Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BGC Group, Inc.BGCP · Entity 3818 | President | July 30, 2020 | July 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BGC Group, Inc.
Report date July 30, 2020 · Filed July 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| BGC Holdings Exchangeable Limited Partnership InterestsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-07-30 · Disposition to issuer · Disposed 883,348 · Balance 0 F1: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2: On July 30, 2020, the Company repurchased 797,222 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn at a price of $2.76, the closing price of shares of Class A common stock on July 30, 2020. In connection with such repurchase, the remaining 86,126 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn were redeemed for zero. The transactions were approved by the Compensation Committee and are exempt pursuant to Rule 16b-3 under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F2: On July 30, 2020, the Company repurchased 797,222 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn at a price of $2.76, the closing price of shares of Class A common stock on July 30, 2020. In connection with such repurchase, the remaining 86,126 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn were redeemed for zero. The transactions were approved by the Compensation Committee and are exempt pursuant to Rule 16b-3 under the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2020 Filed Jul 31, 2020 21:08 UTC | BGC Group, Inc. BGCP · Entity 3818 | Disposition to issuerBGC Holdings Exchangeable Limited Partnership Interests · Derivative | 883,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-016185 · rdgdoc.xml · derivative · entry 1 Lynn Shaun D · CIK 0001431139 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.01 per share · 883,348 shares Expires not disclosed F1 · derivative.exercise_price: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · kind: On July 30, 2020, the Company repurchased 797,222 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn at a price of $2.76, the closing price of shares of Class A common stock on July 30, 2020. In connection with such repurchase, the remaining 86,126 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn were redeemed for zero. The transactions were approved by the Compensation Committee and are exempt pursuant to Rule 16b-3 under the Exchange Act. F2 · price: On July 30, 2020, the Company repurchased 797,222 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn at a price of $2.76, the closing price of shares of Class A common stock on July 30, 2020. In connection with such repurchase, the remaining 86,126 of such 883,348 exchangeable limited partnership interests held by Mr. Lynn were redeemed for zero. The transactions were approved by the Compensation Committee and are exempt pursuant to Rule 16b-3 under the Exchange Act. F1 · derivative.exercise_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · derivative.expiration_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:16 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantBGC Holdings Exchangeable Limited Partnership Interests · Derivative | 883,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004352 · rdgdoc.xml · derivative · entry 1 Lynn Shaun D · CIK 0001431139 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,348 Underlying: Class A Common Stock, par value $0.01 per share · 883,348 shares Expires not disclosed F1 · derivative.exercise_price: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company. The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company. The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.expiration_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 883,348 exchange rights with respect to 883,348 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 883,348 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 883,348 shares of Class A common stock, par value $0.01 per share, of the Company. The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:26 UTC | BGC Group, Inc. BGCP · Entity 3818 | Disposition to issuerBGC Holdings Exchangeable Limited Partnership Interests · Derivative | 750,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-004109 · rdgdoc.xml · derivative · entry 1 Lynn Shaun D · CIK 0001431139 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.01 per share · 750,308 shares Expires not disclosed F1 · derivative.exercise_price: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A common stock, par value $0.01 per share, of the Company (the "Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · kind: On March 1, 2019, the Company repurchased 677,152 of such 750,308 exchangeable limited partnership interests held by Mr. Lynn at the average price of shares of Class A common stock sold under the Company's controlled equity offering from February 25, 2019 to March 1, 2019 less 1% ($6.1090 per limited partnership interest, for an aggregate purchase price of approximately $4,136,700). In connection with such repurchase, the remaining 73,156 of such 750,308 exchangeable limited partnership interests held by Mr. Lynn were redeemed for zero. The transactions were approved by the Compensation Committee of the Board of Directors of the Company and are exempt pursuant to Rule 16b-3 under the Exchange Act. F2 · price: On March 1, 2019, the Company repurchased 677,152 of such 750,308 exchangeable limited partnership interests held by Mr. Lynn at the average price of shares of Class A common stock sold under the Company's controlled equity offering from February 25, 2019 to March 1, 2019 less 1% ($6.1090 per limited partnership interest, for an aggregate purchase price of approximately $4,136,700). In connection with such repurchase, the remaining 73,156 of such 750,308 exchangeable limited partnership interests held by Mr. Lynn were redeemed for zero. The transactions were approved by the Compensation Committee of the Board of Directors of the Company and are exempt pursuant to Rule 16b-3 under the Exchange Act. F1 · derivative.exercise_date: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A common stock, par value $0.01 per share, of the Company (the "Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · derivative.expiration_date: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A common stock, par value $0.01 per share, of the Company (the "Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:44 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantBGC Holdings Exchangeable Limited Partnership Interests · Derivative | 750,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000233 · rdgdoc.xml · derivative · entry 1 Lynn Shaun D · CIK 0001431139 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,308 Underlying: Class A Common Stock, par value $0.01 per share · 750,308 shares Expires not disclosed F1 · derivative.exercise_price: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings, L.P. are immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A Common Stock, par value $0.01 per share, of the Company. This grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · kind: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings, L.P. are immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A Common Stock, par value $0.01 per share, of the Company. This grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings, L.P. are immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A Common Stock, par value $0.01 per share, of the Company. This grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.expiration_date: On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 750,308 exchange rights with respect to 750,308 non-exchangeable limited partnership interests of BGC Holdings, L.P. that were previously granted to the reporting person. The resulting 750,308 exchangeable limited partnership interests of BGC Holdings, L.P. are immediately exchangeable by the reporting person for an aggregate of 750,308 shares of Class A Common Stock, par value $0.01 per share, of the Company. This grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 23:12 UTC | BGC Group, Inc. BGCP · Entity 3818 | Disposition to issuerClass A Common Stock, par value $0.01 per share | 167,654 | $11.07 | $1,855,929.78 |
DisclosureSEC source: 0001437749-17-001651 · rdgdoc.xml · nonDerivative · entry 1 Lynn Shaun D · CIK 0001431139 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,368 F1 · kind: Represents shares of Class A common stock, par value $0.01 share, of BGC Partners, Inc. (the "Company"), which were sold by the reporting person to the Company in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. This transaction was included in the Company's stock repurchase authorization and was approved by the Compensation Committee of the Board of Directors Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.