Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | Group President Poultry | June 15, 2020 | August 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date June 15, 2020 · Filed August 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 20,880.713 |
Last balance in matching sequence
After 2020-08-05 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-06-15 · Other · Acquired 139.973 · Balance 22,428.713 F1: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2: Includes 1,019.055 shares of Class A Common Stock which vest on November 17, 2020; 1,316.808 shares of Class A Common Stock which vest on November 19, 2021; 13,601.293 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; and 4,216.759 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Row 4 · 2020-08-05 · Sale · Disposed 1,548 · Balance 20,880.713 F2: Includes 1,019.055 shares of Class A Common Stock which vest on November 17, 2020; 1,316.808 shares of Class A Common Stock which vest on November 19, 2021; 13,601.293 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; and 4,216.759 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. |
| Class A Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 1,840.3937 |
Reported balance
After 2020-07-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-07-23 · Other · Acquired 163.1408 · Balance 1,840.3937 F3: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. |
| Class A Common StockSEC Table I · non-derivative | Indirectby Spouse | 0 |
Reported balance
After 2020-08-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-08-05 · Sale · Disposed 1,500 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F2: Includes 1,019.055 shares of Class A Common Stock which vest on November 17, 2020; 1,316.808 shares of Class A Common Stock which vest on November 19, 2021; 13,601.293 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; and 4,216.759 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.
F3: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2020 Filed Aug 6, 2020 20:26 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 1,548 | $63.00 | $97,524.62 |
DisclosureSEC source: 0000100493-20-000105 · wf-form4_159674557567249.xml · nonDerivative · entry 4 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,880.713 F2 · balance_after: Includes 1,019.055 shares of Class A Common Stock which vest on November 17, 2020; 1,316.808 shares of Class A Common Stock which vest on November 19, 2021; 13,601.293 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; and 4,216.759 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 20:26 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 1,500 | $63.08 | $94,620.00 |
DisclosureSEC source: 0000100493-20-000105 · wf-form4_159674557567249.xml · nonDerivative · entry 3 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 0 Read SEC document |
| July 23, 2020 Filed Aug 6, 2020 20:26 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 163.1408 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000105 · wf-form4_159674557567249.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,840.3937 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| June 15, 2020 Filed Aug 6, 2020 20:26 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 139.973 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000105 · wf-form4_159674557567249.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,428.713 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,019.055 shares of Class A Common Stock which vest on November 17, 2020; 1,316.808 shares of Class A Common Stock which vest on November 19, 2021; 13,601.293 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; and 4,216.759 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 330 | $60.08 | $19,826.40 |
DisclosureSEC source: 0000100493-20-000079 · wf-form4_158948115126960.xml · nonDerivative · entry 3 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,288.74 F4 · kind: On May 12, 2020, 1,055.101 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 330 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5 · balance_after: Includes 1,012.027 shares of Class A Common Stock which vest on November 17, 2020; 1,307.738 shares of Class A Common Stock which vest on November 19, 2021; 13,506.734 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable SIA is achieved; and 4,187.443 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| April 30, 2020 Filed May 14, 2020 18:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 279.7965 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000079 · wf-form4_158948115126960.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,677.2529 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| March 16, 2020 Filed May 14, 2020 18:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 128.597 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000079 · wf-form4_158948115126960.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,618.74 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,055.101 shares which vested on May 12, 2020; 1,012.027 shares of Class A Common Stock which vest on November 17, 2020; 1,307.738 shares of Class A Common Stock which vest on November 19, 2021; 13,506.734 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; and 4,187.443 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 18:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 16.1061 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000158 · wf-form4_157530974597940.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,420.2756 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 18:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000158 · wf-form4_157530974597940.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,522.992 F1 · kind: On November 28, 2019, 1,580.052 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 582 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F2 · balance_after: Includes 1,041.644 shares which vest on May 12, 2020; 999.119 shares of Class A Common Stock which vest on November 17, 2020; 1,289.384 shares of Class A Common Stock which vest on November 19, 2021; 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; and 4,167.593 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 22,375 | $0.00 Strike: $89.98 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · derivative · entry 9 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,375 Underlying: Class A Common Stock · 22,375 shares Expires 2029-11-18 F10 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 16,670.372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · derivative · entry 8 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,670.372 Underlying: Class A Common Stock · 16,670.372 shares Expires not disclosed F9 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F9 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F9 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F9 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 4,167.593 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · nonDerivative · entry 5 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,104.992 F6 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable Stock Incentive Award Agreement ("SIA") is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F7 · balance_after: Includes 1,580.052 shares of Class A Common Stock which vest on November 28, 2019; 1,041.644 shares which vest on May 12, 2020; 999.119 shares of Class A Common Stock which vest on November 17, 2020; 1,289.384 shares of Class A Common Stock which vest on November 19, 2021; 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable SIA is achieved; and 4,167.593 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · nonDerivative · entry 4 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,937.399 F5 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 18, 2019, to satisfy tax withholding obligations related to the vesting described in footnote 4. F2 · balance_after: Includes 1,580.052 shares of Class A Common Stock which vest on November 28, 2019; 1,041.644 shares which vest on May 12, 2020; 999.119 shares of Class A Common Stock which vest on November 17, 2020; 1,289.384 shares of Class A Common Stock which vest on November 19, 2021; and 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 803.645 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · nonDerivative · entry 3 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,189.399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 28, 2016 the Reporting