 · shares: This award is reported net of 436 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter.

F4 · derivative.underlying_shares: This award is reported net of 436 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
January 29, 2015 Filed Feb 2, 2015 22:30 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 14,470 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-002613 · doc4.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,557

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 23:33 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionPerformance Share Units · Derivative 4,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-14-008174 · doc4.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F1 · derivative.exercise_date: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F1 · derivative.expiration_date: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.