Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACRES Commercial Realty Corp.
Report date July 31, 2020 · Filed August 04, 2020
Section 16 reporting ended · disclosed 2020-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,627 |
Reported balance
Holding disclosure · report date 2020-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 156,627 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 38,600 |
Reported balance
Holding disclosure · report date 2020-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,600 F1: The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 780,025 |
Reported balance
Holding disclosure · report date 2020-07-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 780,025 F2: Shares are collectively held by Resource Capital Investor, LLC and Resource Financial Fund Management, LLC, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. |
| 8.625% Series C Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 3,607 |
Reported balance
Holding disclosure · report date 2020-07-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,607 F1: The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.
F2: Shares are collectively held by Resource Capital Investor, LLC and Resource Financial Fund Management, LLC, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.
Resource Real Estate Diversified Income Fund
Report date September 30, 2018 · Filed November 15, 2018
Section 16 reporting ended · disclosed 2018-11-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 11, 2020 16:30 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | PurchaseCommon Stock | 48,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006090 · doc1.xml · nonDerivative · entry 3 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,627 F4 · price: On March 10, 2020, the reporting person purchased, in multiple transactions, a total of 48,355 shares of common stock of the Issuer at prices ranging from $10.005 to $10.46. F5 · balance_after: Includes 27,700 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 16:30 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | PurchaseCommon Stock | 38,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006090 · doc1.xml · nonDerivative · entry 2 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 38,600 F3 · price: On March 10, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 38,600 shares of common stock of the Issuer at prices ranging from $10.07 to $10.415. F2 · ownership.nature: The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 16:30 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | Purchase8.625% Series C Cumulative Redeemable Preferred Stock | 3,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006090 · doc1.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 3,607 F1 · price: On March 9, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 3,607 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.790 to $25.00. F2 · ownership.nature: The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 16:05 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | GrantCommon Stock | 12,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001817 · doc4.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,272 F1 · price: The Reporting Person has been granted 12,668 shares of restricted stock under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 21, 2021. F2 · balance_after: 37,716 shares remain subject to vesting. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:52 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | GrantCommon Stock | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001881 · doc4.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,604 F1 · price: The Reporting Person has been granted 14,734 shares of restricted stock under the Issuer's Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 22, 2020. F2 · balance_after: 45,183 shares remain subject to vesting. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:29 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | Other8.50% Series A Cumulative Redeemable Preferred Stock | 21,276 | $25.00 | $531,900.00 |
DisclosureSEC source: 0001140361-18-004473 · doc1.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The issuer redeemed all of its issued and outstanding 8.50% Series A Cumulative Redeemable Preferred Stock for $25 per share on January 31, 2018. F1 · price: The issuer redeemed all of its issued and outstanding 8.50% Series A Cumulative Redeemable Preferred Stock for $25 per share on January 31, 2018. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 16:43 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-002780 · doc1.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,870 F1 · price: The undersigned has been granted 15,625 shares of restricted common stock under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 18, 2019. F2 · balance_after: 45,673 shares remain subject to vesting. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:06 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | GrantCommon Stock | 30,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003223 · doc1.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,245 F1 · price: The undersigned was granted 30,048 restricted common shares under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 25, 2018. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 16:45 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | PurchaseCommon Stock | 13,753 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-087599 · doc1.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,197 F1 · price: On November 18, 2016, the reporting person purchased, in multiple transactions, a total of 13,753 shares of common stock of Resource Capital Corp. at prices ranging from $9.15 to $9.25. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 16:51 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | PurchaseCommon Stock | 21,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-087275 · doc1.xml · nonDerivative · entry 2 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,444 F2 · price: On November 17, 2016, the reporting person purchased, in multiple transactions, a total of 21,444 shares of common stock of RSO at prices ranging from $9.36 to $9.43. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:51 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | Purchase8.50% Series A Cumulative Redeemable Preferred Stock | 21,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-087275 · doc1.xml · nonDerivative · entry 1 FARKAS ANDREW L · CIK 0001026285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,276 F1 · price: On November 16, 2016, the reporting person purchased, in multiple transactions, a total of 21,276 shares of 8.50% Series A Cumulative Redeemable Preferred Stock of Resource Capital Corp. ("RSO") at prices ranging from $22.40 to $23.50. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.