Person received a grant of 1,499.828 performance shares which vested or expired on November 18, 2019 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $9,365 million for the 2017-2019 fiscal years and (b) a favorable comparison of the Issuer's Class A total shareholder return relative to the total shareholder return of a predetermined peer group of publicly traded companies over the 2017-2019 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 18, 2019, 803.645 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. F2 · balance_after: Includes 1,580.052 shares of Class A Common Stock which vest on November 28, 2019; 1,041.644 shares which vest on May 12, 2020; 999.119 shares of Class A Common Stock which vest on November 17, 2020; 1,289.384 shares of Class A Common Stock which vest on November 19, 2021; and 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| November 14, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 251.5726 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,404.1695 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 16, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 1,499.828 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · derivative · entry 7 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,499.828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. Read SEC document |
| September 16, 2019 Filed Nov 20, 2019 21:35 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 163.226 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000139 · wf-form4_157428571520985.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,385.754 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,580.052 shares of Class A Common Stock which vest on November 28, 2019; 1,041.644 shares which vest on May 12, 2020; 999.119 shares of Class A Common Stock which vest on November 17, 2020; 1,289.384 shares of Class A Common Stock which vest on November 19, 2021; and 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| May 07, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 6,300 | $42.26 Strike: $42.26 | $266,238.00 |
DisclosureSEC source: 0000100493-19-000067 · wf-form4_155741262467765.xml · derivative · entry 6 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 6,300 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 6,300 | $77.24 | $486,628.38 |
DisclosureSEC source: 0000100493-19-000067 · wf-form4_155741262467765.xml · nonDerivative · entry 4 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,222.528 F4 · price: This is a weighted average price. These shares were sold in multiple transactions on May 7, 2019 at prices ranging from $77.241 to $77.261, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 1,566 shares of Class A Common Stock which vest on November 28, 2019; 1,032.38 shares which vest on May 12, 2020; 990.233 shares of Class A Common Stock which vest on November 17, 2020; 1,277.916 shares of Class A Common Stock which vest on November 19, 2021; and 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| May 07, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 6,300 | $42.26 | $266,238.00 |
DisclosureSEC source: 0000100493-19-000067 · wf-form4_155741262467765.xml · nonDerivative · entry 3 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,522.528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,566 shares of Class A Common Stock which vest on November 28, 2019; 1,032.38 shares which vest on May 12, 2020; 990.233 shares of Class A Common Stock which vest on November 17, 2020; 1,277.916 shares of Class A Common Stock which vest on November 19, 2021; and 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| May 02, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 156.6236 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000067 · wf-form4_155741262467765.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,152.5969 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| March 19, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 103.075 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000067 · wf-form4_155741262467765.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,222.528 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,566 shares of Class A Common Stock which vest on November 28, 2019; 1,032.38 shares which vest on May 12, 2020; 990.233 shares of Class A Common Stock which vest on November 17, 2020; 1,277.916 shares of Class A Common Stock which vest on November 19, 2021; and 13,323.15 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:49 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 6,200 | $31.82 Strike: $31.82 | $197,284.00 |
DisclosureSEC source: 0000100493-19-000052 · wf-form4_155120695279958.xml · derivative · entry 7 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,200 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:49 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 2,032.849 | $62.50 | $127,053.06 |
DisclosureSEC source: 0000100493-19-000052 · wf-form4_155120695279958.xml · nonDerivative · entry 5 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,086.604 F2 · balance_after: Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:49 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 5,800 | $62.31 | $361,409.60 |
DisclosureSEC source: 0000100493-19-000052 · wf-form4_155120695279958.xml · nonDerivative · entry 4 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,119.453 F2 · balance_after: Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:49 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 400 | $62.30 | $24,920.40 |
DisclosureSEC source: 0000100493-19-000052 · wf-form4_155120695279958.xml · nonDerivative · entry 3 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,919.453 F2 · balance_after: Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:49 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 6,200 | $31.82 | $197,284.00 |
DisclosureSEC source: 0000100493-19-000052 · wf-form4_155120695279958.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,319.453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 18:49 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 22.8192 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000052 · wf-form4_155120695279958.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,042.756 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 13,247.652 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000041 · wf-form4_155026305915036.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,086.604 F2 · kind: Award of Class A Common Stock which vests on February 13, 2021 if the performance goal described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance goal is the achievement of a cumulative adjusted operating income target as set forth in the SIA. If the performance goal is not achieved, the award expires. F3 · balance_after: Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 13,247.6520 shares of Class A Common Stock which vest on February 13, 2021 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved; and 1,270.674 shares of Class A Common Stock which vest on November 19, 2021. Read SEC document |
| February 13, 2019 Filed Feb 26, 2019 18:48 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 13,247.652 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000051 · wf-form4a_155120692476434.xml · nonDerivative · entry 2 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,119.453 F2 · kind: Award of Class A Common Stock which vests on February 13, 2022 if the performance goal described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance goal is the achievement of a cumulative adjusted operating income target as set forth in the SIA. If the performance goal is not achieved, the award expires. F3 · balance_after: Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable SIA is achieved. Read SEC document |
| February 07, 2019 Filed Feb 15, 2019 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 23.9635 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000041 · wf-form4_155026305915036.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,019.9368 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| February 07, 2019 Filed Feb 26, 2019 18:48 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 23.9635 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000051 · wf-form4a_155120692476434.xml · nonDerivative · entry 1 Martin Chad Roderick · CIK 0001765322 · Group President Poultry 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,019.9368 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.